Public Reports

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Showing 1 to 20 of 799 results

1. FR/16/2025 Single-Name Credit Default Swaps Market, Report of the Board of IOSCO
   04 Nov 2025 - View Report
2. FR/15/2025 ESG Indices as Benchmarks, Report of the Board of IOSCO
   03 Nov 2025 - View Report
3. FR/14/2025 Pre-Hedging, Report of the Board of IOSCO
   03 Nov 2025 - View Report
4. CR/03/2025 Recommendations for Secondary Market Disclosure, Report of the Board of IOSCO
   Comments on the report should be submitted by 3 February 2026
   03 Nov 2025 - View Report | Addendum
5. IOSCO's Statement on the Importance of High-Quality Valuation Information in Financial Reporting, Report by IOSCO
   03 Nov 2025 - View Report
6. FR/13/2025 Thematic Review Assessing the Implementation of IOSCO Recommendations for Crypto and Digital Asset Markets, Report of the Board of IOSCO
   16 Oct 2025 - View Report | Joint Note
7. FR/12/2025 World Investor Week 2024, Report of IOSCO Committee 8 on Retail Investors
   17 Jun 2025 - View Report | Related Public Reports (6)
   1. World Investor Week 2017, Report of IOSCO Committee 8 on Retail Investors
      24 Jul 2018 - View Report
   2. World Investor Week 2019, Report of IOSCO Committee 8 on Retail Investors
      08 Oct 2020 - View Report
   3. World Investor Week 2020, Report of IOSCO Committee 8 on Retail Investors
      07 Jun 2021 - View Report
   4. World Investor Week 2021, Report of IOSCO Committee 8 on Retail Investors
      17 Aug 2022 - View Report
   5. World Investor Week 2022, Report of IOSCO Committee 8 on Retail Investors
      22 Jun 2023 - View Report
   6. World Investor Week 2023, Report of IOSCO Committee 8 on Retail Investors
      09 Jul 2024 - View Report
8. FR/11/2025 Guidance for Open-ended Funds for Effective Implementation of the Recommendations for Liquidity Risk Management, Report of the Board of IOSCO
   26 May 2025 - View Report | Related Public Reports (2)
   1. FR10/23 Thematic Analysis: Emerging Risks in Private Finance, Report of the Board of IOSCO
      14 Sep 2023 - View Report
   2. FR/10/2025 Revised Recommendations for Liquidity Risk Management for Collective Investment Schemes, Report of the Board of IOSCO
      26 May 2025 - View Report
9. FR/10/2025 Revised Recommendations for Liquidity Risk Management for Collective Investment Schemes, Report of the Board of IOSCO
   26 May 2025 - View Report | Related Public Reports (2)
   1. FR10/23 Thematic Analysis: Emerging Risks in Private Finance, Report of the Board of IOSCO
      14 Sep 2023 - View Report
   2. FR/11/2025 Guidance for Open-ended Funds for Effective Implementation of the Recommendations for Liquidity Risk Management, Report of the Board of IOSCO
      26 May 2025 - View Report
10. IOSCO's Statement on Combatting Online Harm and The Role of Platform Providers, Report by IOSCO
    21 May 2025 - View Report
11. FR/09/2025 IOSCO Sustainable Bonds Report, Report of the Board of IOSCO
    21 May 2025 - View Report
12. FR/08/2025 Finfluencers, Report of the Board of IOSCO
    19 May 2025 - View Report | Related Public Reports (25)
    1. FR01/11 Principles on Point of Sale Disclosure, Report of the Technical Committee of IOSCO
       01 Feb 2011 - View Report
    2. FR01/13 Suitability Requirements With Respect To the Distribution of Complex Financial Products, Report of the Board of IOSCO
       21 Jan 2013 - View Report
    3. FR04/2014 Report on the IOSCO Social Media and Automation of Advice Tools Surveys, Report of the Board of IOSCO
       24 Jul 2014 - View Report
    4. FR09/14 Strategic Framework for Investor Education and Financial Literacy, Report of the Board of IOSCO
       Consultation Document - Comments received on the consultation report posted here on 7 November 2014
       04 Nov 2014 - View Report | View comments received
    5. FR06/2015 Survey on Anti-Fraud Messaging, Report of the Board of IOSCO
       06 May 2015 - View Report
    6. FR21/2015 Sound Practices for Investment Risk Education, Report of the Board of IOSCO
       15 Sep 2015 - Available languages: English, French, Russian, Spanish
    7. FR07/2017 IOSCO Task Force Report on Wholesale Market Conduct, Report of the Board of IOSCO
       13 Jun 2017 - View Report
    8. FR08/2017 Order Routing Incentives, Report of the Board of IOSCO
       19 Jun 2017 - View Report
    9. FR03/2018 Senior Investor Vulnerability, Report of the Board of IOSCO
       08 Mar 2018 - Available languages: English, Portuguese, Japanese
    10. FR10/2018 The Application of Behavioural Insights to Financial Literacy and Investor Education Programs and Initiatives, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
        30 May 2018 - View Report
    11. FR17/2018 Report on Retail OTC Leveraged Products, Report of the Board of IOSCO
        19 Sep 2018 - View Report
    12. FR05/2019 The Application of Behavioral Insights to Retail Investor Protection, Report of the Board of IOSCO
        02 Apr 2019 - View Report
    13. FR13/2019 Core Competencies Framework on Financial Literacy for Investors, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
        30 Sep 2019 - View Report
    14. FR02/2020 Issues, Risks and Regulatory Considerations Relating to Crypto-Asset Trading Platforms, Report of the Board of IOSCO
        12 Feb 2020 - View Report
    15. FR12/2020 Investor Education on Crypto-Assets, Report of the Board of IOSCO
        22 Dec 2020 - View Report
    16. FR13/2020 Initial Findings and Observations About the Impact of COVID-19 on Retail Market Conduct, Report of the Board of IOSCO
        22 Dec 2020 - View Report
    17. FR01/2021 Complaint Handling and Redress System for Retail Investors, Report of the Board of IOSCO
        27 Jan 2021 - View Report
    18. CR02/2022 Report on Retail Distribution and Digitalisation, Report of the Board of IOSCO
        Comments on the report should be submitted by 17 March 2022
        17 Jan 2022 - View Report
    19. CR03/2022 Retail Market Conduct Task Force, Report of the Board of IOSCO
        Comments on the report should be submitted by 23 May 2022
        21 Mar 2022 - View Report
    20. OR01/2022 IOSCO Decentralized Finance Report, Report of the Board of IOSCO
        24 Mar 2022 - View Report
    21. FR10/22 Retail Investor Education in the Context of Sustainable Finance Markets and Products, Report of the Board of IOSCO
        31 Aug 2022 - View Report
    22. FR12/22 Report on Retail Distribution and Digitalisation, Report of the Board of IOSCO
        12 Oct 2022 - View Report
    23. FR15/22 Investor Behaviour and Investor Education in Times of Turmoil: Recommended Framework for Regulators based on Lessons Learned from the COVID-19 Pandemic, Report of the Board of IOSCO
        30 Nov 2022 - View Report
    24. FR05/23 Retail Market Conduct Task Force Final Report, Report of the Board of IOSCO
        30 Mar 2023 - View Report
    25. CR/08/2024 Finfluencers, Report of the Board of IOSCO
        Comments on the report should be submitted by 20 January 2025
        19 Nov 2024 - View Report
13. FR/07/2025 Digital Engagement Practices (DEPs), Report of the Board of IOSCO
    19 May 2025 - View Report | Related Public Reports (25)
    1. FR01/11 Principles on Point of Sale Disclosure, Report of the Technical Committee of IOSCO
       01 Feb 2011 - View Report
    2. FR01/13 Suitability Requirements With Respect To the Distribution of Complex Financial Products, Report of the Board of IOSCO
       21 Jan 2013 - View Report
    3. FR04/2014 Report on the IOSCO Social Media and Automation of Advice Tools Surveys, Report of the Board of IOSCO
       24 Jul 2014 - View Report
    4. FR09/14 Strategic Framework for Investor Education and Financial Literacy, Report of the Board of IOSCO
       Consultation Document - Comments received on the consultation report posted here on 7 November 2014
       04 Nov 2014 - View Report | View comments received
    5. FR06/2015 Survey on Anti-Fraud Messaging, Report of the Board of IOSCO
       06 May 2015 - View Report
    6. FR21/2015 Sound Practices for Investment Risk Education, Report of the Board of IOSCO
       15 Sep 2015 - Available languages: English, French, Russian, Spanish
    7. FR07/2017 IOSCO Task Force Report on Wholesale Market Conduct, Report of the Board of IOSCO
       13 Jun 2017 - View Report
    8. FR08/2017 Order Routing Incentives, Report of the Board of IOSCO
       19 Jun 2017 - View Report
    9. FR03/2018 Senior Investor Vulnerability, Report of the Board of IOSCO
       08 Mar 2018 - Available languages: English, Portuguese, Japanese
    10. FR10/2018 The Application of Behavioural Insights to Financial Literacy and Investor Education Programs and Initiatives, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
        30 May 2018 - View Report
    11. FR17/2018 Report on Retail OTC Leveraged Products, Report of the Board of IOSCO
        19 Sep 2018 - View Report
    12. FR05/2019 The Application of Behavioral Insights to Retail Investor Protection, Report of the Board of IOSCO
        02 Apr 2019 - View Report
    13. FR13/2019 Core Competencies Framework on Financial Literacy for Investors, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
        30 Sep 2019 - View Report
    14. FR02/2020 Issues, Risks and Regulatory Considerations Relating to Crypto-Asset Trading Platforms, Report of the Board of IOSCO
        12 Feb 2020 - View Report
    15. FR12/2020 Investor Education on Crypto-Assets, Report of the Board of IOSCO
        22 Dec 2020 - View Report
    16. FR13/2020 Initial Findings and Observations About the Impact of COVID-19 on Retail Market Conduct, Report of the Board of IOSCO
        22 Dec 2020 - View Report
    17. FR01/2021 Complaint Handling and Redress System for Retail Investors, Report of the Board of IOSCO
        27 Jan 2021 - View Report
    18. CR02/2022 Report on Retail Distribution and Digitalisation, Report of the Board of IOSCO
        Comments on the report should be submitted by 17 March 2022
        17 Jan 2022 - View Report
    19. CR03/2022 Retail Market Conduct Task Force, Report of the Board of IOSCO
        Comments on the report should be submitted by 23 May 2022
        21 Mar 2022 - View Report
    20. OR01/2022 IOSCO Decentralized Finance Report, Report of the Board of IOSCO
        24 Mar 2022 - View Report
    21. FR10/22 Retail Investor Education in the Context of Sustainable Finance Markets and Products, Report of the Board of IOSCO
        31 Aug 2022 - View Report
    22. FR12/22 Report on Retail Distribution and Digitalisation, Report of the Board of IOSCO
        12 Oct 2022 - View Report
    23. FR15/22 Investor Behaviour and Investor Education in Times of Turmoil: Recommended Framework for Regulators based on Lessons Learned from the COVID-19 Pandemic, Report of the Board of IOSCO
        30 Nov 2022 - View Report
    24. FR05/23 Retail Market Conduct Task Force Final Report, Report of the Board of IOSCO
        30 Mar 2023 - View Report
    25. CR/09/2024 Digital Engagement Practices (DEPs), Report of the Board of IOSCO
        Comments on the report should be submitted by 20 January 2025
        19 Nov 2024 - View Report
14. FR/06/2025 Online Imitative Trading Practices: Copy Trading, Mirror Trading, Social Trading, Report of the Board of IOSCO
    19 May 2025 - View Report | Related Public Reports (25)
    1. FR01/11 Principles on Point of Sale Disclosure, Report of the Technical Committee of IOSCO
       01 Feb 2011 - View Report
    2. FR01/13 Suitability Requirements With Respect To the Distribution of Complex Financial Products, Report of the Board of IOSCO
       21 Jan 2013 - View Report
    3. FR04/2014 Report on the IOSCO Social Media and Automation of Advice Tools Surveys, Report of the Board of IOSCO
       24 Jul 2014 - View Report
    4. FR09/14 Strategic Framework for Investor Education and Financial Literacy, Report of the Board of IOSCO
       Consultation Document - Comments received on the consultation report posted here on 7 November 2014
       04 Nov 2014 - View Report | View comments received
    5. FR06/2015 Survey on Anti-Fraud Messaging, Report of the Board of IOSCO
       06 May 2015 - View Report
    6. FR21/2015 Sound Practices for Investment Risk Education, Report of the Board of IOSCO
       15 Sep 2015 - Available languages: English, French, Russian, Spanish
    7. FR07/2017 IOSCO Task Force Report on Wholesale Market Conduct, Report of the Board of IOSCO
       13 Jun 2017 - View Report
    8. FR08/2017 Order Routing Incentives, Report of the Board of IOSCO
       19 Jun 2017 - View Report
    9. FR03/2018 Senior Investor Vulnerability, Report of the Board of IOSCO
       08 Mar 2018 - Available languages: English, Portuguese, Japanese
    10. FR10/2018 The Application of Behavioural Insights to Financial Literacy and Investor Education Programs and Initiatives, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
        30 May 2018 - View Report
    11. FR17/2018 Report on Retail OTC Leveraged Products, Report of the Board of IOSCO
        19 Sep 2018 - View Report
    12. FR05/2019 The Application of Behavioral Insights to Retail Investor Protection, Report of the Board of IOSCO
        02 Apr 2019 - View Report
    13. FR13/2019 Core Competencies Framework on Financial Literacy for Investors, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
        30 Sep 2019 - View Report
    14. FR02/2020 Issues, Risks and Regulatory Considerations Relating to Crypto-Asset Trading Platforms, Report of the Board of IOSCO
        12 Feb 2020 - View Report
    15. FR12/2020 Investor Education on Crypto-Assets, Report of the Board of IOSCO
        22 Dec 2020 - View Report
    16. FR13/2020 Initial Findings and Observations About the Impact of COVID-19 on Retail Market Conduct, Report of the Board of IOSCO
        22 Dec 2020 - View Report
    17. FR01/2021 Complaint Handling and Redress System for Retail Investors, Report of the Board of IOSCO
        27 Jan 2021 - View Report
    18. CR02/2022 Report on Retail Distribution and Digitalisation, Report of the Board of IOSCO
        Comments on the report should be submitted by 17 March 2022
        17 Jan 2022 - View Report
    19. CR03/2022 Retail Market Conduct Task Force, Report of the Board of IOSCO
        Comments on the report should be submitted by 23 May 2022
        21 Mar 2022 - View Report
    20. OR01/2022 IOSCO Decentralized Finance Report, Report of the Board of IOSCO
        24 Mar 2022 - View Report
    21. FR10/22 Retail Investor Education in the Context of Sustainable Finance Markets and Products, Report of the Board of IOSCO
        31 Aug 2022 - View Report
    22. FR12/22 Report on Retail Distribution and Digitalisation, Report of the Board of IOSCO
        12 Oct 2022 - View Report
    23. FR15/22 Investor Behaviour and Investor Education in Times of Turmoil: Recommended Framework for Regulators based on Lessons Learned from the COVID-19 Pandemic, Report of the Board of IOSCO
        30 Nov 2022 - View Report
    24. FR05/23 Retail Market Conduct Task Force Final Report, Report of the Board of IOSCO
        30 Mar 2023 - View Report
    25. CR/10/2024 Online Imitative Trading Practices: Copy Trading, Mirror Trading, Social Trading, Report of the Board of IOSCO
        Comments on the report should be submitted by 20 January 2025
        19 Nov 2024 - View Report
15. Implementation monitoring of PFMI: Level 2 assessment report for the European Union – PSs and CSDs/SSSs, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
    28 Apr 2025 - View Report | Related Public Reports (1)
    1. Principles for Financial Market Infrastructures and Consultation Papers on Assessment Methodology and Disclosure Framework, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
       Consultation Document - Comments received on the consultation papers posted here on 28 September 2012
       16 Apr 2012 - View Reports and Comment Letters | Zip format | PFMI Report | View comments received
16. FR/05/2025 IOSCO Standards Implementation Monitoring (ISIM) for Principles (6-7) Relating to the Regulator, Report of the Board of IOSCO
    02 Apr 2025 - View Report | Watch Video | Related Public Reports (3)
    1. Methodology for Assessing Implementation of the IOSCO Objectives and Principles of Securities Regulation, Report of IOSCO
       31 May 2017 - View Report
    2. FR04/2019 IOSCO Standards Implementation Monitoring (ISIM) on Secondary and Other Market Principles, Report of the Board of IOSCO
       12 Feb 2019 - View Report
    3. FR03/23 IOSCO Standards Implementation Monitoring (ISIM) for Principles (1-5) Relating to the Regulator, Report of the Board of IOSCO
       15 Feb 2023 - View Report
17. CR/02/2025 Neo-brokers, Report of the Board of IOSCO
    Comments on the report should be submitted by 12 May 2025
    12 Mar 2025 - View Report
18. CR/01/2025 Artificial Intelligence in Capital Markets: Use Cases, Risks, and Challenges, Report of the Board of IOSCO
    Comments on the report should be submitted by 11 April 2025
    12 Mar 2025 - View Report | Related Public Reports (2)
    1. FR06/2021 The use of artificial intelligence and machine learning by market intermediaries and asset managers, Report of the Board of IOSCO
       07 Sep 2021 - View Report
    2. FR08/22 The Use of Innovation Facilitators in Growth and Emerging Markets, Report of the Board of IOSCO
       14 Jul 2022 - View Report
19. OR/01/2025 IOSCO Work Program 2025, Report of the Board of IOSCO
    12 Mar 2025 - View Report
20. FR/04/2025 Thematic Review on Technological Challenges to Effective Market Surveillance Issues and Regulatory Tools, Report of the Board of IOSCO
    19 Feb 2025 - View Report | Related Public Reports (1)
    1. FR04/13 Technological Challenges to Effective Market Surveillance Issues and Regulatory Tools, Report of the Board of IOSCO
       22 Apr 2013 - View Report | View comments received