Investor Alerts - XTB Global (Clone of FCA Authorised Firm)
Company: | XTB Global (Clone of FCA Authorised Firm) |
Regulator: | Financial Conduct Authority |
Jurisdiction: | United Kingdom |
Date: | 22 Sep 2022 |
Link: | https://www.fca.org.uk/news/warnings/xtb-global-clone-fca-authorised-firm |
Subject: |
Regarding fraudulent or manipulative practices (insider dealing, market manipulation, misrepresentation of material information, etc.) Regarding registration of issuance, offer or sale of securities/derivatives, and reporting requirements Regarding market intermediaries (investment and trading advisers, collective investment schemes, brokers, dealers, and transfer agents) Regarding markets, exchanges, and clearing and settlement entities Miscellaneous |
Comments: | No additional comments posted. |