International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 28361 to 28380 of 33417 results

Commercial Name Corporate Name URL Regulator Date
Swiss Commodities Futures Exchange Australia - Australian Securities and Investments Commission 2017-09-06
Sicfex Swiss International Commodities Futures Exchange Australia - Australian Securities and Investments Commission 2017-09-06
Securities Regulatory and Investment Board Australia - Australian Securities and Investments Commission 2017-09-06
Regulatory Compliance Commission Australia - Australian Securities and Investments Commission 2017-09-06
Regulatory Association Of Offshore Investment Managers Australia - Australian Securities and Investments Commission 2017-09-06
Prudential Regulatory Board Australia - Australian Securities and Investments Commission 2017-09-06
Plutus Private Equity LLC Australia - Australian Securities and Investments Commission 2017-09-06
Overseas Holding Compensation Commission Australia - Australian Securities and Investments Commission 2017-09-06
Options and Futures Trade Commission Australia - Australian Securities and Investments Commission 2017-09-06
Offshore Investors Protection Association Australia - Australian Securities and Investments Commission 2017-09-06
Offshore Futures Securities Association Australia - Australian Securities and Investments Commission 2017-09-06
Offshore Commodity Futures Dealers Association (OCFDA) Australia - Australian Securities and Investments Commission 2017-09-06
Office of Financial Affairs Australia - Australian Securities and Investments Commission 2017-09-06
National Shareholder Protection Agency Australia - Australian Securities and Investments Commission 2017-09-06
National Mergers and Acquisitions Board Australia - Australian Securities and Investments Commission 2017-09-06
National Compliance Regulatory Board Australia - Australian Securities and Investments Commission 2017-09-06
Japan Options and Futures Trading Board Australia - Australian Securities and Investments Commission 2017-09-06
Japan Futures Trading Fund (JFTB) Australia - Australian Securities and Investments Commission 2017-09-06
International Shareholder Agency Australia - Australian Securities and Investments Commission 2017-09-06
International Securities Tax Commission Australia - Australian Securities and Investments Commission 2017-09-06