International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 25761 to 25780 of 32086 results

Commercial Name Corporate Name URL Regulator Date
Sadler Incorporation Ltd(SI) Chinese Taipei - Financial Supervisory Commission 2018-11-30
Structured Strategic Capital(SSC) Chinese Taipei - Financial Supervisory Commission 2018-11-30
Wainwright Marks Management The Netherlands - The Dutch Authority for the Financial Markets 2018-11-29
Swiss Golden Investment Bank Sweden - Finansinspektionen 2018-11-29
Lion Group Holdings Limited Hong Kong - Securities and Futures Commission 2018-11-29
Alliance Capital Management Limited Hong Kong - Securities and Futures Commission 2018-11-29
Yi Fu International Hong Kong - Securities and Futures Commission 2018-11-29
Capital Partner Group (Clone) United Kingdom - Financial Conduct Authority 2018-11-29
Savings Options Trading (Clone) United Kingdom - Financial Conduct Authority 2018-11-29
Harper Wealth Management United Kingdom - Financial Conduct Authority 2018-11-29
Citi Security Finance United Kingdom - Financial Conduct Authority 2018-11-29
National Refund Group United Kingdom - Financial Conduct Authority 2018-11-29
AON Asset Management United Kingdom - Financial Conduct Authority 2018-11-28
Knight Investment Limited Hong Kong - Securities and Futures Commission 2018-11-28
EXPERT Markets Mauritius - Financial Services Commission 2018-11-28
Amon Privat Capital Switzerland - Swiss Financial Market Supervisory Authority 2018-11-27
Rocket Consultant Group Switzerland - Swiss Financial Market Supervisory Authority 2018-11-27
Equistone Volkswagen AG United Kingdom - Financial Conduct Authority 2018-11-27
Pay Peq Holdings Oü - Bonum Change Oü (www.toptrade.fm) Italy - Commissione Nazionale per le Società e la Borsa 2018-11-27
MCH INVESTMENT STRATEGIES Spain - Comisión Nacional del Mercado de Valores 2018-11-27