Investor Alerts - EQUITI BANK LP

Company: EQUITI BANK LP
Regulator: Financial Conduct Authority
Jurisdiction: United Kingdom
Date: 20221011 11 Oct 2022
Link: https://www.fca.org.uk/news/warnings/equity-bank-lp
Subject: Regarding fraudulent or manipulative practices (insider dealing, market manipulation, misrepresentation of material information, etc.)

Regarding registration of issuance, offer or sale of securities/derivatives, and reporting requirements

Regarding market intermediaries (investment and trading advisers, collective investment schemes, brokers, dealers, and transfer agents)

Miscellaneous
Comments: No additional comments posted.