International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 31701 to 31720 of 37605 results

Commercial Name Corporate Name URL Regulator Date
CARTER FINANCIAL SERVICES / AGENCIA MARKETING LTD Spain - Comisión Nacional del Mercado de Valores 2018-02-05
EASY LINE PRO / MEDIA GROUP LTD Spain - Comisión Nacional del Mercado de Valores 2018-02-05
Rutherford Franklin Ltd Australia - Australian Securities and Investments Commission 2018-02-05
Green Oak Limited (AKA Roiteks) Australia - Australian Securities and Investments Commission 2018-02-05
Allied Capital Management L.P Australia - Australian Securities and Investments Commission 2018-02-05
Cordell Groves United Kingdom - Financial Conduct Authority 2018-02-02
BIL Patrimoine Luxembourg - Commission de Surveillance du Secteur Financier 2018-01-31
Sterling Bishop Associates United Kingdom - Financial Conduct Authority 2018-01-31
Miller and Cohen United Kingdom - Financial Conduct Authority 2018-01-31
Marathon Asset Management United Kingdom - Financial Conduct Authority 2018-01-31
Multi Month Loans (clone) United Kingdom - Financial Conduct Authority 2018-01-31
Hamilton Crawford Austria - Financial Market Authority 2018-01-31
MasonBaxter Austria - Financial Market Authority 2018-01-31
Time Rich China Hong Kong - Securities and Futures Commission 2018-01-31
http://trfinance.hk Hong Kong - Securities and Futures Commission 2018-01-31
Allied Capital Management L.P. Switzerland - Swiss Financial Market Supervisory Authority 2018-01-29
Anton Falk Capital Partners Switzerland - Swiss Financial Market Supervisory Authority 2018-01-29
FOREXMILIONSL Spain - Comisión Nacional del Mercado de Valores 2018-01-29
Atlantic Gobal Asset Management British Columbia - British Columbia Securities Commission 2018-01-26
uTrader and Day Dream Investments Ltd. British Columbia - British Columbia Securities Commission 2018-01-26