39th Annual Conference of IOSCO - Rio de Janeiro, Brazil, 28 September - 02 October 2014
Public Documents (Speeches and recordings)
Tuesday 30 September 2014
Regulatory Workshop on Risk Based Supervision
(10:00 to 12:30)
Speakers:
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Mr. Stephen Po (Moderator)
Senior Director, Intermediaries Supervision, Securities and Futures Commission of Hong Kong
Biography -
Mr. George Walz
Chief Compliance Officer, US Wealth Management, Legal, Corporate and Compliance Group, BMO Financial Group
Biography -
Mr. Eduardo Flores Herrera
Vice-president for Securities Market Supervision – National, Banking and Securities Commission of Mexico
Biography -
Mr. Gerben Everts
Executive Board Member, The Netherlands Authority for the Financial Markets
Biography -
Ms. Wang Jiang Horng
Director of Risk and Research Office, Brazilian Securities Commission
Biography - Workshop Program I
- Presentation by Mr. Stephen Po
- Presentation by Mr. George Walz
- Presentation by Mr. Eduardo Flores
- Presentation by Mr. Gerben Everts
- Presentation by Ms. Wang Jiang Horng
Regulatory Workshop on SME Financing
(14:00 to 16:30)
Speakers:
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Mr. Peter Clifford (Moderator)
President, Global Market Institute
Biography -
Mr. Nehal Vora
Chief Regulatory Officer, Bombay Stock Exchange
Biography -
Mr. Jonathan Medved
Chief Executive Officer, OurCrowd
Biography -
Mr. Liu Fuzhong
Vice Director, Strategy and International Relations, Shenzhen Stock Exchange
Biography -
Ms. Luciana Dias
Commissioner, Brazilian Securities and Exchange Commission
Biography - Workshop Program II
- Presentation by Mr. Peter Clifford
- Presentation by Mr. Nehal Vora
- Presentation by Mr. Jonathan Medved
- Presentation by Mr. Liu Fuzhong
- Presentation by Ms. Luciana Dias
Wednesday 1 October 2014
Opening Ceremony (15:00 to 15:45)
Ms. Renata Jabali (Master of Ceremony)
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Mr. Guido Mantega
Minister of Finance, Brazil
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Mr. Leonardo Gomes Pereira
Chairman, Brazilian Securities and Exchange Commission and Chairman of the IOSCO Presidents Committee
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Mr. Greg Medcraft
Chairman, Australian Securities and Investment Commission, Chairman of the IOSCO Board
Speech -
Mr. Ranjit Ajit Singh
Chairman, Securities Commission Malaysia, Chairman, IOSCO Growth & Emerging Markets Committee and Vice-Chairman of the IOSCO Board
-
Mr. David Wright
IOSCO Secretary General
Panel 1 - Enforcement - A critical driver to regain investor confidence and keep market stability and growth (15:45 to 17:45)
Mr. David Wright (Secretary General of IOSCO) chaired the session
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Ms. Arunma Oteh
Director-General, Securities and Exchange Commission, Nigeria and Chairperson of the IOSCO Africa/Middle-East Regional Committee -
Mr. Gérard Rameix
President, Autorité des marchés financiers, France and Chairman of the IOSCO MMoU Monitoring Group
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Mr. Greg Medcraft
Chairman, Australian Securities and Investment Commission and Chairman of the IOSCO Board -
Mr. Leonardo Pereira
Chairman, Brazilian Securities and Exchange Commission and Chairman of the IOSCO Presidents Committee
Speech -
Ms. Mary Jo White
Chairperson, US Securities and Exchange Commission
Speech - Video recording of the Opening Ceremony and Panel 1
- Audio recording of the Opening Ceremony and Panel 1
Thursday 2 October 2014
Panel 2 - Is improved Corporate Governance a key driver for sustained market development? (9:00 to 10:30)
Ms. Maria Helena Santana (IFRS Foundation Trustee) chaired the session
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Mr. Hans Hoogervorst
Chairman, IASB
Presentation -
Mr. Louis Morisset
President and Chief Executive Officer, Autorité des marchés financiers, Québec -
Mr. Marcello Bianchi
Chairman Steering Group on Corporate Governance, OECD -
Ms. Michelle Edkins
Managing Director, BlackRock - Video recording of Panel 2
Keynote Speech by Mr. Jorge Gerdau Johannpeter, Chairman of Gerdau’s Board
(10:30 to 11:00)
Panel 3 - The future for Long Term Financing - Does Innovation help or hinder? (11:30 to 13:00)
Mr. Ranjit Ajit Singh (Chairman, Securities Commission Malaysia, Chairman, IOSCO Growth & Emerging Markets Committee and Vice-Chairman of the IOSCO Board) chaired the session
-
Ms. Alison Harwood
Global Head/Manager, Capital Market Development and Corporate Governance Line, World Bank/IFC -
Mrs. Denise Pauli Pavarina
President, Brazilian Financial and Capital Markets Association (ANBIMA)
Presentation -
Ms. Susanne Bergsträsser
Head of Division Prospectuses, Federal Financial Supervisory Authority (BaFin), Germany -
Mr. Masamichi Kono
Vice Minister for International Affairs, Financial Services Agency, Japan - Video recording of Panel 3
- Audio recording of Panel 2, Keynote Speech and Panel 3
Panel 4 - Investor Protection and Education Going Forward- What does it take to change behaviour? (15:15 to 16:45)
Ms. Mara Luquet (Journalist) chaired the session
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Ms. Annamaria Lusardi
Academic Director, Global Financial Literacy Excellence Center, George Washington University
Presentation -
Mr. Martin Wheatley
Chief Executive Officer, Financial Conduct Authority, UK
Presentation -
Ms. Vera Rita de Mello Ferreira
PhD, International Association for Research in Economic Psychology, Brazil
Presentation -
Mr. Bert Chanetsa
Deputy Executive Officer, Investment Institutions, Financial Services Board, South Africa
Presentation
Closing Remarks (16:45 to 17:00)
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Mr. Leonardo Gomes Pereira
Chairman, Brazilian Securities and Exchange Commission and Chairman of the IOSCO Presidents Committee
Handover Ceremony (17:00 to 17:15)
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Mr. Martin Wheatley
Chief Executive Officer, Financial Conduct Authority, UK - Video recording of Panel 4, Closing Remarks and Handover Ceremony
- Audio recording of Panel 4, Closing Remarks and Handover Ceremony
Documents released during the Conference
Media Releases
- IOSCO Reviews Implementation of Significant Foreign Exchange Benchmark
- IOSCO issues report on market-based financing for SMEs and Infrastructure
- IOSCO Launches Second Securities Markets Risk Outlook
- IOSCO continues work to strengthen capital markets as driver of economic growth
- Greg Medcraft of ASIC re-elected IOSCO Board Chair
Articles
- Reguladores do mercado de capitais discutem como financiar recuperação global, Folha de S. Paulo, 1 October 2014
- Caffarelli: é preciso usar mais o mercado de capitais, O Diario, 1 October 2014
- Iosco alerta sobre premência em enxergar risco sistêmico, Jornal do Comercio, 1 October 2014
- CVM: facilidade para investidor externo não traz risco, Jornal do Comercio, 1 October 2014
- Iosco alerta sobre premência em enxergar risco sistêmico, Agencia Estado, 1 October 2014
- IOSCO launches second securities markets risk report, FTSE Global Markets, 1 October 2014
- IOSCO Tasks Regulators as Oteh is Re-elected AMERC Chair, This Day Live (Nigeria), 1 October 2014
- Other Articles