32nd Annual Conference of IOSCO - Mumbai, India, April 2007

Public Documents

Opening Ceremony, 11 April 2007

  1. Speech
    by Mr. Shri P. Chidambaram, Finance Minister of India
    11 April 2007 - 9 pages
  2. Speech
    by Mr. M. Damodaran, Chairman of the IOSCO Emerging Markets Committee and Chairman of the Securities and Exchange Board of India
    11 April 2007 - 8 pages
  3. Speech
    by Ms. Jane Diplock, Chairperson of the IOSCO Executive Committee and Chairperson of the New Zealand Securities Commission
    11 April 2007 - 5 pages
  4. Speech
    by Mr. Michel Prada, Chairman of the IOSCO Technical Committee and Chairman of the Autorité des marchés financiers of France
    11 April 2007 - 8 pages
  5. Speech
    by Mr. Philippe Richard, Secretary General of the International Organization of Securities Commission (IOSCO)
    11 April 2007 - 5 pages

Plenary 1 – Securities Exchange Evolution and the Regulation of Transnational Securities Exchange, 11 April 2007

  1. Speech
    by Mr. Michel Prada, Chairman of the IOSCO Technical Committee and Chairman of the Autorité des marchés financiers of France
    11 April 2007 - 15 pages

Plenary 2 – Accounting and Auditing – An International Perspective, 12 April 2007

  1. Remarks
    by Mr. Anthony T. Cope, Board Member International Accounting Standards Board
    12 April 2007 - 2 pages
  2. Remarks
    by Mr. Roel C. Campos, Commissioner, Securities and Exchange Commission of the United States of America
    12 April 2007 - 5 pages
  3. Speech and Presentation
    by Mr. T. V. Mohan Das Pai, Trustee, IASC Foundation
    12 April 2007 - Speech 3 pages, Presentation 15 pages
  4. The Process and Assessment of International Standards for Audit
    Speech by Mr. Stavros B. Thomadakis, Chairman of the Public Interest Oversight Board
    12 April 2007 - 4 pages

Plenary 3 – Hedge Funds – New Regulatory Challenges, 12 April 2007

  1. Speech
    by Mr. Dan Waters, Chair of IOSCO SC5 Sub-Committee on Hedge Fund Valuation and Director of Retail Policy and Asset Management Sector Leader, Financial Services Authority of the United Kingdom
    12 April 2007 - 18 pages
  2. Hedge Funds — New Regulatory Challenges, An International Perspective
    Speech by Mr. John G. Gaine, President of the Managed Funds Association
    12 April 2007 - 12 pages
  3. Guide to Sound Practices for Hedge Fund Valuation (2007)
    Presentation by Mr. Peter Douglas, Chairman of the Singapore Chapter of the Alternative Investment Management Association and Chairman of GFIA Pte. Ltd
    12 April 2007 - 15 pages
  4. What Driver for Fair Value as a Regulatory Principle: Legality or Legitimacy?
    Speech by Mr. Alain Reinhold, Member of the EU Commission Expert Group on Alternative Investment Executive Vice President of ADI – Alternative Investment SA
    12 April 2007 - 5 pages
  5. Presentation
    by Mr. Robert Aitken, Head of Man Group Compliance
    12 April 2007 - 10 pages

Plenary 4 – Capital Markets and Economic Development – New Avenues for the Financing of Small and Medium Enterprises (SMEs), 12 April 2007

  1. Presentation
    by Mr. Andrew Sheng, Chief Adviser, China Banking Regulatory Commission
    12 April 2007 - 19 pages
  2. Presentation
    by Mr. Japheth Katto, Chief Executive Officer, Capital Markets Authority of Uganda
    12 April 2007 - 14 pages
  3. Presentation
    by Mr. Marcus Stuttard, Deputy Head of AIM, United Kingdom
    12 April 2007 - 16 pages
  4. Speech
    by Mr. Marcelo Trindade, Chairman of the Comissão de Valores Mobiliários of Brazil
    12 April 2007 - 4 pages
  5. Speech
    by Mr. Patrip Kar, Dean of Finance and Corporate Governance, Tata Management Training Centre, India
    12 April 2007 - 6 pages

IOSCO Public Documents

  1. Multi-jurisdictional Information Sharing – Final Report
    Report of the Technical Committee of IOSCO
    April 2007, Mumbai - 21 pages
  2. Comments Received in Relation to the Consultation Report on Multi-jurisdictional Information Sharing for Market Oversight
    Report of the Technical Committee of IOSCO
    April 2007, Mumbai - 10 pages
  3. Obstacles to Joining the IOSCO MOU, Report of the Emerging Markets Committee of IOSCO
    Report of the Emerging Markets Committee of IOSCO
    April 2007, Mumbai - 22 pages
  4. An Experiment Within the Technical Committee Standing Committee on Investment Management (SC5) to Establish a Framework for Identifying Strategic Priorities
    Report of the Technical Committee of IOSCO
    April 2007, Mumbai - 36 pages
  5. Call for Views on Issues that Could Be Addressed by IOSCO on Funds of Hedge Funds
    Report of the Technical Committee of IOSCO
    April 2007, Mumbai - 14 pages
  6. Special Purpose Entities
    Report of the Technical Committee of IOSCO
    April 2007, Mumbai - 14 pages

Closing Session of the Conference

  1. Final Communiqué of the XXXIInd Annual Conference of the International Organization of Securities Commissions (IOSCO)
    12 April 2007, Mumbai - 10 pages