30th Annual Conference of IOSCO - Colombo, Sri Lanka, April 2005

Public Documents

Opening Ceremony, 6 April

  1. Speech
    by Dr. Dayanath C. Jayasuriya, Chairman of the IOSCO Presidents’ Committee and Chairman of the Securities and Exchange Commission of Sri Lanka
    6 April 2005 - 5 pages
  2. Speech
    by Ms. Jane Diplock, Chairperson of the IOSCO Executive Committee and Chairperson of the New Zealand Securities Commission
    6 April 2005 - 4 pages
  3. Speech
    by Mr. Andrew Sheng, Chairman of the IOSCO Technical Committee and Chairman of the Hong Kong Securities and Futures Commission
    6 April 2005 - 6 pages
  4. Speech
    by Dr. Dogan Cansizlar, Chairman of the IOSCO Emerging Markets Committee and Chairman of the Capital Markets Board of Turkey
    6 April 2005 - 6 pages
  5. Speech
    by Mr. Philippe Richard, Secretary General of the International Organization of Securities Commission (IOSCO)
    6 April 2005 - 4 pages

Plenary 1 – The Regulation of Credit Rating Agencies, 6 April

  1. Remarks on the Regulation of Credit Rating Agencies
    by Mr. Ethiopis Tafara, Director of the Office of International Affairs, Securities and Exchange Commission of the United States of America
    6 April 2005 - 11 pages
  2. Statement
    by Mr. John Rutherford, Chairman and Chief Executive Officer, Moody’s Corporation
    6 April 2005 - 11 pages
  3. Regulation of European Agencies: An International Perspective
    Presentation by Mr. Veverka, Executive Managing Director, Institutional Affairs, Standard & Poor’s, Europe
    6 April 2005 - 6 pages

Plenary 2 – Challenges in Rapidly Developing Economies, 7 April

  1. Challenges in Rapidly Developing Economies – The Malaysian Experience
    Presentation by Mr. Ali Abdul Kadir, Senior Advisor of Ernst and Young, Malaysia
    7 April 2005 - 28 pages
  2. Speech
    by Mr. Khalid Mirza, Sector Manager of the International Bank for Reconstruction and Development, United States of America
    7 April 2005 - 3 pages
  3. Challenges in Rapidly Developing Economies
    Speech and Presentation by Mr. Charles Enoch, Deputy Director of the Monetary and Financial Systems Department of the International Monetary Fund
    7 April 2005 - Speech 4 pages, Presentation 14 pages

Plenary 3 – The Regulation of Financial Analysts, 7 April

  1. The regulation of investment research: where do we go from here?
    Speech by Mr. Prada, Vice Chairman of the IOSCO Technical Committee and Chairman of the Autorité des Marchés Financiers of France
    7 April 2005 - 4 pages
  2. Financial Analysts: Independence and Professionalism
    Presentation by Mr. Trasi, European Federation of Financial Analysts Societies (EFFAS) Board Member and Chairman of the Associazione Italiana degli Analisti Finanziari (AIAF) of Italy
    7 April 2005 - 14 pages
  3. Speech
    by Mr. J. B. Ram, Vice President of the Institute of Chartered Financial Analysts of India
    7 April 2005 - 4 pages

Plenary 4 – The Rapidly Evolving Activities of Hedge Funds, 7 April

  1. Regulation of Hedge funds in Germany
    Presentation by Dr. Horst Nottmeier, Director of the Hedge Funds Division, Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin) of Germany
    7 April 2005 - 19 pages
  2. Presentation
    by Mr. Paul Wright, Head of the International Department of the Financial Services Authority of the United Kingdom
    7 April 2005 - 15 pages
  3. Perspectives on Hedge Fund Growth and Regulation
    Presentation by Mr. Dinakar Singh, Founder and Chief Executive Officer, TPG – Axon Capital, United States of America
    7 April 2005 - 22 pages
  4. Speech
    Mr. Richard. D. Marshall, Partner, Kirkpatrick & Lockhart Nicholson Graham LLP, United States of America
    7 April 2005 - 44 pages

IOSCO Public Documents

  1. IOSCO Consultation Policy and Procedure
    Report of the Executive Committee of IOSCO
    April 2005, Colombo - 5 pages
  2. Compliance Function At Market Intermediaries
    Report of the Technical Committee of IOSCO
    April 2005, Colombo - 33 pages
  3. Survey Report on Regulation and Oversight of Auditors
    Report of the Technical Committee and Emerging Markets Committee of IOSCO
    April 2005, Colombo - 68 pages
  4. Exchange Demutualization in Emerging Markets
    Report of the Emerging Markets Committee of IOSCO
    April 2005, Colombo - 40 pages

Closing Session of the Conference

  1. Final Communiqué of the XXXth Annual Conference of the International Organization of Securities Commissions (IOSCO)
    7 April 2005, Colombo - 7 pages