Committee on Credit Rating Agencies (Committee 6)

Recent work includes the publication of the revised Code of Conduct Fundamentals for Credit Rating Agencies.

Members of Committee 6

Chair

Ms. Rita Bolger, Assistant Director, Office of Credit Ratings, Securities and Exchange Commission, United States of America

Vice-Chair

This position is currently vacant

Members (19)

Australian Securities and Investments Commission, Australia
(Mr. Oliver Harvey, Senior Executive Leader – Market Infrastructure / Anna Zajkowski, Senior Analyst – Market Infrastructure / Mr. Adam Judd, Senior Manager – Securities Unit, Market Infrastructure)

Comissão de Valores Mobiliários, Brazil
(Mr. Bruno Gomes, Head of Securitization Department / Mr. Daniel Walter Maeda Bernardo, Director of the Office of Institutional Investor Supervision)

China Securities Regulatory Commission, China
(Mr. Fei Chen, Director General, Department of Corporate Bond Supervision / Ms. Jie Jiang, Deputy Director, Department of Corporate Bond Supervision)

Autorité des marchés financiers, France
(Delphine Dirat, Division régulation des sociétés cotées)

Bundesanstalt für Finanzdienstleistungsaufsicht, Germany
(Mr. Henning Schultetus, Senior Supervision Officer / Investment Recommendations - Users of Ratings and CRA Policy)

Securities and Futures Commission, Hong Kong
(Ms. Irene Tsao, Director of Intermediaries Supervision Department / Mr. Wilson Lo, Senior Director of Licensing Department Division)

Israel Securities Authority, Israel
(Mr. Shoham Ben-Rubi, Head of International Affairs Division)

Financial Services Agency, Japan
(Mr. Shinya Fujiwara, Deputy Director for International Affairs Office / Ms. Yoko Hato, Deputy Director for International Affairs Office)

Financial Services Commission/Financial Supervisory Service, Korea, Republic of
(Mr. Dong Yun Cho, Senior Examiner, Credit Rating Supervision Team, Credit Information & Rating Office / Mr. Tae Young Heo, Senior Examiner, Credit Rating Supervision Team, Credit Information & Rating Office)

Comisión Nacional Bancaria y de Valores, Mexico
(Ms. Alba Patricia Rodríguez Chamorro, Deputy Director General, Securities Regulation)

The Dutch Authority for the Financial Markets, The Netherlands
(Mr. Niels Huijpen)

Ontario Securities Commission, Ontario
(Mr. Michael Bennett, Senior Legal Counsel, Corporate Finance)

Polish Financial Supervision Authority, Poland
(Mr. Bartosz Bacia, Represents KNF in works concerning the development of the European supervision system over credit rating agencies)

The Bank of Russia, Russia
(Elena Chaykovskaya, Director of Financial Market Development Department / Mr. Mikhail Sizov, Head of Legislative initiatives Unit, Financial Market Infrastructure Department)

Comisión Nacional del Mercado de Valores, Spain
(Cristina Ribó Sörensen, Deputy Director, Secondary Markets Department / Ms. Elisa Arias Palomero, Senior Officer, Primary Markets Department)

Financial Supervisory Commission, Chinese Taipei
(Ms. Yuan-Ping Tsai, Deputy Director, Corporate Finance Division, Securities and Futures Bureau)

Capital Markets Board, Turkey
(Ms. İnci Esen Kılıçkaya, Senior Expert, Department of Accounting and Auditing Standards)

Financial Conduct Authority, United Kingdom
(Ms. Mhairi Jackson, Manager of Wholesale Conduct Policy)

Securities and Exchange Commission, United States of America
(Ms. Rita Bolger, Assistant Director, Office of Credit Ratings / Kevin O’Neil)

Observers (2)

European Commission, European Union
(Mr. Rogier Wezenbeek, DG FISMA, Unit B4 Audit and credit rating agencies / Mr. Santiago Rafael MARTINEZ-IGLESIAS)

European Securities and Markets Authority, European Union
(Mr. Eduardo-Javier Moral-Prieto, Senior Policy Officer - Issuers and Investors Department)