Committee on Investment Management (Committee 5)

Committee 5 addresses issues relating to investment management. Its remit encompasses both collective investments schemes and private funds, including hedge, private equity, and venture capital funds, and the advisers to such funds. Its recent work responds to the challenges posed by the financial crisis, including the development of a global template to gather data from hedge funds and policy recommendations for money market funds.

Members of Committee 5


Mr. Robert Taylor, Financial Conduct Authority, United Kingdom


Ms. Vanessa Casano, Head of Asset Management Policy Division, Autorité des marchés financiers, France

Members (33)

Comisión Nacional de Valores, Argentina
(Mr. Carlos Terribile, Director of Mutual Funds / Ms. Silvina Di Mateo, Director of Collective Investment Schemes)

Australian Securities and Investments Commission, Australia
(Mr. Gerard Fitzpatrick, Senior Executive Leader International)

Financial Services and Markets Authority, Belgium
(Mr. Ivan Roisin, Attaché)

Comissão de Valores Mobiliários, Brazil
(Mr. Daniel Bernardo, Director of the Office of Institutional Investor Supervision)

China Securities Regulatory Commission, China
(Ms. Sha Yan, Director, Department of Fund and Intermediary Supervision)

Autorité des marchés financiers, France
(Mr. Matthieu Lucchesi, Head of Asset Management Policy Affairs / Ms. Natasha Cazenave, Deputy Head of the Policy and International Affairs Department / Ms. Vanessa Casano, Head of Asset Management Policy Division)

Bundesanstalt für Finanzdienstleistungsaufsicht, Germany
(Mr. Jens Held, Senior Advisor, Directorate on Investment Supervision)

Securities and Futures Commission, Hong Kong
(Ms. Christina Choi, Executive Director, Investment Products)

Securities and Exchange Board of India, India
(Mr. S.V. Murali Dhar Rao, Executive Director)

Central Bank of Ireland, Ireland
(Mr. James O’Sullivan, Team Leader, Investment Funds Policy)

Israel Securities Authority, Israel
(Ms. Avi Laor, Deputy Director, Mutual Fund Supervision Unit / Ms. Sharon Ophir Chetrit, Director, Mutual Fund Supervision Unit)

Commissione Nazionale per le Società e la Borsa, Italy
(Mr. Andrea Turi, Head of Investment Management Department)

Financial Services Agency, Japan
(Mr. Kenta Fukami, Deputy Director for International Financial Markets)

Jersey Financial Services Commission, Jersey
(Mr. David W Porter, Head of Unit, Policy)

Financial Services Commission/Financial Supervisory Service, Korea, Republic of
(Ms. Lim Jandee, Lead Manager, Asset Management Coordination Team, Asset Management Supervision Department / Mr. Lee Insung, Associate, Asset Management Coordination Team, Asset Management Supervision Department)

Commission de Surveillance du Secteur Financier, Luxembourg
(Ms. Irmine Greischer, Head, Investment Funds Department / Mr. Rudi Dickhoff, Senior Legal Adviser)

Comisión Nacional Bancaria y de Valores, Mexico
(Mr. Jorge Jimenez, General Director for Asset Management)

Autorité Marocaine du Marché des Capitaux, Morocco
(Mr. Omar Tannouche Bennani, Head of Asset Management Unit / Ms. Jennat Benhida, Head of regulation at AMMC Morocco)

The Dutch Authority for the Financial Markets, Netherlands, The
(Mr. Mark Pooters, Supervision Officer)

Ontario Securities Commission, Ontario
(Ms. Vera Nunes, Manager, OSC Investment Funds Branch)

Comissão do Mercado de Valores Mobiliários, Portugal
(Tiago dos Santos Matias, Director of the Ongoing Supervision Department / Maria Ana Nogueira, Expert at the Regulatory Policy and International Relations Department)

Qatar Financial Centre Regulatory Authority, Qatar
(Mr. Giovanni Bandi, Head of Investment Management)

Autorité des marchés financiers, Quebec
(Ms. Chantal Leclerc, Investment Funds)

Financial Supervisory Authority, Romania
(Mr. Paul Nica, Regulation Division)

Capital Market Authority, Saudi Arabia
(Mr. Fahad Hamdan, Manager, Investment Products Compliance)

Monetary Authority of Singapore, Singapore
(Ms. Valerie Tong, Director, Capital Markets Intermediaries Dpt. II.)

Financial Sector Conduct Authority, South Africa
(Mr. Marius de Jongh, Senior Specialist in CISs Department)

Comisión Nacional del Mercado de Valores, Spain
(Ms. Gema Pedron, Senior Analyst, CIS Supervision Department / Mr. Jorge Medina Sanchez-Seco, Analyst, CIS Authorisation and Registration Department)

Swiss Financial Market Supervisory Authority, Switzerland
(Mr. Felix Lukas Stotz, Legal & Policy Expert, Asset Management Division)

Capital Markets Board, Turkey
(Ms. Nukhet Sadi, Institutional Investors Department)

Financial Conduct Authority, United Kingdom
(Mr. James Hopegood, Associate / Mr. Robert Taylor)

Commodity Futures Trading Commission, United States of America
(Mr. Kevin Piccoli, Deputy Director, Office of International Affairs)

Securities and Exchange Commission, United States of America
(Ms. Holly Hunter-Ceci, Assistant Chief Counsel)