IOSCO Publications
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FR12/2020 Investor Education on Crypto-Assets, Report of the Board of IOSCO
22 Dec 2020
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| Related Public Reports (6)
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FR05/23 Retail Market Conduct Task Force Final Report, Report of the Board of IOSCO
30 Mar 2023
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CR03/2022 Retail Market Conduct Task Force, Report of the Board of IOSCO
Comments on the report should be submitted by 23 May 2022
21 Mar 2022
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FR13/2020 Initial Findings and Observations About the Impact of COVID-19 on Retail Market Conduct, Report of the Board of IOSCO
22 Dec 2020
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FR02/2020 Issues, Risks and Regulatory Considerations Relating to Crypto-Asset Trading Platforms, Report of the Board of IOSCO
12 Feb 2020
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FR14/2016 Report on the IOSCO Survey on Retail OTC Leveraged Products, Report of the Board of IOSCO
21 Dec 2016
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FR06/2015 Survey on Anti-Fraud Messaging, Report of the Board of IOSCO
06 May 2015
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World Investor Week 2019, Report of IOSCO Committee 8 on Retail Investors
08 Oct 2020
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| Related Public Reports (3)
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World Investor Week 2021, Report of IOSCO Committee 8 on Retail Investors
17 Aug 2022
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World Investor Week 2020, Report of IOSCO Committee 8 on Retail Investors
07 Jun 2021
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World Investor Week 2017, Report of IOSCO Committee 8 on Retail Investors
24 Jul 2018
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FR13/2019 Core Competencies Framework on Financial Literacy for Investors, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
30 Sep 2019
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| Related Public Reports (4)
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FR05/23 Retail Market Conduct Task Force Final Report, Report of the Board of IOSCO
30 Mar 2023
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FR15/22 Investor Behaviour and Investor Education in Times of Turmoil: Recommended Framework for Regulators based on Lessons Learned from the COVID-19 Pandemic, Report of the Board of IOSCO
30 Nov 2022
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FR13/2020 Initial Findings and Observations About the Impact of COVID-19 on Retail Market Conduct, Report of the Board of IOSCO
22 Dec 2020
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FR09/14 Strategic Framework for Investor Education and Financial Literacy, Report of the Board of IOSCO
Consultation Document - Comments received on the consultation report posted here on 7 November 2014
04 Nov 2014
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| View comments received
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FR05/2019 The Application of Behavioral Insights to Retail Investor Protection, Report of the Board of IOSCO
02 Apr 2019
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| Related Public Reports (4)
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FR05/23 Retail Market Conduct Task Force Final Report, Report of the Board of IOSCO
30 Mar 2023
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CR03/2022 Retail Market Conduct Task Force, Report of the Board of IOSCO
Comments on the report should be submitted by 23 May 2022
21 Mar 2022
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FR13/2020 Initial Findings and Observations About the Impact of COVID-19 on Retail Market Conduct, Report of the Board of IOSCO
22 Dec 2020
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FR10/2018 The Application of Behavioural Insights to Financial Literacy and Investor Education Programmes and Initiatives, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
30 May 2018
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World Investor Week 2018 Public Report
2019 - View Report
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World Investor Week 2017, Report of IOSCO Committee 8 on Retail Investors
24 Jul 2018
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| Related Public Reports (3)
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World Investor Week 2021, Report of IOSCO Committee 8 on Retail Investors
17 Aug 2022
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World Investor Week 2020, Report of IOSCO Committee 8 on Retail Investors
07 Jun 2021
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World Investor Week 2019, Report of IOSCO Committee 8 on Retail Investors
08 Oct 2020
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FR10/2018 The Application of Behavioural Insights to Financial Literacy and Investor Education Programmes and Initiatives, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
30 May 2018
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| Related Public Reports (5)
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FR05/23 Retail Market Conduct Task Force Final Report, Report of the Board of IOSCO
30 Mar 2023
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FR15/22 Investor Behaviour and Investor Education in Times of Turmoil: Recommended Framework for Regulators based on Lessons Learned from the COVID-19 Pandemic, Report of the Board of IOSCO
30 Nov 2022
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FR05/2019 The Application of Behavioral Insights to Retail Investor Protection, Report of the Board of IOSCO
02 Apr 2019
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FR21/2015 Sound Practices for Investment Risk Education, Report of the Board of IOSCO
15 Sep 2015
- Available languages:
English,
Français,
русский,
Español
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FR09/14 Strategic Framework for Investor Education and Financial Literacy, Report of the Board of IOSCO
Consultation Document - Comments received on the consultation report posted here on 7 November 2014
04 Nov 2014
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| View comments received
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FR03/2018 Senior Investor Vulnerability, Report of the Board of IOSCO
08 Mar 2018
- Available languages:
English,
Português,
日本語
| Related Public Reports (4)
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FR05/23 Retail Market Conduct Task Force Final Report, Report of the Board of IOSCO
30 Mar 2023
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CR03/2022 Retail Market Conduct Task Force, Report of the Board of IOSCO
Comments on the report should be submitted by 23 May 2022
21 Mar 2022
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FR21/2015 Sound Practices for Investment Risk Education, Report of the Board of IOSCO
15 Sep 2015
- Available languages:
English,
Français,
русский,
Español
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FR09/14 Strategic Framework for Investor Education and Financial Literacy, Report of the Board of IOSCO
Consultation Document - Comments received on the consultation report posted here on 7 November 2014
04 Nov 2014
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| View comments received
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FR21/2015 Sound Practices for Investment Risk Education, Report of the Board of IOSCO
15 Sep 2015
- Available languages:
English,
Français,
русский,
Español
| Related Public Reports (5)
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FR05/23 Retail Market Conduct Task Force Final Report, Report of the Board of IOSCO
30 Mar 2023
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FR10/2018 The Application of Behavioural Insights to Financial Literacy and Investor Education Programmes and Initiatives, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
30 May 2018
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FR09/14 Strategic Framework for Investor Education and Financial Literacy, Report of the Board of IOSCO
Consultation Document - Comments received on the consultation report posted here on 7 November 2014
04 Nov 2014
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| View comments received
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FR02/13 Report on Investor Education Initiatives Relating to Investment Services, Report of IOSCO
25 Feb 2013
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Investor Education, Report of the Emerging Markets Committee of IOSCO
Jan 2003
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FR09/14 Strategic Framework for Investor Education and Financial Literacy, Report of the Board of IOSCO
04 Nov 2014
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| View comments received
| Related Public Reports (4)
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FR05/23 Retail Market Conduct Task Force Final Report, Report of the Board of IOSCO
30 Mar 2023
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View Report
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FR13/2019 Core Competencies Framework on Financial Literacy for Investors, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
30 Sep 2019
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View Report
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FR10/2018 The Application of Behavioural Insights to Financial Literacy and Investor Education Programmes and Initiatives, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
30 May 2018
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CR03/14 Strategic Framework for Investor Education and Financial Literacy, Report of the Board of IOSCO
Consultation Document
29 May 2014
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Point Of Sale Disclosure in the Insurance, Banking and Securities Sectors, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
30 Apr 2014
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| Related Public Reports (1)
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Point Of Sale Disclosure in the Insurance, Banking and Securities Sectors, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
Consultation Document
15 Aug 2013
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FR14/13 Regulation of Retail Structured Products, Report of the Board of IOSCO
20 Dec 2013
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| View comments received
| Related Public Reports (2)
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CR05/13 Regulation of Retail Structured Products, Report of the Board of IOSCO
Consultation Document
18 Apr 2013
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FR01/13 Suitability Requirements With Respect To the Distribution of Complex Financial Products, Report of the Board of IOSCO
21 Jan 2013
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FR02/13 Report on Investor Education Initiatives Relating to Investment Services, Report of IOSCO
25 Feb 2013
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FR01/13 Suitability Requirements With Respect To the Distribution of Complex Financial Products, Report of the Board of IOSCO
21 Jan 2013
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| Related Public Reports (4)
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FR05/23 Retail Market Conduct Task Force Final Report, Report of the Board of IOSCO
30 Mar 2023
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View Report
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CR03/2022 Retail Market Conduct Task Force, Report of the Board of IOSCO
Comments on the report should be submitted by 23 May 2022
21 Mar 2022
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FR12/2019 Thematic Review on Suitability Requirements with respect to the Distribution of Complex Financial Products, Report of the Board of IOSCO
26 Sep 2019
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CR03/12 Suitability Requirements With Respect To the Distribution of Complex Financial Products, Report of the Technical Committee of IOSCO
Consultation Document
21 Feb 2012
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FR04/12 Development and Regulation of Institutional Investors in Emerging Markets, Report of the Emerging Markets Committee of IOSCO
14 Jun 2012
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Customer Suitability in the Retail Sale of Financial Products and Services, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
Apr 2008
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Regulatory and Investor Protection Issues Arising from the Participation by Retail Investors in (Funds-of) Hedge Funds, Report of the Technical Committee of IOSCO
Feb 2003
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Investor Education, Report of the Emerging Markets Committee of IOSCO
Jan 2003
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Discussion Paper on the Role of Investor Education in the Effective Regulation of CIS and CIS Operators, Report of the Technical Committee of IOSCO
Mar 2001
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Measures Available on a Cross-Border Basis to Protect Interests and Assets of Defrauded Investors, Report of the Technical Committee of IOSCO
Jul 1996
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Protecting the Small Investor: Combating Transnational Retail Securities and Futures Fraud, Report of the Technical Committee of IOSCO
Oct 1993
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