Public Reports

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Showing 1 to 20 of 774 results

1. FR/09/2024 Evolution in the Operation, Governance and Business Models of Exchanges: Regulatory Implications and Good Practices, Report of the Board of IOSCO
   29 Nov 2024 - View Report
2. FR/11/2024 Targeted Implementation Review on Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
   25 Nov 2024 - View Report | Related Public Reports (1)
   1. FR02/23 Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
      31 Jan 2023 - View Report
3. FR/10/2024 Final Report on Post Trade Risk Reduction Services: Sound Practices for Consideration, Report of the Board of IOSCO
   25 Nov 2024 - View Report | Related Public Reports (1)
   1. CR03/2024 Post Trade Risk Reduction Services, Report of the Board of IOSCO
      Comments may be submitted by email on or before – 1 April 2024.
      26 Jan 2024 - View Report
4. CR/11/2024 Pre-hedging, Report of the Board of IOSCO
   Comments on the report should be submitted by 21 February 2025
   21 Nov 2024 - View Report
5. CR/09/2024 Digital Engagement Practices (DEPs), Report of the Board of IOSCO
   Comments on the report should be submitted by 20 January 2025
   19 Nov 2024 - View Report | Related Public Reports (24)
   1. FR01/11 Principles on Point of Sale Disclosure, Report of the Technical Committee of IOSCO
      01 Feb 2011 - View Report
   2. FR01/13 Suitability Requirements With Respect To the Distribution of Complex Financial Products, Report of the Board of IOSCO
      21 Jan 2013 - View Report
   3. FR04/2014 Report on the IOSCO Social Media and Automation of Advice Tools Surveys, Report of the Board of IOSCO
      24 Jul 2014 - View Report
   4. FR09/14 Strategic Framework for Investor Education and Financial Literacy, Report of the Board of IOSCO
      Consultation Document - Comments received on the consultation report posted here on 7 November 2014
      04 Nov 2014 - View Report | View comments received
   5. FR06/2015 Survey on Anti-Fraud Messaging, Report of the Board of IOSCO
      06 May 2015 - View Report
   6. FR21/2015 Sound Practices for Investment Risk Education, Report of the Board of IOSCO
      15 Sep 2015 - Available languages: English, French, Russian, Spanish
   7. FR07/2017 IOSCO Task Force Report on Wholesale Market Conduct, Report of the Board of IOSCO
      13 Jun 2017 - View Report
   8. FR08/2017 Order Routing Incentives, Report of the Board of IOSCO
      19 Jun 2017 - View Report
   9. FR03/2018 Senior Investor Vulnerability, Report of the Board of IOSCO
      08 Mar 2018 - Available languages: English, Portuguese, Japanese
   10. FR10/2018 The Application of Behavioural Insights to Financial Literacy and Investor Education Programs and Initiatives, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
       30 May 2018 - View Report
   11. FR17/2018 Report on Retail OTC Leveraged Products, Report of the Board of IOSCO
       19 Sep 2018 - View Report
   12. FR05/2019 The Application of Behavioral Insights to Retail Investor Protection, Report of the Board of IOSCO
       02 Apr 2019 - View Report
   13. FR13/2019 Core Competencies Framework on Financial Literacy for Investors, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
       30 Sep 2019 - View Report
   14. FR02/2020 Issues, Risks and Regulatory Considerations Relating to Crypto-Asset Trading Platforms, Report of the Board of IOSCO
       12 Feb 2020 - View Report
   15. FR12/2020 Investor Education on Crypto-Assets, Report of the Board of IOSCO
       22 Dec 2020 - View Report
   16. FR13/2020 Initial Findings and Observations About the Impact of COVID-19 on Retail Market Conduct, Report of the Board of IOSCO
       22 Dec 2020 - View Report
   17. FR01/2021 Complaint Handling and Redress System for Retail Investors, Report of the Board of IOSCO
       27 Jan 2021 - View Report
   18. CR02/2022 Report on Retail Distribution and Digitalisation, Report of the Board of IOSCO
       Comments on the report should be submitted by 17 March 2022
       17 Jan 2022 - View Report
   19. CR03/2022 Retail Market Conduct Task Force, Report of the Board of IOSCO
       Comments on the report should be submitted by 23 May 2022
       21 Mar 2022 - View Report
   20. OR01/2022 IOSCO Decentralized Finance Report, Report of the Board of IOSCO
       24 Mar 2022 - View Report
   21. FR10/22 Retail Investor Education in the Context of Sustainable Finance Markets and Products, Report of the Board of IOSCO
       31 Aug 2022 - View Report
   22. FR12/22 Report on Retail Distribution and Digitalisation, Report of the Board of IOSCO
       12 Oct 2022 - View Report
   23. FR15/22 Investor Behaviour and Investor Education in Times of Turmoil: Recommended Framework for Regulators based on Lessons Learned from the COVID-19 Pandemic, Report of the Board of IOSCO
       30 Nov 2022 - View Report
   24. FR05/23 Retail Market Conduct Task Force Final Report, Report of the Board of IOSCO
       30 Mar 2023 - View Report
6. CR/10/2024 Online Imitative Trading Practices: Copy Trading, Mirror Trading, Social Trading, Report of the Board of IOSCO
   Comments on the report should be submitted by 20 January 2025
   19 Nov 2024 - View Report | Related Public Reports (24)
   1. FR01/11 Principles on Point of Sale Disclosure, Report of the Technical Committee of IOSCO
      01 Feb 2011 - View Report
   2. FR01/13 Suitability Requirements With Respect To the Distribution of Complex Financial Products, Report of the Board of IOSCO
      21 Jan 2013 - View Report
   3. FR04/2014 Report on the IOSCO Social Media and Automation of Advice Tools Surveys, Report of the Board of IOSCO
      24 Jul 2014 - View Report
   4. FR09/14 Strategic Framework for Investor Education and Financial Literacy, Report of the Board of IOSCO
      Consultation Document - Comments received on the consultation report posted here on 7 November 2014
      04 Nov 2014 - View Report | View comments received
   5. FR06/2015 Survey on Anti-Fraud Messaging, Report of the Board of IOSCO
      06 May 2015 - View Report
   6. FR21/2015 Sound Practices for Investment Risk Education, Report of the Board of IOSCO
      15 Sep 2015 - Available languages: English, French, Russian, Spanish
   7. FR07/2017 IOSCO Task Force Report on Wholesale Market Conduct, Report of the Board of IOSCO
      13 Jun 2017 - View Report
   8. FR08/2017 Order Routing Incentives, Report of the Board of IOSCO
      19 Jun 2017 - View Report
   9. FR03/2018 Senior Investor Vulnerability, Report of the Board of IOSCO
      08 Mar 2018 - Available languages: English, Portuguese, Japanese
   10. FR10/2018 The Application of Behavioural Insights to Financial Literacy and Investor Education Programs and Initiatives, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
       30 May 2018 - View Report
   11. FR17/2018 Report on Retail OTC Leveraged Products, Report of the Board of IOSCO
       19 Sep 2018 - View Report
   12. FR05/2019 The Application of Behavioral Insights to Retail Investor Protection, Report of the Board of IOSCO
       02 Apr 2019 - View Report
   13. FR13/2019 Core Competencies Framework on Financial Literacy for Investors, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
       30 Sep 2019 - View Report
   14. FR02/2020 Issues, Risks and Regulatory Considerations Relating to Crypto-Asset Trading Platforms, Report of the Board of IOSCO
       12 Feb 2020 - View Report
   15. FR12/2020 Investor Education on Crypto-Assets, Report of the Board of IOSCO
       22 Dec 2020 - View Report
   16. FR13/2020 Initial Findings and Observations About the Impact of COVID-19 on Retail Market Conduct, Report of the Board of IOSCO
       22 Dec 2020 - View Report
   17. FR01/2021 Complaint Handling and Redress System for Retail Investors, Report of the Board of IOSCO
       27 Jan 2021 - View Report
   18. CR02/2022 Report on Retail Distribution and Digitalisation, Report of the Board of IOSCO
       Comments on the report should be submitted by 17 March 2022
       17 Jan 2022 - View Report
   19. CR03/2022 Retail Market Conduct Task Force, Report of the Board of IOSCO
       Comments on the report should be submitted by 23 May 2022
       21 Mar 2022 - View Report
   20. OR01/2022 IOSCO Decentralized Finance Report, Report of the Board of IOSCO
       24 Mar 2022 - View Report
   21. FR10/22 Retail Investor Education in the Context of Sustainable Finance Markets and Products, Report of the Board of IOSCO
       31 Aug 2022 - View Report
   22. FR12/22 Report on Retail Distribution and Digitalisation, Report of the Board of IOSCO
       12 Oct 2022 - View Report
   23. FR15/22 Investor Behaviour and Investor Education in Times of Turmoil: Recommended Framework for Regulators based on Lessons Learned from the COVID-19 Pandemic, Report of the Board of IOSCO
       30 Nov 2022 - View Report
   24. FR05/23 Retail Market Conduct Task Force Final Report, Report of the Board of IOSCO
       30 Mar 2023 - View Report
7. CR/08/2024 Finfluencers, Report of the Board of IOSCO
   Comments on the report should be submitted by 20 January 2025
   19 Nov 2024 - View Report | Related Public Reports (24)
   1. FR01/11 Principles on Point of Sale Disclosure, Report of the Technical Committee of IOSCO
      01 Feb 2011 - View Report
   2. FR01/13 Suitability Requirements With Respect To the Distribution of Complex Financial Products, Report of the Board of IOSCO
      21 Jan 2013 - View Report
   3. FR04/2014 Report on the IOSCO Social Media and Automation of Advice Tools Surveys, Report of the Board of IOSCO
      24 Jul 2014 - View Report
   4. FR09/14 Strategic Framework for Investor Education and Financial Literacy, Report of the Board of IOSCO
      Consultation Document - Comments received on the consultation report posted here on 7 November 2014
      04 Nov 2014 - View Report | View comments received
   5. FR06/2015 Survey on Anti-Fraud Messaging, Report of the Board of IOSCO
      06 May 2015 - View Report
   6. FR21/2015 Sound Practices for Investment Risk Education, Report of the Board of IOSCO
      15 Sep 2015 - Available languages: English, French, Russian, Spanish
   7. FR07/2017 IOSCO Task Force Report on Wholesale Market Conduct, Report of the Board of IOSCO
      13 Jun 2017 - View Report
   8. FR08/2017 Order Routing Incentives, Report of the Board of IOSCO
      19 Jun 2017 - View Report
   9. FR03/2018 Senior Investor Vulnerability, Report of the Board of IOSCO
      08 Mar 2018 - Available languages: English, Portuguese, Japanese
   10. FR10/2018 The Application of Behavioural Insights to Financial Literacy and Investor Education Programs and Initiatives, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
       30 May 2018 - View Report
   11. FR17/2018 Report on Retail OTC Leveraged Products, Report of the Board of IOSCO
       19 Sep 2018 - View Report
   12. FR05/2019 The Application of Behavioral Insights to Retail Investor Protection, Report of the Board of IOSCO
       02 Apr 2019 - View Report
   13. FR13/2019 Core Competencies Framework on Financial Literacy for Investors, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
       30 Sep 2019 - View Report
   14. FR02/2020 Issues, Risks and Regulatory Considerations Relating to Crypto-Asset Trading Platforms, Report of the Board of IOSCO
       12 Feb 2020 - View Report
   15. FR12/2020 Investor Education on Crypto-Assets, Report of the Board of IOSCO
       22 Dec 2020 - View Report
   16. FR13/2020 Initial Findings and Observations About the Impact of COVID-19 on Retail Market Conduct, Report of the Board of IOSCO
       22 Dec 2020 - View Report
   17. FR01/2021 Complaint Handling and Redress System for Retail Investors, Report of the Board of IOSCO
       27 Jan 2021 - View Report
   18. CR02/2022 Report on Retail Distribution and Digitalisation, Report of the Board of IOSCO
       Comments on the report should be submitted by 17 March 2022
       17 Jan 2022 - View Report
   19. CR03/2022 Retail Market Conduct Task Force, Report of the Board of IOSCO
       Comments on the report should be submitted by 23 May 2022
       21 Mar 2022 - View Report
   20. OR01/2022 IOSCO Decentralized Finance Report, Report of the Board of IOSCO
       24 Mar 2022 - View Report
   21. FR10/22 Retail Investor Education in the Context of Sustainable Finance Markets and Products, Report of the Board of IOSCO
       31 Aug 2022 - View Report
   22. FR12/22 Report on Retail Distribution and Digitalisation, Report of the Board of IOSCO
       12 Oct 2022 - View Report
   23. FR15/22 Investor Behaviour and Investor Education in Times of Turmoil: Recommended Framework for Regulators based on Lessons Learned from the COVID-19 Pandemic, Report of the Board of IOSCO
       30 Nov 2022 - View Report
   24. FR05/23 Retail Market Conduct Task Force Final Report, Report of the Board of IOSCO
       30 Mar 2023 - View Report
8. FR/08/2024 Voluntary Carbon Markets, Report of the Board of IOSCO
   14 Nov 2024 - View Report | IOSCO/World Bank Joint Note | Related Public Reports (2)
   1. CR06/2022 Voluntary Carbon Markets, Report of the Board of IOSCO
      Consultation Document - Comments received on the consultation report posted here on 27 March 2023
      09 Nov 2022 - View Report | View comments received
   2. CR06/2023 Voluntary Carbon Markets, Report of the Board of IOSCO
      Comments on the report should be submitted by 3 March 2024
      03 Dec 2023 - View Report
9. FR/07/2024 IOSCO Report on Transition Plans, Report of the Board of IOSCO
   13 Nov 2024 - View Report
10. IOSCO Statement on the IAASB’s International Standard on Sustainability Assurance (ISSA) 5000, Report of the Board of IOSCO
    12 Nov 2024 - View Report
11. CR/07/2024 Guidance for Open-ended Funds for Effective Implementation of the Recommendations for Liquidity Risk Management, Report of the Board of IOSCO
    Comments on the report should be submitted by 11 February 2025
    11 Nov 2024 - View Report
12. CR/06/2024 Revised Recommendations for Liquidity Risk Management for Collective Investment Schemes, Report of the Board of IOSCO
    Comments on the report should be submitted by 11 February 2025
    11 Nov 2024 - View Report
13. FR06/2024 Investor Education on Crypto-Assets, Report of the Board of IOSCO
    09 Oct 2024 - View Report | Related Public Reports (4)
    1. FR12/2020 Investor Education on Crypto-Assets, Report of the Board of IOSCO
       22 Dec 2020 - View Report
    2. FR11/23 Policy Recommendations for Crypto and Digital Asset Markets, Report of the Board of IOSCO
       16 Nov 2023 - View Report
    3. FR14/23 Final Report with Policy Recommendations for Decentralized Finance (DeFi), Report of the Board of IOSCO
       19 Dec 2023 - View Report
    4. OR02/2023 IOSCO Policy Recommendations for Crypto and Digital Asset Markets (including DeFi) - Umbrella Note, Report of the Board of IOSCO
       19 Dec 2023 - View Report
14. World Investor Week 2023, Report of IOSCO Committee 8 on Retail Investors
    09 Jul 2024 - View Report | Related Public Reports (5)
    1. World Investor Week 2017, Report of IOSCO Committee 8 on Retail Investors
       24 Jul 2018 - View Report
    2. World Investor Week 2019, Report of IOSCO Committee 8 on Retail Investors
       08 Oct 2020 - View Report
    3. World Investor Week 2020, Report of IOSCO Committee 8 on Retail Investors
       07 Jun 2021 - View Report
    4. World Investor Week 2021, Report of IOSCO Committee 8 on Retail Investors
       17 Aug 2022 - View Report
    5. World Investor Week 2022, Report of IOSCO Committee 8 on Retail Investors
       22 Jun 2023 - View Report
15. FR04/2024 Market Outages, Report of the Board of IOSCO
    05 Jun 2024 - View Report | Related Public Reports (1)
    1. CR07/2023 Market Outages, Report of the Board of IOSCO
       Comments on the report should be submitted by 1 March 2024
       14 Dec 2023 - View Report
16. FR03/2024 Leveraged Loans and CLOs Good Practices for Consideration, Report of the Board of IOSCO
    03 Jun 2024 - View Report | View comments received | Related Public Reports (1)
    1. CR05/2023 Leveraged Loans and CLOs Good Practices for Consideration, Report of the Board of IOSCO
       Comments on the report should be submitted by 15 December 2023
       14 Sep 2023 - View Report
17. IOSCO Statement on the consultation on the Proposed International Ethics Standards for Sustainability Assurance (Including International Independence Standards) (IESSA) and Other Revisions to the Code Relating to Sustainability Assurance and Reporting, Report of the Board of IOSCO
    10 May 2024 - View Report
18. OR01/24 Update to IOSCO 2023-24 Work program - March 2024 – March 2025 Workplan, Report of the Board of IOSCO
    12 Apr 2024 - View Report | Related Public Reports (1)
    1. OR01/23 IOSCO Board Priorities - Work Program 2023-2024, Report of the Board of IOSCO
       05 Apr 2023 - View Report
19. CR/05/2024 Evolution in the Operation, Governance and Business Models of Exchanges: Regulatory Implications and Good Practices, Report of the Board of IOSCO
    Comments may be submitted by email on or before – 3 July 2024
    04 Apr 2024 - View Report
20. CR04/2024 Streamlining variation margin in centrally cleared markets - examples of effective practices, Committee on Payments and Market Infrastructures and the Board of IOSCO
    Comments may be submitted by email on or before – 14 May 2024
    14 Feb 2024 - View Report | Related Public Reports (2)
    1. CR01/24 Transparency and responsiveness of initial margin in centrally cleared markets – review and policy proposals, Report of The Basel Committee on Banking Supervision (BCBS), The Committee on Payments and Market Infrastructures and Board of IOSCO
       Comments on the report should be submitted by 16 April 2024
       16 Jan 2024 - View Report
    2. CR02/2024 Streamlining VM processes and IM responsiveness of margin models in noncentrally cleared markets, Report of the Basel Committee on Banking Supervision and the Board of IOSCO
       Submissions on the proposals should be submitted by 17 April 2024.
       17 Jan 2024 - View Report