International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 26021 to 26040 of 32121 results

Commercial Name Corporate Name URL Regulator Date
Benford Heritage Credit Union Limited United Kingdom - Financial Conduct Authority 2018-09-18
Züricher Wealth Management AG Switzerland - Swiss Financial Market Supervisory Authority 2018-09-18
Redcap Management United Kingdom - Financial Conduct Authority 2018-09-14
Cooper Consultancy Ltd United Kingdom - Financial Conduct Authority 2018-09-14
Kainz Werner Anton United Kingdom - Financial Conduct Authority 2018-09-14
Apollo Management United Kingdom - Financial Conduct Authority 2018-09-14
SophiaTX Switzerland - Swiss Financial Market Supervisory Authority 2018-09-14
RedCap Management Switzerland - Swiss Financial Market Supervisory Authority 2018-09-14
Capital Finance Group S.à.r.l. Switzerland - Swiss Financial Market Supervisory Authority 2018-09-14
Chartered Union Bank of Switzerland Switzerland - Swiss Financial Market Supervisory Authority 2018-09-14
FN CAPITAL AGENTE AUTÔNOMO DE INVESTIMENTOS Ltda Brazil - Comissão de Valores Mobiliários 2018-09-13
UK Insurance United Kingdom - Financial Conduct Authority 2018-09-13
Index Limited t/a 4XPremium United Kingdom - Financial Conduct Authority 2018-09-13
LDC Crypto (Clone) United Kingdom - Financial Conduct Authority 2018-09-13
Capital NCL (Clone) United Kingdom - Financial Conduct Authority 2018-09-13
Global Investment Holdings Hong Kong - Securities and Futures Commission 2018-09-13
Bradshaw Asset Management United Kingdom - Financial Conduct Authority 2018-09-12
HK Easen Financial Holding Co., Limited Hong Kong - Securities and Futures Commission 2018-09-12
HongKong Mianmu Share Finance Service Co Limited Hong Kong - Securities and Futures Commission 2018-09-12
Spot2trade Belgium - Financial Services and Markets Authority 2018-09-12