International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 31661 to 31680 of 37605 results

Commercial Name Corporate Name URL Regulator Date
Global Ace Investment Limited Ireland - Central Bank of Ireland 2018-02-22
State Bridge Partners Hong Kong - Securities and Futures Commission 2018-02-22
Shinhan Daiwa Brokerage Hong Kong - Securities and Futures Commission 2018-02-22
Hollis Kookmin Financial Hong Kong - Securities and Futures Commission 2018-02-22
TSB Wealth Switzerland - Swiss Financial Market Supervisory Authority 2018-02-21
www.fcztc6.com Hong Kong - Securities and Futures Commission 2018-02-21
Blackthorn Wealth Advisory Switzerland - Swiss Financial Market Supervisory Authority 2018-02-21
TSB Wealth Advisory (clone) United Kingdom - Financial Conduct Authority 2018-02-20
AdMark Media AG Switzerland - Swiss Financial Market Supervisory Authority 2018-02-20
Cross Ocean Adviser Australia - Australian Securities and Investments Commission 2018-02-20
Knight & McKenzie Partners Australia - Australian Securities and Investments Commission 2018-02-20
FMCapitals (AKA Genum Ltd) Australia - Australian Securities and Investments Commission 2018-02-20
Infinity Partners Limited (aka Infinity Holdings Ltd) Australia - Australian Securities and Investments Commission 2018-02-20
VBM Capital Partners Luxembourg - Commission de Surveillance du Secteur Financier 2018-02-19
United Capital Group Luxembourg - Commission de Surveillance du Secteur Financier 2018-02-19
Vortex Profits Limited Ireland - Central Bank of Ireland 2018-02-19
TRADES PRIME / BLACK PARROT LTD Spain - Comisión Nacional del Mercado de Valores 2018-02-19
Meridian Financial Group Switzerland - Swiss Financial Market Supervisory Authority 2018-02-15
KESF Private Asset Management, Inc. Austria - Financial Market Authority 2018-02-15
Energy Advice Group United Kingdom - Financial Conduct Authority 2018-02-12