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Portable Document Format (PDF) 21 February 2018
CR02/2018 Conflicts of interest and associated conduct risks during the equity capital raising process
Comments on this consultation paper should be submitted by 4 April 2018
Portable Document Format (PDF) 13 February 2018
CR01/2018 Report on Retail OTC Leveraged Products
Comments on this consultation paper should be submitted by 27 March 2018
Portable Document Format (PDF) 09 November 2017
Strengthening the Governance and Oversight of the International Audit-related Standard-setting Boards in the Public Interest
Comments on this consultation paper should be submitted by 9 February 2018
Portable Document Format (PDF) 14 August 2017
CR06/2017 Regulatory Reporting and Public Transparency in the Secondary Corporate Bond Markets
Comments on the report should be submitted by 16 October 2017
Portable Document Format (PDF) 06 July 2017
CR05/2017 Open-ended Fund Liquidity and Risk Management – Good Practices and Issues for Consideration
Consultation Document - Comments received on the consultation report posted here on 3 October 2017

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