29th Annual Conference of IOSCO - Amman, Jordan, May 2004

Public Documents

Tome 1

Opening Ceremony, 19 May

  1. Speech
    by Dr. Bassam Saket, Chairman of the IOSCO Presidents’ Committee and Executive Chairman of the Jordan Securities Commission
    19 May 2004 - 7 pages
  2. Speech
    by Professor Fernando Teixeira dos Santos, Chairman of the IOSCO Executive Committee and Chairman of the Comissão do Mercado de Valores Mobiliários of Portugal
    19 May 2004 - 5 pages
  3. Speech
    by Mr. Andrew Sheng, Chairman of the IOSCO Technical Committee and Chairman of the Hong Kong Securities and Futures Commission
    19 May 2004 - 5 pages
  4. Speech
    by Dr. Dogan Cansizlar, Chairman of the IOSCO Emerging Markets Committee and Chairman of the Capital Markets Board of Turkey
    19 May 2004 - 8 pages
  5. Remarks
    by Mr. Philippe Richard, Secretary General of the International Organization of Securities Commission (IOSCO)
    19 May 2004 - 3 pages

Plenary 1 – New Challenges in the Regulation of Collective Investments Schemes, 19 May

  1. A European Regulator’s Point of View
    Speech and Presentation by Mr. Jean-Paul Servais, Vice President of the Belgian Banking, Finance and Insurance Commission
    19 May 2004 - 11 pages
  2. Speech and Presentation
    by Mr. Greg Tanzer, Executive Director, Consumer Protection and International of the Australian Securities and Investments Commission
    19 May 2004 - 12 pages
  3. Speech
    by Mr. Ethiopis Tafara, Director of the Office of International Affairs, Securities and Exchange Commission of the United States of America
    19 May 2004 - 16 pages

Plenary 2 – International Convergence and Public Oversight of Accounting and Auditing Standards, 20 May

  1. Strengthening the Credibility and Reliability of Financial Audits: Public Interest Oversight
    Speech by Mr. Stavros Thomadakis, Professor of Financial Economics at the University of Athens and Former Chairman of the Hellenic Capital Market Commission
    20 May 2004 - 6 pages
  2. Governance in Islamic Financial Institutions
    Speech by Mr. Fadi George Kawar, Commissioner and Member of the Board of Commissioner, Telecommunications Regulatory Commission of Jordan
    20 May 2004 - 9 pages
  3. Presentation
    by Mr. René Ricol, President, International Federation of Accountants of France
    20 May 2004 - 18 pages

Plenary 3 – Recent Evolution in Securities Market Price Formation Mechanisms, 20 May

  1. A changing Market Model
    Speech by Mr. Edward A. Kwalwasser, Group Executive Vice President – Regulation, New York Stock Exchange
    20 May 2004 - 5 pages
  2. Presentation
    by Mr. Claudio Salini, Chairman of the IOSCO Standing Committee 2 on Regulation of Secondary Markets and Head of Markets and Economic Research Division, Commissione Nazionale per le Società e la Borsa of Italy
    20 May 2004 - 10 pages

Plenary 4 – Mergers, Demutualization and Governance of Securities Exchanges, 20 May

  1. Regulating an Integrated Demutualized Exchange, the Hong Kong Experience
    Presentation by Mr. Andrew Sheng, Chairman of the IOSCO Technical Committee and Chairman of the Hong Kong Securities and Futures Commission
    20 May 2004 - 7 pages
  2. Market Demutualization and Privatization: The Australian Experience
    Speech by Mr. Jeffrey Lucy, Chairman of the Australian Securities and Investments Commission (ASIC)
    20 May 2004 - 12 pages
  3. Speech
    by Ms. Karen K. Wuertz, Senior Vice President of the National Futures Association of the United States of America
    20 May 2004 - 7 pages
  4. Speech
    by Mr. Ranjit Ajit Singh, Chairman of the IOSCO EMC Working Group 2 on Regulation of Secondary Markets and Director of the Securities Commission of Malaysia
    20 May 2004 - 7 pages

Tome 2

IOSCO Public Documents

  1. Financial Disclosure in the Banking, Insurance and Securities Sectors: Issues and Analysis
    Joint Forum (IOSCO, BCBS and IAIS)
    May 2004, Amman - 29 pages
  2. Principles on Client Identification and Beneficial Ownership for the Securities Industry
    Report from the International Organization of Securities Commissions
    May 2004, Amman - 14 pages
  3. Transparency of Corporate Bond Markets
    Report from the Technical Committee of the International Organization of Securities Commissions
    May 2004, Amman - 38 pages
  4. Performance Presentation Standards for Collective Investment Schemes: Best Practice Standards
    Report from the Technical Committee of the International Organization of Securities Commissions
    May 2004, Amman - 8 pages
  5. IOSCO Technical Committee Outlines Action Plan to Strengthen Capital Markets Against Financial Fraud, Reports on Progress to Develop a Code of Conduct for Credit Rating Agencies, and Issues Principles on Client Identification and Beneficial Ownership for the Securities Industry
    May 2004, Amman - 6 pages
  6. Islamic Capital Market Fact Finding Report
    Report from the Islamic Capital Market Task Force of the International Organization of Securities Commissions
    July 2004 - 87 pages

Closing Session of the Conference

  1. Final Communiqué of the XXIXth Annual Conference of the International Organization of Securities Commissions (IOSCO)
    20 May 2004, Amman - 11 pages