International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 29421 to 29440 of 34489 results

Commercial Name Corporate Name URL Regulator Date
Worldwide Securities Investment Comission Australia - Australian Securities and Investments Commission 2017-09-06
World Trade Commodities Exchange Australia - Australian Securities and Investments Commission 2017-09-06
World Options Exchange Australia - Australian Securities and Investments Commission 2017-09-06
US Stock Regulators Australia - Australian Securities and Investments Commission 2017-09-06
US Securities Investigative Committee Australia - Australian Securities and Investments Commission 2017-09-06
United Kingdom Managed Futures Association Australia - Australian Securities and Investments Commission 2017-09-06
United Kingdom Commodity Derivatives Association Australia - Australian Securities and Investments Commission 2017-09-06
The International Regulatory Panel of Trade Australia - Australian Securities and Investments Commission 2017-09-06
The International Board of Trade Commission Australia - Australian Securities and Investments Commission 2017-09-06
The Futures Exchange Securities Regulator Australia - Australian Securities and Investments Commission 2017-09-06
Transfer Exchange Corporation Australia - Australian Securities and Investments Commission 2017-09-06
Thompson Brennan Stanley Australia - Australian Securities and Investments Commission 2017-09-06
Swiss Commodities Futures Exchange Australia - Australian Securities and Investments Commission 2017-09-06
Sicfex Swiss International Commodities Futures Exchange Australia - Australian Securities and Investments Commission 2017-09-06
Securities Regulatory and Investment Board Australia - Australian Securities and Investments Commission 2017-09-06
Regulatory Compliance Commission Australia - Australian Securities and Investments Commission 2017-09-06
Regulatory Association Of Offshore Investment Managers Australia - Australian Securities and Investments Commission 2017-09-06
Prudential Regulatory Board Australia - Australian Securities and Investments Commission 2017-09-06
Plutus Private Equity LLC Australia - Australian Securities and Investments Commission 2017-09-06
Overseas Holding Compensation Commission Australia - Australian Securities and Investments Commission 2017-09-06