International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 29521 to 29540 of 34489 results

Commercial Name Corporate Name URL Regulator Date
Pichler Invest Austria - Financial Market Authority 2017-08-30
Alpinvesta Asset Management AG Switzerland - Swiss Financial Market Supervisory Authority 2017-08-30
Watson & Gray Limited Hong Kong - Securities and Futures Commission 2017-08-28
Walker & Kelly Holdings Hong Kong - Securities and Futures Commission 2017-08-28
Pearson & May Holdings Hong Kong - Securities and Futures Commission 2017-08-28
Michael & Carlos Holdings Hong Kong - Securities and Futures Commission 2017-08-28
Mark & Melvin Limited Hong Kong - Securities and Futures Commission 2017-08-28
Kyler & Keaton Holdings Hong Kong - Securities and Futures Commission 2017-08-28
King & Jerry Holdings Hong Kong - Securities and Futures Commission 2017-08-28
Jessica & James Holdings Hong Kong - Securities and Futures Commission 2017-08-28
Jason & Victoria Holdings Hong Kong - Securities and Futures Commission 2017-08-28
Jason & Jordan Holdings Hong Kong - Securities and Futures Commission 2017-08-28
Jack & Jones Holdings Hong Kong - Securities and Futures Commission 2017-08-28
Calvin & Gates Holdings Hong Kong - Securities and Futures Commission 2017-08-28
Presidency Investments Jersey - Jersey Financial Services Commission 2017-08-25
Lincoln Trust Jersey - Jersey Financial Services Commission 2017-08-25
Gruber & Taylor Co United Kingdom - Financial Conduct Authority 2017-08-24
Atsuko Ventures United Kingdom - Financial Conduct Authority 2017-08-24
Westmount Associates Switzerland - Swiss Financial Market Supervisory Authority 2017-08-24
BV Trading Aquila SA - Bank of Vale Switzerland - Swiss Financial Market Supervisory Authority 2017-08-24