Committee on Regulation of Secondary Markets (Committee 2)

Committee 2 is concerned with recent developments in the structure of global capital markets and financial market infrastructure, and how they are affected by, and contributed to, the financial crisis. Particular attention is given to changes that impact the effectiveness and integrity of markets.

Members of Committee 2

Chair

Ms. Tracey Stern, Manager, Market Regulation, Ontario Securities Commission, Ontario

Vice-Chair

Mr. Liuyi Pi, Deputy Director General of Department of Market Supervision, China Securities Regulatory Commission, China

Members (33)

Australian Securities and Investments Commission, Australia
(Mr. Adam Judd, Senior Manager – Securities Unit, Market Infrastructure / Dior Loveridge, Senior Specialist, Securities Unit – Market Infrastructure)

Comissão de Valores Mobiliários, Brazil
(Ms. Margareth Noda, Analyst at the Trading and Markets Supervision Office)

Investment Industry Regulatory Organization, Canada
(Mr. Kevin McCoy)

China Securities Regulatory Commission, China
(Mr. Liuyi Pi, Deputy Director General of Department of Market Supervision / Ms. Qin He, Division Director, Department of Market Supervision)

Dubai Financial Services Authority, DIFC, Dubai
(Mr. Eric Salomons, Director, Head of DFSA Markets division)

Autorité des marchés financiers, France
(Mr. Patrice Aguesse, Head of Markets Regulation Policy Division)

Bundesanstalt für Finanzdienstleistungsaufsicht, Germany
(Dr. Christian Schindler, Secondary Markets Policy / Mr. Jean-Pierre Bußalb, Head of Division / Mr. Christoph Von Busekist, Deputy Head of Section 'Exchanges, Financial Infrastructures', Financial Stability Department, Deutsche Bundesbank)

Securities and Futures Commission, Hong Kong
(Hokinson Ho, Senior Manager of Supervision of Markets Division / Mr. Lewis Tang, Senior Manager of Supervision of Markets Division / Mr. Rico Leung, Senior Director of Supervision of Markets Division)

Securities and Exchange Board of India, India
(Mr. Sujit Prasad, Executive Director, Market Regulation Department)

Central Bank of Ireland, Ireland
(Ms. Linda Kenna, Policy Specialist Secondary Markets)

Commissione Nazionale per le Società e la Borsa, Italy
(Ms. Isadora Tarola, Head of Market Infrastructure Surveillance Office)

Financial Services Agency, Japan
(Mr. Isshin Kawahara, Deputy Director for International Financial Markets)

Ministry of Economy, Trade and Industry, Japan
(Ms. Motoko OGAWA, Deputy Director for Market Surveillance)

Financial Services Commission/Financial Supervisory Service, Korea, Republic of
(Mr. Yoo Sukho, Lead Manager, Capital Market Team, Capital Market Supervision Department / Mr. Kim Changhyun, Senior Manager of Capital Market Team, Capital Market Supervision Department)

Capital Markets Authority, Kuwait
(Mr. Fawaz Boresli, Department Director, Studies & Capital Markets Developments Department)

Securities Commission, Malaysia
(Ms. Shamsul Bahriah Shamsudin, General Manager & Head of Institution Supervision)

Comisión Nacional Bancaria y de Valores, Mexico
(Mrs. Itzel Moreno, General Director, Supervision of Market Intermediaries and Market Entities)

The Dutch Authority for the Financial Markets, Netherlands, The
(Mr. Hans Wolters, Senior Policy Advisor, Strategy, Policy and International Affairs Division)

Securities and Exchange Commission, Nigeria
(Mr. Adamu Sambo, Head of the Registration and Exchanges Department)

Ontario Securities Commission, Ontario
(Mr. Kent Bailey, Trading Specialist, Ontario Securities Commission)

Autorité des marchés financiers, Quebec
(Ms. Elaine Lanouette / Mr. Martin Dominique, Senior Director, Market Structures)

Financial Supervisory Authority, Romania
(Mrs. Francesca Rainof, Responsible Officer, Electronic Supervision and Transactions Monitoring Unit)

The Bank of Russia, Russia
(Mr. Popov Kirill, Deputy Head of Infrastructure Supervision Division, Securities Market and Commodities Market Department)

Capital Market Authority, Saudi Arabia
(Mr. Bander Alayed, Deputy Assistant, Market Institutions)

Monetary Authority of Singapore, Singapore
(Mr. Beng Hwa TAN / Ms. Nicole Wu, Assistant Director Markets and Infrastructure Supervision Division)

Financial Sector Conduct Authority, South Africa
(Mr. Masakhe Tshona, Senior Manager Capital Markets Department)

Comisión Nacional del Mercado de Valores, Spain
(Mr. Jose Vicente Garcia, Senior Advisor for Securities Markets / Marta Redondo Fernández, Senior Advisor for Securities Markets)

Finansinspektionen, Sweden
(Mr. Jan Axelsson, Senior Advisor for Securities Markets)

Swiss Financial Market Supervisory Authority, Switzerland
(Mr. Roman Jucker, Manager)

Capital Markets Board, Turkey
(Ms. Nuray Sezer, Senior Expert at the Corporate Finance Department)

Financial Conduct Authority, United Kingdom
(Mr. Makoto Seta, Senior Associate, Trading and Post Trading Policy)

Commodity Futures Trading Commission, United States of America
(Ms. Chava Schwebel, Special Counsel, Office of International Affairs)

Securities and Exchange Commission, United States of America
(Mr. David Shillman, Associate Director, Division of Trading and Markets / Ms. Kelly Riley, Senior Special Counsel, Division of Trading and Markets)