International Securities & Commodities Alerts Network (I-SCAN)
IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.
The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.
The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.
Showing 26101 to 26120 of 32121 results
| Commercial Name | Corporate Name | URL | Regulator | Date | |
|---|---|---|---|---|---|
| Royal Swiss Finance | Switzerland - Swiss Financial Market Supervisory Authority | 2018-08-23 | |||
| Skywalker Capital (Hong Kong) Limited | Hong Kong - Securities and Futures Commission | 2018-08-23 | |||
| Billson Capital Partners | United Kingdom - Financial Conduct Authority | 2018-08-22 | |||
| HongKong International Currency Investment Centre | Hong Kong - Securities and Futures Commission | 2018-08-22 | |||
| Generali Brokers / Generali France / Assicurazioni Generali S.p.A. (Clone of EEA authorised firms) | United Kingdom - Financial Conduct Authority | 2018-08-22 | |||
| ICIC International | Hong Kong - Securities and Futures Commission | 2018-08-22 | |||
| Rothstein, Mandl & Partner AG | Switzerland - Swiss Financial Market Supervisory Authority | 2018-08-21 | |||
| Radcliffe & Young Asset Management / Radcliffe and Young | United Kingdom - Financial Conduct Authority | 2018-08-21 | |||
| Investors Europe Stock Brokers Mauritius | Mauritius - Financial Services Commission | 2018-08-21 | |||
| www.wondercapitalgrouplimited.com | Hong Kong - Securities and Futures Commission | 2018-08-21 | |||
| Schroeder Law Firm | United Kingdom - Financial Conduct Authority | 2018-08-16 | |||
| ArielBank PLC | United Kingdom - Financial Conduct Authority | 2018-08-16 | |||
| GoldTech Media Services OU t/a Glenmore Investments | United Kingdom - Financial Conduct Authority | 2018-08-16 | |||
| Capital Finance Group Limited (clone) | United Kingdom - Financial Conduct Authority | 2018-08-15 | |||
| 榮欣財富 (Chinese name only) | Hong Kong - Securities and Futures Commission | 2018-08-15 | |||
| Kenilworth Mergers & Acquisitions Inc. | Ireland - Central Bank of Ireland | 2018-08-14 | |||
| The Wealth Management Services Group (WMS) | Switzerland - Swiss Financial Market Supervisory Authority | 2018-08-14 | |||
| Ardent Asset Advisors LP (clone of US entity) | United Kingdom - Financial Conduct Authority | 2018-08-14 | |||
| 8888Markets | Ireland - Central Bank of Ireland | 2018-08-13 | |||
| Cooper & Sloane Associates | Switzerland - Swiss Financial Market Supervisory Authority | 2018-08-10 |
