International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 26341 to 26360 of 33555 results

Commercial Name Corporate Name URL Regulator Date
Tribely (clone of FCA authorised firm) United Kingdom - Financial Conduct Authority 2019-08-02
Willow Group Limited Hong Kong - Securities and Futures Commission 2019-08-02
Atlantic Equities LLP (clone) United Kingdom - Financial Conduct Authority 2019-08-01
Hill Law Associates Ireland - Central Bank of Ireland 2019-08-01
Interbankbrokers Switzerland - Swiss Financial Market Supervisory Authority 2019-07-31
CoinFinex Switzerland - Swiss Financial Market Supervisory Authority 2019-07-31
eCharge.io AG Switzerland - Swiss Financial Market Supervisory Authority 2019-07-31
TRADEXFUNDS Switzerland - Swiss Financial Market Supervisory Authority 2019-07-31
Swiss AG / R.O.X. Switzerland - Swiss Financial Market Supervisory Authority 2019-07-31
Zuitex Switzerland - Swiss Financial Market Supervisory Authority 2019-07-31
Affinity Group Investing Ltd Switzerland - Swiss Financial Market Supervisory Authority 2019-07-31
Licreston Asset Management Switzerland - Swiss Financial Market Supervisory Authority 2019-07-31
ITT Services AG in Liquidation Switzerland - Swiss Financial Market Supervisory Authority 2019-07-31
UBS Investment Consulting, UBS Financial Services Group, UBS Investment AG [kein Bezug zu von der FINMA bewilligten Instituten] Switzerland - Swiss Financial Market Supervisory Authority 2019-07-31
UBS FInance, UBS Investment AG, UBS Investment Group (kein Bezug zu von der FINMA bewilligten Instituten) Switzerland - Swiss Financial Market Supervisory Authority 2019-07-31
Bergmann Finance Switzerland - Swiss Financial Market Supervisory Authority 2019-07-31
Swiss Bank Global Limited Switzerland - Swiss Financial Market Supervisory Authority 2019-07-31
Stanford Capital Markets Switzerland - Swiss Financial Market Supervisory Authority 2019-07-31
Neofinanzen Switzerland - Swiss Financial Market Supervisory Authority 2019-07-31
Proud Market Switzerland - Swiss Financial Market Supervisory Authority 2019-07-31