The Secretariat is the point of contact for all IOSCO members, committees and task forces, and is responsible for the day-to-day functioning of IOSCO.
The Secretariat's work is managed and coordinated by the Secretary General and the Deputy Secretary General, who also perform duties of high level representation, with institutions such as the Financial Stability Board (FSB), the Basel Committee on Banking Supervision (BCBS) and the Committee on Payments and Market Infrastructures (CPMI). They also provide support to members and ensure the smooth and effective functioning of the Board, the Growth and Emerging Markets Committee, the Affiliate Members Consultative Committee, the regional and policy committees and the task forces. The Secretary General and his deputy seek to ensure transparency, inclusivity and accountability throughout the organization. They engage regularly with political and industry representatives.
Mr. Martin Moloney, Secretary General of IOSCO
Martin Moloney joined the International Organization of Securities Commissions (IOSCO) in September 2021 as Secretary General.
Prior to joining IOSCO, Martin was Director General of the Jersey Financial Services Commission (JFSC) and before that he worked as a Special Adviser on Risk and Regulation to the Central Bank of Ireland (CBI), where he served for 16 years, previously heading up the Markets Policy, Markets Supervision, and Legal and Finance Divisions respectively. Prior to joining the CBI, Martin worked for brief periods in the Department of Justice and the Irish Competition Authority, and spent ten years working in the Irish Department of Finance in positions of responsibility in relation to both national and semi-State debt management and the sale of State banks. Martin spent his early career working in Industry at Barclays Bank and the Bank of Ireland in London.
Martin has an LLM in Business Law and a Masters qualification in Economic Policy, both from Trinity College Dublin. He has Postgraduate Diplomas in Arbitration, Regulatory Management and has completed professional examinations of the Chartered Institutes of Bankers and the Chartered Institute of Arbitrators.
Mr. Tajinder Singh, Deputy Secretary General of IOSCO
Tajinder Singh joined the IOSCO General Secretariat in January 2010 as Deputy Secretary General. Before joining IOSCO, Tajinder was head of International Affairs & Human Resource Development at the Securities and Exchange Board of India (SEBI), where he also served as advisor to the chairman. Tajinder was a member of the Indian Administrative Service (IAS) and held various positions in the Indian Government including in the Ministry of Finance. He has 30 years of experience in senior leadership positions at different organizations dedicated to regulation, finance and administration.
Tajinder has a Bachelor's degree in Electrical and Electronics Engineering from the Indian Institute of Technology, Kanpur and a Master's degree in Systems Science and Automation from the Indian Institute of Science, Bangalore.
Ms. Rinasha Appavoo, GEM Policy Advisor
Rinasha joined the Growth and Emerging Markets (GEM) team at IOSCO in January 2020. She is seconded for a two year term from the FSC Mauritius where she worked in the Policy, International Relations and Supervision Capital Markets clusters.
She holds a BSc (Hons) in Management with Finance and a Master in Business Administration (General) from the University of Mauritius. In addition, Rinasha is a member of the Association of Chartered Certified Accountants.
Ms. Ramona Barbus, Meetings Coordinator
Ramona joined IOSCO in December 2010 and forms part of IOSCO's administrative team. Her primary responsibility is to organize and coordinate IOSCO meetings, both in Madrid and abroad, as well as other external events.
Prior to this role, Ramona held administrative positions in London and Madrid, where she was instrumental in founding a catering company.
Ramona earned a degree in financial accounting from the specialized economic high school Avram Iancu and studied Spanish and English literature at the Spiru Haret University in Romania.
Mr. Jonathan Bravo, Head of Finance and IT
Jonathan joined IOSCO in April 2004 and heads both the Finance and the Information Technology Departments.In addition, he supports IOSCO's Finance and Audit Committee, and is the coordinator for IOSCO's work on Accounting, Auditing and Disclosure, including the work of Committee 1 on Issuer Accounting, Audit and Disclosure, the Audit Quality Task Force and the Monitoring Group. He heads the Secretariat of the Monitoring Board of the IFRS Foundation. Jonathan is also involved in the coordination of the work of the IOSCO Sustainable Finance Network. He was the IOSCO Secretariat coordinator for the work of the Working Group on IOSCO's Strategic Plan to 2020.
Before joining IOSCO, he worked for PricewaterhouseCoopers (PWC), where he held various audit and consulting roles. He formed part of the PWC team that coordinated the relocation of IOSCO's Headquarters to Madrid in 1999-2000 and its establishment as a legal entity in Spain. Jonathan was also involved in the establishment of the Public Interest Oversight Board (PIOB) in Madrid, and he was its first Finance Controller.
Jonathan holds a BSc in Business Administration and Accounting from the Universidad de Alfonso X and a MSc in International Financial Markets by MEMFI Business School in Madrid.
Mr. Ángel Cabo, Administrative Assistant
Ángel joined IOSCO's administration team in October 2016. He assists in daily office needs and manages the Secretariat’s general administrative activities.
Prior to joining IOSCO, Ángel worked as an administrative assistant for several different institutions. Ángel holds an undergraduate degree in architecture from the University Camilo José Cela of Madrid, Spain.
Ms. Lalida Chuayruk, Implementation Monitoring Advisor
Lalida Chuayruk joined the Implementation Monitoring Team at IOSCO in January 2020. She is seconded from the SEC Thailand where she worked in the Strategy and International Affairs Department.
Lalida holds a Ph.D. in Development Administration from the National Institute of Development Administration in Thailand; an MBA in International Management from the University of Exeter, and a BBA in Finance and Banking from the Assumption University in Thailand.
Mr. Nermin Daul, Finance Manager and Policy Advisor
Nermin joined IOSCO General Secretariat in September 2021 as a Finance Manager and Policy Advisor where he supports IOSCO’s corporate reporting policy work, including that of IOSCO’s policy committee on issuer accounting, auditing and disclosure (Committee 1), the Monitoring Board of the IFRS Foundation, the Monitoring Group and the IOSCO Sustainable Finance Task Force. Nermin also supports the work of IOSCO’s Finance team including IOSCO’s Finance and Audit Committee.
Prior to joining IOSCO, Nermin worked at the UK’s Financial Conduct Authority (FCA) in enforcement and market oversight where he also supported the FCA’s work on sustainable finance. Before the FCA, Nermin worked in forensic services and audit at PwC, as an economist in the Directorate for Economic Planning of the Council of Ministers of Bosnia and Herzegovina and did an economics internship at the European Commission.
Nermin holds an undergraduate degree in Economics from the University of Sarajevo (Bosnia and Herzegovina), a master’s degree in International Trade and Finance from the University of Glasgow (UK), and is also an ICAEW chartered accountant (UK).
Mr. Josafat De Luna, Senior Policy Advisor
Josafat is a member of the Growth and Emerging Markets (GEM) team at IOSCO. In this role, he provides support to the General Secretariat, the IOSCO Board, and the GEM Committee and the GEM Steering Committee, on matters related to growth and emerging markets. In addition, Josafat supports the implementation monitoring work of CPMI-IOSCO, as well as IOSCO’s work on infrastructure financing.
Prior to joining the IOSCO General Secretariat in February 2016, Josafat was Deputy General Director for International Cooperation and the Exchange of Information at the National Banking and Securities Commission (CNBV) of Mexico, where he was responsible for negotiating MOUs with foreign counterparts, including the European Securities and Markets Authority (ESMA). Josafat was also in charge of the exchange of information with overseas regulators under the IOSCO MMoU on cooperation and the exchange of information and was the CNBV representative to IOSCO's Committee 4 on Enforcement and the Exchange of Information and the MMoU Screening Group.
Josafat has a Bachelor's degree in Public Administration from El Colegio de Mexico and a Master's degree in International Relations (International Finance) from the Paul H. Nitze School of Advanced International Studies (SAIS) of The Johns Hopkins University.
Ms. Cecile de Wit, Senior Advisor, Capacity Building Policy and Programs
Cecile joined the IOSCO General Secretariat in January 2009 and she is responsible for IOSCO’s strategies and initiatives for capacity building. Among other key areas, these responsibilities entail overseeing the IOSCO/PIFS – Harvard Law School Global Certificate Program, the annual IOSCO Seminar Training Program (STP), regional training seminars and joint programs, as well as IOSCO’s technical assistance program. Cecile conducts regular analyses of member needs and priorities to develop appropriate programs to help build the regulatory capacity of IOSCO members.
Cecile holds an MA degree in International Relations from the University of Utrecht, the Netherlands, and an MSc in International Cooperation from the University Complutense of Madrid.
Ms. Hemla Deenanath, Implementation Monitoring Advisor
Hemla joined the Implementation Monitoring team at IOSCO in May 2019. Before that she worked for the Financial Services Commission of Mauritius where she served as Senior Analyst in the Policy Cluster from 2012 to 2014 and was subsequently posted in the Capital Markets Surveillance Cluster as Senior Examiner since August 2014. From 2016-2018 she was seconded to the GEM team at the General Secretariat.
She holds a BSc (Hons) in Economics from the University of Warwick and a MSc in Financial Management and Taxation from the Open University of Mauritius. Hemla is also a qualified Trust and Estate Practitioner.
Mr. Alp Eroglu, Senior Policy Advisor
Alp joined IOSCO in March 2010 and is responsible for IOSCO's policy work on a variety of matters, including issues considered by IOSCO Committee 3 on Regulation on Market Intermediaries, Committee 7 on Derivatives, market conduct, financial benchmarks and price reporting agencies, SME and infrastructure financing and compensation practices. He also conducts regulatory workshops on numerous topics.
Alp has over 20 years of professional experience, both in securities regulation and the private sector. He has an undergraduate degree from the Ankara Law School, and postgraduate degrees from the University of Pennsylvania Law School and the Wharton Business School.
Mr. César Fernández, IT Manager
César joined IOSCO in November 2017 and helps develop IOSCO's IT related projects. He also maintains the Secretariat's IT equipment and sets up videoconferences etc. He has over 10 years of experience in the IT industry, and has worked in various international companies in Madrid. In addition to studies in IT, César has a B.Sc. degree in Business Administration.
Ms. Hanna Galeziewska-Carballo, Administrative Assistant
Hanna joined IOSCO in March 2014 as Personal assistant of the Secretary General. She is currently working in the administration department and and assisting the staff with travel arrangements.
Hanna holds a degree in Business Administration from The Academy of European Integration in Szczecin, Poland and has a degree in Translation from Cluny I.S.E.I.T in Madrid, Spain.
Ms. Ana Goytia, Finance Manager, Junior Policy Advisor
Ana joined IOSCO's finance department in September 2011 and her primary responsibilities involve accounting, financial reporting and statutory compliance. She also supports the preparation of IOSCO Board and Stakeholders meeting. Prior to joining IOSCO, she worked for a law firm in Madrid with a focus on mercantile and tax regulation.
Ana holds a Master's degree in Stock Exchanges and Financial Markets from the Instituto de Estudios Bursátiles (IEB), a B.B.M. in Business Management and a B.L. in Law from the University Carlos III of Madrid.
Mr. Kosuke Kishimoto, Advisor
Kosuke is an Advisor to the Market Intelligence and Data Analysis team (MIDAT), which services the data needs of the policy committees, harnesses the informational resources at IOSCO’s disposal; and provides economic analysis capabilities.
Kosuke joined IOSCO in October 2019. He is seconded from the Financial Services Agency of Japan (JFSA), where he served in various positions including Deputy Director in the Resources Management Division covering H&R of JFSA and Deputy Director in the Office of International Affairs covering G20 finance track.
Kosuke holds a Bachelor's degree in Law from the University of Tokyo, a Juris Doctor from the Hitotsubashi Law School and a Master of Business Administration from IESE Business School.
Ms. Vanesa Krakovsky, Head of Administration and Executive Assistant to the Secretary General
Vanesa joined IOSCO and its administration team in July 2013 and served as Office Manager until August 2016. She currently is the Head of Administration and Executive Assistant to the Secretary General.
Prior to joining IOSCO, Vanesa worked as a production assistant in several TV projects and Advertising in Argentina and Mexico and was an administrative assistant in Michael Page Spain. A native of Buenos Aires, Vanesa earned a degree in Audiovisual Production, TV and Filmmaking in Spain.
Ms. Seung Eun Lee, GEM Policy Advisor
Seung Eun Lee joined the Growth and Emerging Markets (GEM) team at IOSCO in April 2019. She is seconded from the Financial Supervisory Service of South Korea, where she served for ten years in various positions, including the International Cooperation Department.
She holds a Bachelor degree in Business Administration from the Korea University.
Mr. Angelo Manetta, Meetings Coordinator
Angelo joined IOSCO in November 2018 and forms part of IOSCO's administrative team. His primary responsibility is to organize and coordinate IOSCO meetings, both in Madrid and abroad, as well as other external events.
Before joining IOSCO, Angelo worked in a range of sectors varying from hospitality, financial services and the UK’s National Health Service. His roles involved customer/client services, admin, project management and events management; he was delegate and registrations manager for the IOSCO Annual Conferences in Rio de Janeiro (2014) and Montego Bay (2017).
Angelo studied Politics and Environmental Studies at Kingston University (London).
Mr. Leandro Martinez Lopez, Finance Advisor
Leandro joined the Finance Department at the General Secretariat in April 2018. His responsibilities include accounting, budgeting, treasury management, financial reporting and statutory and tax compliance.
Prior to joining IOSCO, he worked for an investment bank in Madrid, in the finance department, focused on regulatory and financial reporting. Leandro holds a Bachelor´s degree in Economics and a Master´s degree in International Economics and Developing Economies, both from Universidad Complutense de Madrid (UCM), Spain.
Ms. Corina Martinez, Senior Meeting and Events Planner
Corina joined IOSCO's General Secretariat in May 2001. She is currently Senior Meeting and Events Planner and leads the organization of IOSCO's annual conferences in collaboration with the host authorities. Corina served as Head of Administration and Human Resources from 2016 until 2018, Deputy Head of Administration and Events and Meetings Coordinator of IOSCO from 2014 until 2016. Prior to this time, she was Senior Executive Assistant and Personal Assistant to the Secretary General and led the organization of the Inauguration Ceremony of the IOSCO Headquarters, in the presence of H.R.H. Prince Felipe de Borbón, in 2004, as well as the IOSCO 10th Anniversary in 2010.
Corina holds a DEUG (General Academic Studies Degree) in Hispanic Philology from the Université Lumière Lyon II-France, a Business and Tourism Activities Degree from the Instituto Vox of Madrid-Spain and an additional specialization in Remote Ticketing and Travel Services from the Lycée Colbert of Lyon-France.
Mr. Devid Mazzonetto, Policy Advisor, Emerging Regulatory Issues
Devid joined IOSCO in September 2021 as a Policy Advisor for Emerging Regulatory Issues (ERI). He is seconded from the UK Financial Conduct Authority (FCA) where he served for 8 years in its Markets Policy Department. During his time at the FCA, Devid focused mainly on the international aspects of LIBOR transition, coordinating and contributing to the FCA’s input to the FSB Official Sector Steering Group (OSSG) and IOSCO Benchmarks Task Force.
Prior to the FCA, Devid worked for several years in the private sector as a credit analyst and a treasury dealer for a financial institution.
Devid holds a Bachelor’s degree in Economics and Business and a Master’s degree in Economics and Finance from Ca’ Foscari University of Venice, and a Master in Finance from London Business School.
Ms. Silvia Moroni, HR Manager and Executive Assistant to the Deputy Secretary General
Silvia joined IOSCO's General Secretariat in May 2013 and works in the administration and HR department. She serves as the Executive Assistant to the Deputy Secretary General and also supports the work of the HR Department.
Prior to joining IOSCO, Silvia worked as administrative assistant in Madrid and Dublin. Silvia holds a degree in Foreign Languages for International Business from the University of Macerata, Italy.
Ms. Kris Nathanail-Brighton, Senior Policy Advisor for Special Projects
Kris joined IOSCO in October 2018 as a Policy Advisor for Emerging Regulatory Issues (ERI). Her responsibilities include contributing to ERI’s work on the identification, assessment and prioritisation of risks in securities markets and supporting the IOSCO Committee on Emerging Risks in developing the annual Risk Outlook. Kris is also the Secretariat coordinator and appointed lead for the Follow-Up Group on Cross-Border Regulation through which IOSCO is analysing potentially harmful market fragmentation. Kris is also the Secretariat coordinator for the IOSCO Fintech Network’s innovation and artificial intelligence & machine learning workstreams, and she represents IOSCO on the FSB’s Financial Innovation Network.
Before joining IOSCO, Kris spent 4 years at the Financial Conduct Authority where she was policy advisor to the Director of Policy and acted as manager of the Brexit Policy team. Prior to that Kris was a senior associate within the asset management & funds policy team where she led and contributed to a number of initiatives, including the ESRB’s and the FSB’s shadow banking workstreams, and IOSCO C5 and ESMA investment management standing committee related work. Before the FCA, Kris had been a policy advisor at the Financial Ombudsman Service where she worked on European affairs.
Kris has a bachelor’s degree in political science and a master’s degree in North American and European Political Affairs from the Université Libre de Bruxelles. Kris is also an associate member of the Chartered Institute for Securities and Investments.
Mr. Solomon Ngoladi, Enforcement and Cooperation Advisor
Solomon is an Enforcement and Cooperation Advisor supporting Committee 4 on Enforcement and Exchange of Information, the Screening Group and the MMoU Monitoring Group. His responsibilities include providing assistance and support on matters related to the IOSCO MMoU and E-MMoU. He also deals with membership applications involving new and potential ordinary, associate and affiliate members. In addition, Solomon also provides support to the Affiliate Members Consultative Committee (AMCC).
Solomon joined IOSCO in May 2018. He is seconded from the SEC Nigeria, where he worked as an Enforcement Officer. Solomon holds a LL.B degree from Abia State University, Uturu, Nigeria and a B.L from the Nigerian Law School, Bwari- Abuja, Nigeria and a LL.M from the Stenbeis University, Berlin.
Ms. Isabel Pastor, Head of Enforcement & Cooperation and Senior Advisor, Special Projects
Isabel joined IOSCO in March 2002 and has covered a range of areas within the organization since her arrival. Isabel's current work is focused on enforcement and cooperation. Among other responsibilities, she leads the Secretariat's MMoU Team (Multilateral Memorandum of Understanding Concerning Consultation and Cooperation and the Exchange of Information). In this role, Isabel's responsibilities include supporting the work of the MMoU Screening Group, Committee 4 on Enforcement and Exchange of Information, the MMoU Monitoring Group as well as the MMoU Monitoring Group Steering Committee and the MMoU Decision Making Group. Isabel is in charge of applications for IOSCO ordinary, associate and affiliate membership.
Isabel also supports the work of the Affiliate Members Consultative Committee. As Senior Advisor, she works closely with the Secretary General on key special projects.
Isabel comes from the Spanish Civil Administrative Service, where she served as Director of International Affairs of the Insurance Regulator. Prior to joining IOSCO, she worked at the UK Financial Services Authority in London. Isabel has a law degree from Complutense University in Madrid.
Mr. Tim Pinkowski, Senior Policy Advisor and Head of Human Resources
Tim joined the IOSCO General Secretariat in February 2012 and supports the Presidents Committee, the IOSCO Board and the CPMI-IOSCO Steering Group. In addition, Tim is responsible for general legal and institutional issues, and is involved in the work on securitization and Legal Entity Identifiers. Tim also oversees IOSCO's policy work for Committee 6 on Credit Rating Agencies. Since 2018 Tim is leading the Human Resources department.
Before joining the IOSCO General Secretariat, Tim worked for the German Federal Financial Supervisory Authority (BaFin) in the department for investment fund supervision. Tim holds a degree in law; he studied at Bielefeld University (Germany).
Ms. Ethel Ramírez Morales, Enforcement and Cooperation Advisor
Ethel joined the IOSCO General Secretariat in August 2021 as Enforcement and Cooperation Advisor supporting Committee 4 on Enforcement and Exchange of Information, the Screening Group and the MMoU Monitoring Group. Her responsibilities include providing assistance and support on matters related to the IOSCO MMoU and E-MMoU. Ethel also deals with membership applications involving new and potential ordinary, associate and affiliate members. In addition, Ethel also provides support to the Affiliate Members Consultative Committee (AMCC).
Ethel is seconded from the National Banking and Securities Commission of Mexico (CNBV) where she has nineteen years of experience at the international affairs division. She has been involved in the CNBV’s international cooperation and collaboration with foreign authorities, and securities related international organizations, in particular, with the IOSCO’s Board and its working groups, the Inter-American Regional Committee of IOSCO, and the Pacific Alliance Supervisory Network, among others. Besides, she has been involved in the FSB SCSI’s initiatives, projects and peer reviews where a coordination between the Mexican financial authorities has been required.
Ethel has a Bachelor's degree in Accounting from the Instituto Tecnologico Autonomo de Mexico (ITAM), a Master's degree in Business Administration from ITAM, and a Master's degree in Senior Management from the Instituto Panamericano de Alta Direccion (IPADE) of Mexico City, Mexico.
Ms. Patricia Sáenz de Maturana, Senior Policy Advisor
Patricia joined IOSCO in March 2016 and is responsible for IOSCO's policy work related to central counterparties (CCPs) and other financial market infrastructures, OTC derivatives, resolution, cyber security and digital innovations. Among other things, she is currently involved in the work of the CPMI-IOSCO Policy Standing Group which is addressing CCPs risk, the FSB-BCBS-CPMI-IOSCO Joint Study Group on Central Clearing Interdependencies and the BCBS-IOSCO Working Group on Margin Requirements for non-centrally cleared derivatives.
Patricia gained extensive experience in financial regulation at the European Commission and also has experience in private legal practice.
Patricia has a degree in Law and Economics from the University of Deusto (Spain) and a LL.M. from the University of Leuven (Belgium).
Mr. Damien Shanahan, Senior Advisor and Head of Emerging Regulatory Issues
Damien joined the General Secretariat in October 2017 and is responsible for a variety of matters including FSB SCAV, AGV, Asset Management and the FSB’s Workstream on other shadow banking entities. He is the Secretariat coordinator for IOSCO's Committee 5 on Investment Management and Committee on Emerging Risks (CER). Since 2018 he is leading the Emerging Regulatory Issues (ERI) team.
Prior to joining IOSCO, Damien worked for seven years at the UK Financial Conduct Authority (FCA) as manager in charge of wholesale conduct policy where he led several high-profile regulatory policy initiatives across wholesale markets. These include efforts to influence and implement MiFID 2 policy reforms in the intermediaries’ space, the wider review of the UK dealing commission regime and market for investment research, policy and thematic work on best execution and payment for order flow, and efforts to improve the efficiency of the UK IPO process. Before the FCA, Damien worked as a lawyer in private practice preceded by an earlier career in banking at a large integrated financial services firm.
Damien is a qualified solicitor and holds an LLB from the University of Exeter, a Maîtrise en droit from the Université de Rennes and an LLM from the London School of Economics.
Mr. Ikjae Shin, Enforcement and Cooperation Advisor
Ikjae is an Enforcement and Cooperation Advisor supporting Committee 4 on Enforcement and Exchange of Information, the Screening Group and the MMoU Monitoring Group. His responsibilities include providing assistance and support on matters related to the IOSCO MMoU and E-MMoU. He also deals with membership applications involving new and potential ordinary, associate and affiliate members. In addition, Ikjae also provides support to the Affiliate Members Consultative Committee (AMCC).
Ikjae joined IOSCO in May 2019. He is seconded from the Financial Supervisory Service of Korea (FSS) where he has nine years of experience working as an investigator in the capital markets and an examiner in the insurance/saving bank industries.
Prior to the FSS, he spent eight years at KPMG as an auditor and Hyundai Motor Securities as a manager in the investment banking division. He holds a degree in Business Administration from the Chung-Ang University (Korea).
Ms. Raluca Tircoci-Craciun, Head of Growth and Emerging Markets, Implementation Monitoring and Senior Policy Advisor
Raluca joined the General Secretariat in March 2010 where she leads the Growth and Emerging Markets (GEM) and the Implementation Monitoring Departments. Her responsibilities involve coordinating the Secretariat's support to the GEM Committee and its members; the implementation of IOSCO's monitoring efforts, including the work of the Assessment Committee, the FSB Standing Committee on Standards Implementation (SCSI) and the FSB's Implementation Monitoring Network (IMN). Raluca is also involved in the coordination of IOSCO's investor protection and conduct related work, including the Secretariat’s support to IOSCO's Retail Market Conduct Task Force. She is also involved in the coordination of the work of the IOSCO Sustainability Task Force and the work of the IOSCO’s four regional committees. She has also been involved in the Working Group on IOSCO's Strategic Plan to 2020 and the resulting follow up work.
Raluca has over 19 years of experience in securities regulation and in the international arena. Prior to joining IOSCO, she headed the Projects and Procedures Department of the European and International Relations General Directorate at the Romanian National Securities Commission.
Ms. Carlta Vitzthum, Communication Manager
Carlta is in charge of communicating IOSCO's policy and research work to the media, stakeholders and members, through press releases, the Annual Report, internal progress reports and the Weekly Bulletin for members. She is a former reporter for the Wall Street Journal, where she covered Spain and Portugal and reported on European equity markets for more than 15 years. She was managing partner at Eurocofin financial communications consultancy in Madrid before joining IOSCO as communications manager in 2012. Carlta is a graduate of Columbia University School of International and Public Affairs in New York and of Williams College in Massachusetts.
Mr. Giles Ward, Senior Policy Advisor
Giles is responsible for IOSCO's policy work on Secondary markets, including coordinating the work of Committee 2; Cyber-resilience, including coordinating the cyber resilience work of the board task force; and coordinating IOSCO's position with the FSB Plenary, Steering Committee, SRC and G20.
Giles joined the General Secretariat in July 2017. Prior to this, he spent seven years at the UK Financial Conduct Authority (FCA) where he worked as a Senior Associate, in charge of International, Trading and Market Conduct Policy for the last three years. He also worked at the European Commission (at the DG Internal Market and Services) as a Securities Markets National Expert for three years.
Giles holds a Bachelor's degree (Hons) in Economics from St John's College, University of Cambridge and a Master's degree in Economics (Hons) from the University of Sydney. Giles is a qualified solicitor and started his career as an international finance and shipping lawyer in private practice.
Mr. John Wennstrom, Policy Advisor, Emerging Regulatory Issues
John joined IOSCO in April 2020 as a Policy Advisor for Emerging Regulatory Issues (ERI). His responsibilities include contributing to ERI’s work on the identification, assessment and prioritisation of risks in securities markets and supporting the IOSCO Committee on Emerging Risks. In addition, John coordinates the IOSCO workstream on leveraged loans and CLOs and supports workstreams under the IOSCO’s FSEG, including work on CRAs and Corporate Bond Market Liquidity.
Prior to joining IOSCO, John spent 5 years at the Bank of England, where he was policy advisor within the Bank’s EU Withdrawal Unit looking at emerging risks relating contract continuity in derivatives and other financial products. Before that, John was a Senior Supervisor in the Bank’s Prudential Regulation Authority (PRA) responsible for the prudential supervision of a portfolio of European Banks, including the subsidiarisation process for two European Bank Branches. Before the Bank, John worked at CLS, a Financial Market Infrastructure, in both New York and London where he focused on Compliance and Risk matters relating to the settlement of Forex.
John has a bachelor’s degree in Business from Champlain College in Vermont, USA and a Master’s degree in Financial Regulation and Central Banking from Warwick Business School in the UK. John is also a Certified Compliance and Regulatory Professional (CCRP) from Pace University, the Lubin School of Business in New York.
Mr. Thomas Willman, Policy Advisor, Emerging Regulatory Issues
Thomas is an Advisor to IOSCO’s Emerging Regulatory Issues (ERI) team. His responsibilities include contributing to the work of the ERI Team on the identification, assessment and prioritisation of risks in securities markets.
Thomas joined IOSCO in February 2018. Before that he worked for the Financial Conduct Authority of the United Kingdom, where he served as an Economist to FCA’s Development Programme since 2015.
Thomas holds a Bachelor's degree in Economics and Political Science from the Trinity College of Dublin and a Master's degree in Financial Economics from Birkbeck, University of London.
Dr. Shane Worner, Senior Economist and Head of the Market Intelligence and Data Analysis team
Shane leads the Market Intelligence and Data Analysis team (MIDAT), which services the data needs of the policy committees, harnesses the informational resources at IOSCO’s disposal; and provides economic analysis capabilities.
Shane over 20 years of financial markets experience, spanning the public sector, academia and private industry. Before joining IOSCO in 2011, he was employed for three years as an economist at the Australian Securities and Investments Commission (ASIC). In addition to his regulatory work experience, Shane was Senior Economic Advisor to Senator John Watson, at the Australian Federal Parliament. He was awarded a PhD (Economics) in 2007 by the Australian National University.
International Organization Of Securities Commissions (IOSCO)
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