Committee on Regulation of Secondary Markets (Committee 2)

Committee 2 is concerned with recent developments in the structure of global capital markets and financial market infrastructure, and how they are affected by, and contributed to, the financial crisis. Particular attention is given to changes that impact the effectiveness and integrity of markets.

Members of Committee 2

Chair

Ms. Tracey Stern, Manager, Market Regulation, Ontario Securities Commission, Ontario

Vice-Chair

Ms. Shamsul Bahriah Shamsudin, General Manager & Head of Institution Supervision, Securities Commission, Malaysia

Members (31)

Australian Securities and Investments Commission, Australia
(Mr. Oliver Hardy, Senior Executive Leader, Financial Market Infrastructure)

Investment Industry Regulatory Organization, Canada
(Mr. Kevin McCoy)

China Securities Regulatory Commission, China, People's Republic of
(Ms. Xian Wang, Deputy Director General of Department of Market Supervision of the CSRC / Mr. Xiaochuan Zhang, Deputy Director, Department of Market Supervision)

Dubai Financial Services Authority, DIFC, Dubai
(Mr. Eric Salomons, Director, Head of DFSA Markets division)

Autorité des marchés financiers, France
(Mr. Patrice Aguesse, Head of the Intermediaries and Markets Regulation Policy Division)

Bundesanstalt für Finanzdienstleistungsaufsicht, Germany
(Ms. Barbara Kunz, Deputy Head of Section WA21 / Mr. Raoul Jacobs, Senior Advisor Securities Supervision, International Affairs / Mr. Christoph Von Busekist, Deputy Head of Section 'Exchanges, Financial Infrastructures', Financial Stability Department, Deutsche Bundesbank)

Securities and Futures Commission, Hong Kong
(Hokinson Ho, Senior Manager of Supervision of Markets Division / Mr. Lewis Tang, Senior Manager of Supervision of Markets Division / Mr. Rico Leung, Senior Director of Supervision of Markets Division)

Securities and Exchange Board of India, India
(Mr. S.V. Murali Dhar Rao, Executive Director)

Central Bank of Ireland, Ireland
(Mr. Raymond Hanniffy, Markets Policy Division)

Commissione Nazionale per le Società e la Borsa, Italy
(Ms. Isadora Tarola, Head of Market Infrastructure Surveillance Office)

Financial Services Agency, Japan
(Ms. Momoko Tamaki, Deputy Director for International Financial Markets)

Ministry of Economy, Trade and Industry, Japan
(Ms. Motoko OGAWA, Deputy Director for Market Surveillance)

Financial Services Commission/Financial Supervisory Service, Korea, Republic of
(Mr. SEOK Jun Won, Financial Investment Supervision Department / Mr. YANG Seungui, Financial Investment Supervision Department)

Securities Commission, Malaysia
(Ms. Shamsul Bahriah Shamsudin, General Manager & Head of Institution Supervision)

Comisión Nacional Bancaria y de Valores, Mexico
(Mr. Eduardo Flores Herrera, Vice-President for Securities Supervision)

The Netherlands Authority for the Financial Markets, Netherlands, The
(Mr. Hans Wolters, Senior Policy Advisor, Strategy, Policy and International Affairs Division)

Securities and Exchange Commission, Nigeria
(Mr. Moses Isiaku, Director and Head of Department of Registration and Recognized Investment Exchanges)

Ontario Securities Commission, Ontario
(Kent Bailey, Trading Specialist, Ontario Securities Commission)

Autorité des marchés financiers, Quebec
(Ms. Elaine Lanouette, Director, Exchanges and SROs Department)

Financial Supervisory Authority (ASF), Romania
(Mrs. Francesca Rainof, Responsible Officer, Electronic Supervision and Transactions Monitoring Unit)

The Bank of Russia, Russia
(Mr. Popov Kirill, Deputy Head Infrastructure Institutions Regulation Unit, Securities Market and Commodities Market Department)

Capital Market Authority, Saudi Arabia, Kingdom of
(Hamad Al-Haidery, Head, Financial & Investments Sectors, Surveillance Department)

Monetary Authority of Singapore, Singapore
(Mr. Beng Hwa TAN / Ms. Nicole Wu, Assistant Director Markets and Infrastructure Supervision Division)

Financial Services Board, South Africa
(Mr. Masakhe Tshona, Senior Manager Capital Markets Department)

Comisión Nacional del Mercado de Valores, Spain
(Mr. Jose Vicente Garcia, Senior Advisor for Securities Markets / Marta Redondo Fernández, Senior Advisor for Securities Markets)

Finansinspektionen, Sweden
(Mr. Jan Axelsson, Senior Advisor for Securities Markets)

Swiss Financial Market Supervisory Authority, Switzerland
(Mr. Daniel Braendle / Mr. Andreas Bail)

Capital Markets Board, Turkey
(Mr. Murat Haholu, Head of Market Surveillance Department / Mr. Mehmet Emin Akyüz, Deputy Head of Market Surveillance Department / Ms. Nuray Sezer, Senior Expert at the Corporate Finance Department)

Financial Conduct Authority, United Kingdom
(Mr. Giles Ward, Markets Policy, Strategy and Competition Division / Mr. Lee Piller, Technical Specialist in the Accounting Review Team within the PBU)

Commodity Futures Trading Commission, United States of America
(Mr. Warren Gorlick, Associate Director, Office of International Affairs)

Securities and Exchange Commission, United States of America
(Mr. George Lavdas, Chief International Counsel, Division of Trading and Markets)