International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 28341 to 28360 of 33417 results

Commercial Name Corporate Name URL Regulator Date
B.I.S. Blueport Investment Services Ltd., doing business as 332option British Columbia - British Columbia Securities Commission 2017-09-08
Johnston and James Consultancy United Kingdom - Financial Conduct Authority 2017-09-08
DSW Enterprises L.L.P. / DSW Partners Hong Kong - Securities and Futures Commission 2017-09-08
Shanghai International Financial Group Hong Kong - Securities and Futures Commission 2017-09-07
DTCM Capital Management Limited / DTCM Asset Management (HK) Limited / DTCM Consulting Limited Hong Kong - Securities and Futures Commission 2017-09-07
Carter Flanagan Private Asset Management Hong Kong - Securities and Futures Commission 2017-09-07
BNP Forex Limited Hong Kong - Securities and Futures Commission 2017-09-07
Alliance Consultants Hong Kong - Securities and Futures Commission 2017-09-06
Worldwide Securities Investment Comission Australia - Australian Securities and Investments Commission 2017-09-06
World Trade Commodities Exchange Australia - Australian Securities and Investments Commission 2017-09-06
World Options Exchange Australia - Australian Securities and Investments Commission 2017-09-06
US Stock Regulators Australia - Australian Securities and Investments Commission 2017-09-06
US Securities Investigative Committee Australia - Australian Securities and Investments Commission 2017-09-06
United Kingdom Managed Futures Association Australia - Australian Securities and Investments Commission 2017-09-06
United Kingdom Commodity Derivatives Association Australia - Australian Securities and Investments Commission 2017-09-06
The International Regulatory Panel of Trade Australia - Australian Securities and Investments Commission 2017-09-06
The International Board of Trade Commission Australia - Australian Securities and Investments Commission 2017-09-06
The Futures Exchange Securities Regulator Australia - Australian Securities and Investments Commission 2017-09-06
Transfer Exchange Corporation Australia - Australian Securities and Investments Commission 2017-09-06
Thompson Brennan Stanley Australia - Australian Securities and Investments Commission 2017-09-06