International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 23941 to 23960 of 31893 results

Commercial Name Corporate Name URL Regulator Date
PANCHAIN SECURITIES LLC (PASSFOLIO) Brazil - Comissão de Valores Mobiliários 2020-01-06
Investment Bridge / Investment Chronicle United Kingdom - Financial Conduct Authority 2020-01-06
SecuredInvestment.co.uk / Secured Investment United Kingdom - Financial Conduct Authority 2020-01-06
BrexitBusting.com United Kingdom - Financial Conduct Authority 2020-01-06
Fun Managers United Kingdom - Financial Conduct Authority 2020-01-06
Pro-Options United Kingdom - Financial Conduct Authority 2020-01-06
Heartland Investment Management Limited (clone of FCA authorised firm) United Kingdom - Financial Conduct Authority 2020-01-03
CF Sum United Kingdom - Financial Conduct Authority 2020-01-02
Pro Capital Markets United Kingdom - Financial Conduct Authority 2020-01-02
Time4Actions / Times4Actions United Kingdom - Financial Conduct Authority 2020-01-02
Ellis and Burlington United Kingdom - Financial Conduct Authority 2020-01-02
瀚泰國際 (Chinese name only) Hong Kong - Securities and Futures Commission 2020-01-02
Dawn Raid Hong Kong - Securities and Futures Commission 2020-01-02
AMT Associates Hong Kong - Securities and Futures Commission 2020-01-02
Bentman Consulting Hong Kong - Securities and Futures Commission 2020-01-02
領先資本 (Chinese name only) Hong Kong - Securities and Futures Commission 2020-01-02
Sengela Trding Limited Hong Kong - Securities and Futures Commission 2020-01-02
DCDM Strategies Limited (Clone of Authorised Schedule 5 Firm) United Kingdom - Financial Conduct Authority 2019-12-30
Parker, Weismann & Associates LLC United Kingdom - Financial Conduct Authority 2019-12-30
Rockwell Investment Management United Kingdom - Financial Conduct Authority 2019-12-30