Committee on Investment Management (Committee 5)

Committee 5 addresses issues relating to investment management. Its remit encompasses both collective investments schemes and private funds, including hedge, private equity, and venture capital funds, and the advisers to such funds. Its recent work responds to the challenges posed by the financial crisis, including the development of a global template to gather data from hedge funds and policy recommendations for money market funds.

Members of Committee 5


Mr. Robert Taylor, Financial Conduct Authority, United Kingdom


Ms. Natasha Cazenave, Deputy Head of the Policy and International Affairs Department, Autorité des marchés financiers, France

Members (31)

Australian Securities and Investments Commission, Australia
(Mr. Gerard Fitzpatrick, Senior Executive Leader)

Financial Services and Markets Authority, Belgium
(Mr. Ivan Roisin, Attaché)

Comissão de Valores Mobiliários, Brazil
(Mr. Daniel Bernardo, Director of the Office of Institutional Investor Supervision)

China Securities Regulatory Commission, China, People's Republic of
(Mr. Lin Wang, Director General, Department of Funds Supervision)

Autorité des marchés financiers, France
(Mr. Franck Guiader / Ms. Natasha Cazenave, Deputy Head of the Policy and International Affairs Department)

Bundesanstalt für Finanzdienstleistungsaufsicht, Germany
(Mr. Thomas Neumann, Responsible for CIS Supervision )

Securities and Futures Commission, Hong Kong
(Ms. Christina Choi, Senior Director, Policy, China and Investment Products)

Securities and Exchange Board of India, India
(Mr. Ananta Barua, Executive Director)

Central Bank of Ireland, Ireland
(Ms. Grainne McEvoy, Head of Division, Securities & Markets Supervision)

Israel Securities Authority, Israel
(Ms. Maya Marinov-Shiffer, Director of International Affairs Unit)

Commissione Nazionale per le Società e la Borsa, Italy
(Ms. Emma Rita Iannaccone, Senior Officer, Investment management Department)

Financial Services Agency, Japan
(Mr. Kenta Fukami, Deputy Director for International Financial Markets)

Jersey Financial Services Commission, Jersey
(Mr. David W Porter, Head of Unit, Policy)

Commission de Surveillance du Secteur Financier, Luxembourg, Grand Duchy of
(Ms. Irmine Greischer, Head, Investment Funds Department / Mr. Rudi Dickhoff, Senior Legal Adviser)

Comisión Nacional Bancaria y de Valores, Mexico
(Mr. Juan Manuel Ventura, General Director for Investment Funds)

Autorité Marocaine du Marché des Capitaux, Morocco
(Mr. Omar Tannouche Bennani, Head of Asset Management Unit)

The Netherlands Authority for the Financial Markets, Netherlands, The
(Mr. Marco Boogaard, Asset Management Division)

Securities and Exchange Commission, Nigeria
(Ms. L.A. Eni-Umukoro, Head of the CIS Department)

Ontario Securities Commission, Ontario
(Ms. Vera Nunes, Manager, OSC Investment Funds Branch)

Comissão do Mercado de Valores Mobiliários, Portugal
(Ms. Éva Kaponya, Economist – Regulatory Policy and International Affairs Department)

Autorité des marchés financiers, Quebec
(Ms. Chantal Leclerc, Investment Funds)

Financial Supervisory Authority (ASF), Romania
(Mr. Marian Balaban, Regulation Directorate)

Capital Market Authority, Saudi Arabia, Kingdom of
(Mr. Majeed Alabduljabbar, Senior Advisor to the Chairman)

Monetary Authority of Singapore, Singapore
(Ms. Valerie Tong, Director, Investment Intermediaries Dpt.)

Financial Services Board, South Africa
(Mr. Marius de Jongh, Senior Specialist in CISs Department)

Comisión Nacional del Mercado de Valores, Spain
(Ms. Gema Pedron, Senior Analyst, CIS Authorisation and Registration of CIS Department / Mr. Jorge Medina Sanchez-Seco, Analyst, CIS Authorisation and Registration Department)

Swiss Financial Market Supervisory Authority, Switzerland
(Mr. Felix Lukas Stotz, Legal & Policy Expert, Asset Management Division)

Capital Markets Board, Turkey
(Ms. Nukhet Sadi, Institutional Investors Department)

Financial Conduct Authority, United Kingdom
(Mr. James Hopegood, Associate / Mr. John Everett, Manager, Investment Funds Team / Mr. Robert Taylor)

Commodity Futures Trading Commission, United States of America
(Mr. Larry Eckert, Special Counsel, Division of SWAP Dealer and Intermediary Oversight)

Securities and Exchange Commission, United States of America
(Ms. Sara Crovitz, Assistant Chief Counsel)