Committee on Investment Management (Committee 5)

Committee 5 addresses issues relating to investment management. Its remit encompasses both collective investments schemes and private funds, including hedge, private equity, and venture capital funds, and the advisers to such funds. Its recent work responds to the challenges posed by the financial crisis, including the development of a global template to gather data from hedge funds and policy recommendations for money market funds.

Members of Committee 5


Ms. Christina Choi, Executive Director, Investment Products, Securities and Futures Commission, Hong Kong


Ms. Nike Trost, Head of Department – Wholesale Buy Side, Market Analysis and Policy, Financial Conduct Authority, United Kingdom

Members (35)

Comisión Nacional de Valores, Argentina
(Mr. Carlos Terribile, Director of Mutual Funds / Ms. Silvina Di Mateo, Director of Collective Investment Schemes)

Australian Securities and Investments Commission, Australia
(Ms. Kate Metz, Senior Executive Leader Investment Managers)

Financial Services and Markets Authority, Belgium
(Mr. Geoffrey Tombeur)

Comissão de Valores Mobiliários, Brazil
(Mr. Daniel Walter Maeda Bernardo, Director of the Office of Institutional Investor Supervision)

Comisión para el Mercado Financiero (Financial Market Commission), Chile
(Mr. Nicolás Álvarez, Director of Supervision of Funds Managers and Investment Advisers)

China Securities Regulatory Commission, China
(Mr. TANG Chao, Deputy Division Director, Department of Intermediary and Fund Supervision)

Autorité des marchés financiers, France
(Mr. Franck Raillon, Asset Management Division)

Bundesanstalt für Finanzdienstleistungsaufsicht, Germany
(Mr. Jens Lorenz, Senior Advisor, Directorate on Investment Supervision)

Securities and Futures Commission, Hong Kong
(Ms. Christina Choi, Executive Director, Investment Products)

Securities and Exchange Board of India, India
(Mr. Manoj Kumar, Executive Director)

Central Bank of Ireland, Ireland
(Mr. James O’Sullivan, Team Leader, Investment Funds Policy)

Israel Securities Authority, Israel
(Ms. Avi Laor, Deputy Director, Mutual Fund Supervision Unit)

Commissione Nazionale per le Società e la Borsa, Italy
(Mr. Andrea Turi, Head of Investment Management Department)

Financial Services Agency, Japan
(Mr. Hideo Hashimoto, Deputy Commissioner for International Affairs)

Jersey Financial Services Commission, Jersey
(Mr. David Porter, Chief Adviser, Prudential & Conduct Policy)

Financial Services Commission/Financial Supervisory Service, Korea, Republic of
(Ms. Yoonna Park, Associate, Asset Management Coordination Team, Asset Management Supervision Department / Ms. Hyesun Choi, Senior Manager, Asset Management Coordination Team, Asset Management Supervision Department)

Commission de Surveillance du Secteur Financier, Luxembourg
(Mr. Georg Kiefer, Head of Division, UCI - Prudential Supervision and Risk Management)

Comisión Nacional Bancaria y de Valores, Mexico
(Mr. Marco Antonio Villar Corona, General Director for Investment Management)

Autorité Marocaine du Marché des Capitaux, Morocco
(Mr. Omar Tannouche Bennani, Head of Asset Management Unit)

The Dutch Authority for the Financial Markets, The Netherlands
(Mr. Mark Pooters, Supervision Officer)

Ontario Securities Commission, Ontario
(Mr. Raymond Chan, Director, Investment Funds and Structured Products)

Comissão do Mercado de Valores Mobiliários, Portugal
(Maria Ana Nogueira, Expert at the Regulatory Policy and International Relations Department / Mr. Nuno Gaspar)

Qatar Financial Centre Regulatory Authority, Qatar
(Mr. Errol Cova, Director, Investment Advisor and Securities Supervision)

Autorité des marchés financiers, Quebec
(Mr. Frédéric Belleau)

Financial Supervisory Authority, Romania
(Mr. Paul Nica, Regulation Division)

Capital Market Authority, Saudi Arabia
(Mr. Eamonn Almutaw, Director, investment products compliance department –Listed Companies and Investment Products Deputy)

Monetary Authority of Singapore, Singapore
(Ms. Valerie Tong, Director, Capital Markets Intermediaries Dpt. II.)

Financial Sector Conduct Authority, South Africa
(Mr. Marius de Jongh, Senior Specialist in CISs Department)

Comisión Nacional del Mercado de Valores, Spain
(Ms. Gema Pedrón, Senior Analyst, CIS Supervision Department / Mr. Jorge Medina Sanchez-Seco, Analyst, CIS Authorisation and Registration Department)

Swiss Financial Market Supervisory Authority, Switzerland
(Ms. Noélie Läser, Manager, Asset Management Division / Ms. Valeska Stoll, Senior Specialist, Asset Management Divison)

Capital Markets Board, Türkiye
(Büşra Baykara / Erdem Köşker)

Financial Conduct Authority, United Kingdom
(Ms. Nike Trost, Head of Department – Wholesale Buy Side, Market Analysis and Policy / Ms. Mhairi Jackson, Manager - Asset Management and Funds Policy)

Commodity Futures Trading Commission, United States of America
(Ms. Jennifer Levin, Special Counsel, Office of International Affairs)

Securities and Exchange Commission, United States of America
(Mr. Morgan G Macdonald, Assistant Director, Office of International Affairs)

National Futures Association, United States of America
(Ms. Mary McHenry, Director, Compliance)