International Securities & Commodities Alerts Network (I-SCAN)
IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.
The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.
The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.
Showing 26461 to 26480 of 32121 results
| Commercial Name | Corporate Name | URL | Regulator | Date | |
|---|---|---|---|---|---|
| Zhonglian International Finance Group / Zhonglian Financial Group | Hong Kong - Securities and Futures Commission | 2018-05-02 | |||
| Capzone Invest Ltd. t/a HQ Broker | United Kingdom - Financial Conduct Authority | 2018-05-01 | |||
| Finance Lenders | United Kingdom - Financial Conduct Authority | 2018-05-01 | |||
| Marc Hermann Wealth Management (clone) | United Kingdom - Financial Conduct Authority | 2018-05-01 | |||
| Total International C.P.A. Ltd | Ireland - Central Bank of Ireland | 2018-05-01 | |||
| Capital Credit Guarantee LLC, WILMINGTON (DELAWARE), SUCCURSALE IN MELIDE | Switzerland - Swiss Financial Market Supervisory Authority | 2018-05-01 | |||
| NBR Trading Co Ltd (AKA NBR Trading Yokohama) | Australia - Australian Securities and Investments Commission | 2018-05-01 | |||
| Federal Mergers & Securities Board | Australia - Australian Securities and Investments Commission | 2018-05-01 | |||
| Hokkaido Investments SP (AKA Capzone Invest Ltd) | Australia - Australian Securities and Investments Commission | 2018-05-01 | |||
| ADS Quality Financial Services | Australia - Australian Securities and Investments Commission | 2018-05-01 | |||
| Redfield Markets Ltd t/a PlusOptions | Australia - Australian Securities and Investments Commission | 2018-05-01 | |||
| Kingsley Capital Partners Inc | Australia - Australian Securities and Investments Commission | 2018-05-01 | |||
| Howard James Group UK | Australia - Australian Securities and Investments Commission | 2018-05-01 | |||
| NostroBank (Brokerage Firm) | Australia - Australian Securities and Investments Commission | 2018-05-01 | |||
| Keyds Lydya Ltd (AKA Keyds Scotland) | Australia - Australian Securities and Investments Commission | 2018-05-01 | |||
| China Pacific Capital | Australia - Australian Securities and Investments Commission | 2018-05-01 | |||
| Amalgamated Properties Limited (clone) | United Kingdom - Financial Conduct Authority | 2018-04-30 | |||
| Get Your Loans (clone of an FCA authorised firm) | United Kingdom - Financial Conduct Authority | 2018-04-30 | |||
| Caledonia Investment Company Limited | Hong Kong - Securities and Futures Commission | 2018-04-26 | |||
| FxFWay福威 / FxFWay UK Limited / Fortune Way HK Limited | Hong Kong - Securities and Futures Commission | 2018-04-26 |
