40th Annual Conference of IOSCO - London, 14-18 June 2015
Public Documents (Speeches and recordings)
Tuesday 16 June 2015
Regulatory Workshop on Credible Deterrence
(10:00 to 12:30)
Panellists:
-
Ms. Georgina Philippou (Moderator)
Acting Executive Director of Enforcement and Market Oversight, Financial Conduct Authority (FCA), UK
Biography -
Mr. Anthony Pygram
Partner of Enforcement and Competition Policy, Ofgem
Biography -
Mr. Christophe Caillot
Senior Officer, Investigation and Inspection Division, Autorité des marchés financiers (AMF), France
Biography -
Mr. David Green
Director, UK Serious Fraud Office
Biography -
Mr. Jean-François Fortin
Executive Director of Enforcement, Autorité des marchés financiers (AMF), Québec
Biography -
Mr. Stephen Blake
Senior Director and Head of the Cartels and Criminal Group, UK Competition and Markets Authority
Biography -
Mr. Stephen Glynn
Senior Director and Head of Enforcement, Dubai Financial Services Authority (DFSA)
Biography - Workshop Program I
- Presentation by Stephen Glynn
- Additional material
- Credible Deterrence Report
- Video recording
- Audio recording
Regulatory Workshop on Consumer Vulnerability
(14:00 to 16:30)
Panellists:
-
Mr. Martin Coppack (Moderator)
Head of Partnerships, UK Financial Conduct Authority
Biography -
Ms. Caroline Wells
Head of Consumer Insight, UK Financial Ombudsman Service
Biography -
Mr. Daniel Sibears
Executive Vice-President, Regulatory Operations/Shared Services, FINRA
Biography -
Ms. Elaine Draper
Director, Accessibility and Inclusion, Barclays Personal and Corporate Banking
Biography -
Mr. Michael Chapman
Senior Policy Expert, Financial Education and Consumer Protection Unit, OECD
Biography -
Mr. Rajeev Agarwal
Whole Time Board Member, Securities and Exchange Board of India
Biography - Workshop Program II
- Presentation by Martin Coppack
- Video recording
- Audio recording
Wednesday 17 June 2015
Opening Ceremony (14:00 to 15:15)
Ms. Georgina Philippou and Mr. David Lawton (Masters of Ceremony)
Speakers:
-
Mr. Martin Wheatley
Chief Executive Officer, Financial Conduct authority (FCA), UK
Biography and Speech -
Ms. Harriett Baldwin MP
Economic secretary to HM Treasury
Speech -
Mr. Greg Medcraft
Chairman, Australian Securities and Investment Commission, Chairman of the IOSCO Board
Biography and Speech -
Ms. Amelia Fletcher
Professor of Competition Policy, Centre for Competition Policy and Norwich Business School, University of East Anglia, and Non-executive Board member of the Financial Conduct Authority (FCA), UK
Biography and Speech - Opening Ceremony Video recording
- Opening Ceremony Audio recording
Panel 1 - Understanding behaviour of firms and consumers (15:40 to 17:10)
Ms. Linda Yueh, Chief Business Correspondent, BBC News chaired the session
Biography
Panellists:
-
Mr. Greg Davies
Managing Director and Head of Behavioural-Quant Finance, Barclays
Biography -
Mr. Theodor Kockelkoren
Netherlands Authority for Financial Markets (AFM) Executive Board and Chair of the Organisation for Economic Cooperation and Development Task Force on Financial Consumer Protection
Biography -
Mr. David Tuckett
Director of the Centre for the Study of Decision-Making Uncertainty, University College London
Biography -
Mr. Howard Wetston QC
Chair and Chief Executive Officer, Ontario Securities Commission and Vice-Chairman of the IOSCO Board
Biography - Panel 1 Video recording
- Panel 1 Audio recording
Thursday 18 June 2015
Ms. Georgina Philippou and Mr. David Lawton (Masters of Ceremony)
Dame Colette Bowe
Chairman, Banking Standards Board
Biography and Speech
Video recording
Panel 2 - Changing Culture and Raising Conduct Standards (9:25 to 10:55)
Mr. Kamal Ahmed, Business Editor, BBC News, chaired the session
Biography
Panellists:
-
Ms. Elizabeth Corley
Global Chief Executive Officer, Allianz Global Investors Europe
Biography -
Mr. Sergio Ermotti
Group Chief Executive Officer, UBS
Biography -
Professor Roger Steare
The Corporate Philosopher
Biography and Moral DNA Paper -
Mr. Martin Wheatley
Chief Executive Officer, Financial Conduct Authority (FCA), UK
Biography -
Ms. Mary Jo White
Chair, U.S. Securities and Exchange Commission (SEC)
Biography - Panel 2 Video recording
- Panel 2 Audio recording
Kamal Ahmed in conversation with Douglas Hodge, Chief Executive Officer, PIMCO
(11:15 to 11:45)
Panel 3 – Financial Innovation and Regulation: What are the implications? (11:45 to 13:15)
Ms. Claire Cockerton, Chief Executive Officer, Innovate Finances, chaired the session
Biography
Panellists:
-
Mr. Jacob Hook
Partner, Oliver Wyman
Biography -
Ms. Clare Flynn Levy
Founder/ CEO, Essentia Analytics
Biography -
Mr. Xavier Rolet
Chief Executive Officer, London Stock Exchange Group
Biography -
Mr. Leonardo Gomes Pereira
Chairman, Comissão de Valores Mobiliários, Brazil
Biography -
Mr. Aneesh Varma
FinTech Entrepreneur and Founder of Aire
Biography - Panel 3 Video recording
- Additional material:
- Conversation with Douglas Hodge & Panel 3 Audio recording
Stephanie Flanders in conversation with: Douglas Flint, Chairman, HSBC
(14:20 to 14:50)
Panel 4 – Future challenges for Regulators and Industry (14:50 to 16:20)
Ms. Stephanie Flanders, Chief Market Strategist, J.P. Morgan Asset Management, chaired the session
Biography
Panellists:
-
Mr. Ashley Alder
Chief Executive Officer, Securities and Futures Commission (SFC), Hong Kong
Biography -
Mr. J. Christopher Giancarlo
Commissioner, U.S. Commodity Futures Trading Commission (CFTC)
Biography -
Ms. Barbara Novick
Vice Chairman, BlackRock
Biography -
Mr. Scott O’Malia
Chief Executive Officer, International Swaps and Derivatives Association (ISDA)
Biography -
Ms. Verena Ross
Executive Director, European Securities and Market Authority (ESMA)
Biography -
Mr. José Viñals
Financial Counsellor and Director, Monetary and Capital Markets Department, International Monetary Fund (IMF)
Biography - Video recording
Closing Remarks (16:20 to 16:35)
-
Mr. David Wright
Secretary General of IOSCO
Biography and Speech - Video recording
Handover Ceremony IOSCO 2016 Peru (16:50 to 17:00)
-
Ms. Lillian Rocca
Chairperson, Superintendencia del Mercado de Valores, Peru - Video recording
- Conversation with Douglas Flint, Panel 4, Closing Remarks & Handover Ceremony Audio recording
Documents released during the Conference
Media Releases
- IOSCO publishes report on credible deterrence approaches in securities market regulation
- IOSCO: Meeting the Challenges of a New Financial World
Articles
- Regulators Group Admits Funds Aren’t Like Banks: IOSCO official says large funds don’t pose same risk to financial systems as big banks, Wall Street Journal, 17 June 2015
- Plans to label big fund managers ‘systemic’ in jeopardy, Financial Times, 17 June 2015
- Securities regulators’ group calls for end to ‘safe havens’, Financial Times, 17 June 2015
- Banks ‘deserve what they get’, says regulator, Financial Times, 21 June 2015
- Gross’s Pimco Exit Shows Fund Risk Not Systemic, IOSCO Head Says, Bloomberg, 22 June 2015
- Insight - Market watchdogs fight back against central banks, Reuters, 22 June 2015
- Regulators may have gone too far: Medcraft, The Daily Telegraph, Australia, 23 June 2015