A public list of the recognised non-Swiss CCPs can be found at (under "Stock exchange and financial market infrastructures") : https://www.finma.ch/en/finma-public/authorised-institutions-individuals-and-products/
Where any of the eligible CCPs listed in the preceding column are not authorised to provide clearing services to all the products in this row, details of these limitations:
Exemptions (Note: The application of the exemptions below may be subject to conditions and restrictions. Please see the relevant notes for details.)
A public list of the recognised non-Swiss CCPs can be found at (under "Stock exchange and financial market infrastructures") : https://www.finma.ch/en/finma-public/authorised-institutions-individuals-and-products/
Where any of the eligible CCPs listed in the preceding column are not authorised to provide clearing services to all the products in this row, details of these limitations:
Exemptions (Note: The application of the exemptions below may be subject to conditions and restrictions. Please see the relevant notes for details.)
A public list of the recognised non-Swiss CCPs can be found at (under "Stock exchange and financial market infrastructures") : https://www.finma.ch/en/finma-public/authorised-institutions-individuals-and-products/
Where any of the eligible CCPs listed in the preceding column are not authorised to provide clearing services to all the products in this row, details of these limitations:
Exemptions (Note: The application of the exemptions below may be subject to conditions and restrictions. Please see the relevant notes for details.)
A public list of the recognised non-Swiss CCPs can be found at (under "Stock exchange and financial market infrastructures") : https://www.finma.ch/en/finma-public/authorised-institutions-individuals-and-products/
Where any of the eligible CCPs listed in the preceding column are not authorised to provide clearing services to all the products in this row, details of these limitations:
Exemptions (Note: The application of the exemptions below may be subject to conditions and restrictions. Please see the relevant notes for details.)
End-users/ non-financial entities exemption:
Yes
Affiliated entities / group entities exemption:
Yes
Pre-existing transactions exemption:
Yes
Other exemptions, if any:
Effective Date:
A public list of the recognised non-Swiss CCPs can be found at (under "Stock exchange and financial market infrastructures") : https://www.finma.ch/en/finma-public/authorised-institutions-individuals-and-products/
A public list of the recognised non-Swiss CCPs can be found at (under "Stock exchange and financial market infrastructures") : https://www.finma.ch/en/finma-public/authorised-institutions-individuals-and-products/
Where any of the eligible CCPs listed in the preceding column are not authorised to provide clearing services to all the products in this row, details of these limitations:
Exemptions (Note: The application of the exemptions below may be subject to conditions and restrictions. Please see the relevant notes for details.)
A public list of the recognised non-Swiss CCPs can be found at (under "Stock exchange and financial market infrastructures") : https://www.finma.ch/en/finma-public/authorised-institutions-individuals-and-products/
Where any of the eligible CCPs listed in the preceding column are not authorised to provide clearing services to all the products in this row, details of these limitations:
Exemptions (Note: The application of the exemptions below may be subject to conditions and restrictions. Please see the relevant notes for details.)
A public list of the recognised non-Swiss CCPs can be found at (under "Stock exchange and financial market infrastructures") : https://www.finma.ch/en/finma-public/authorised-institutions-individuals-and-products/
Where any of the eligible CCPs listed in the preceding column are not authorised to provide clearing services to all the products in this row, details of these limitations:
Exemptions (Note: The application of the exemptions below may be subject to conditions and restrictions. Please see the relevant notes for details.)
A public list of the recognised non-Swiss CCPs can be found at (under "Stock exchange and financial market infrastructures") : https://www.finma.ch/en/finma-public/authorised-institutions-individuals-and-products/
Where any of the eligible CCPs listed in the preceding column are not authorised to provide clearing services to all the products in this row, details of these limitations:
Exemptions (Note: The application of the exemptions below may be subject to conditions and restrictions. Please see the relevant notes for details.)
A public list of the recognised non-Swiss CCPs can be found at (under "Stock exchange and financial market infrastructures") : https://www.finma.ch/en/finma-public/authorised-institutions-individuals-and-products/
Where any of the eligible CCPs listed in the preceding column are not authorised to provide clearing services to all the products in this row, details of these limitations:
Exemptions (Note: The application of the exemptions below may be subject to conditions and restrictions. Please see the relevant notes for details.)
A public list of the recognised non-Swiss CCPs can be found at (under "Stock exchange and financial market infrastructures") : https://www.finma.ch/en/finma-public/authorised-institutions-individuals-and-products/
Where any of the eligible CCPs listed in the preceding column are not authorised to provide clearing services to all the products in this row, details of these limitations:
Exemptions (Note: The application of the exemptions below may be subject to conditions and restrictions. Please see the relevant notes for details.)
A public list of the recognised non-Swiss CCPs can be found at (under "Stock exchange and financial market infrastructures") : https://www.finma.ch/en/finma-public/authorised-institutions-individuals-and-products/
Where any of the eligible CCPs listed in the preceding column are not authorised to provide clearing services to all the products in this row, details of these limitations:
Exemptions (Note: The application of the exemptions below may be subject to conditions and restrictions. Please see the relevant notes for details.)
A public list of the recognised non-Swiss CCPs can be found at (under "Stock exchange and financial market infrastructures") : https://www.finma.ch/en/finma-public/authorised-institutions-individuals-and-products/
Where any of the eligible CCPs listed in the preceding column are not authorised to provide clearing services to all the products in this row, details of these limitations:
Exemptions (Note: The application of the exemptions below may be subject to conditions and restrictions. Please see the relevant notes for details.)
A public list of the recognised non-Swiss CCPs can be found at (under "Stock exchange and financial market infrastructures") : https://www.finma.ch/en/finma-public/authorised-institutions-individuals-and-products/
Where any of the eligible CCPs listed in the preceding column are not authorised to provide clearing services to all the products in this row, details of these limitations:
Exemptions (Note: The application of the exemptions below may be subject to conditions and restrictions. Please see the relevant notes for details.)
A public list of the recognised non-Swiss CCPs can be found at (under "Stock exchange and financial market infrastructures") : https://www.finma.ch/en/finma-public/authorised-institutions-individuals-and-products/
Where any of the eligible CCPs listed in the preceding column are not authorised to provide clearing services to all the products in this row, details of these limitations:
Exemptions (Note: The application of the exemptions below may be subject to conditions and restrictions. Please see the relevant notes for details.)
Off-exchange transactions that are admitted for trading on a Swiss stock exchange
Currency:
CHF
Index:
Product Tenor:
Optionality:
Single Or Dual Currency:
Conditional Notional Amount:
Other Product Characteristics:
Eligible CCPs
Eligible CCPs:
Where any of the eligible CCPs listed in the preceding column are not authorised to provide clearing services to all the products in this row, details of these limitations:
Exemptions (Note: The application of the exemptions below may be subject to conditions and restrictions. Please see the relevant notes for details.)
End-users/ non-financial entities exemption:
Affiliated entities / group entities exemption:
Pre-existing transactions exemption:
Other exemptions, if any:
Effective Date:
Reference:
Non platform trading nor reporting duty for OTC transactions in fixed income derivatives such as interest rate swaps, so far.
Pls. note that on 19 June 2015, the Federal Council adopted the Financial Market Infrastructure Act (FMIA), regulating all trading venues within Switzerland. The bill is due to be enacted in Q1 2016. Within FMIA there will be a more specific regime around pre- and post-trade transparency and reporting duties in securities (including fixed income instruments such IRSs and CDSs), which will also include a duty to trade on a regulated trading platform in the form of an "organised trading facility", similar to the EU-OTF and the US-SEF categories and which will also encompass pre-trade transparency waivers and deferred publication rules as well as specific transaction reporting duties.