International Securities & Commodities Alerts Network (I-SCAN)
IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.
The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.
The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.
Showing 29721 to 29740 of 34489 results
| Commercial Name | Corporate Name | URL | Regulator | Date | |
|---|---|---|---|---|---|
| PPL Global Capital Limited trading as Prime Properties Global | United Kingdom - Financial Conduct Authority | 2017-06-21 | |||
| East Coast Law Firm / East Coast Law Florida | United Kingdom - Financial Conduct Authority | 2017-06-21 | |||
| Blackrock Asset Management | United Kingdom - Financial Conduct Authority | 2017-06-20 | |||
| Landa Asset Management (clone of former FCA appointed representative firm) | United Kingdom - Financial Conduct Authority | 2017-06-20 | |||
| Security Electronic Technology (HK) Limited | Hong Kong - Securities and Futures Commission | 2017-06-19 | |||
| Woori Bridgewater Brokerage | Hong Kong - Securities and Futures Commission | 2017-06-19 | |||
| Kimberley & Andrew Limited | Hong Kong - Securities and Futures Commission | 2017-06-19 | |||
| Venture Pro Trader | Hong Kong - Securities and Futures Commission | 2017-06-19 | |||
| Spencer Capital Partners | Hong Kong - Securities and Futures Commission | 2017-06-19 | |||
| Cezar Grupa Sp. z o.o. | Poland - Polish Financial Supervision Authority | 2017-06-19 | |||
| Comfort Capital Sp. z o.o. | Poland - Polish Financial Supervision Authority | 2017-06-19 | |||
| True Blue Loans (clone) | United Kingdom - Financial Conduct Authority | 2017-06-16 | |||
| Funds Point (clone) | United Kingdom - Financial Conduct Authority | 2017-06-16 | |||
| Aequitas Financial LLP | United Kingdom - Financial Conduct Authority | 2017-06-16 | |||
| HBFX Markets Limited | United Kingdom - Financial Conduct Authority | 2017-06-16 | |||
| MRTmarkets.com | United Kingdom - Financial Conduct Authority | 2017-06-16 | |||
| Global Fin Services Limited trading as Trade 12 | United Kingdom - Financial Conduct Authority | 2017-06-16 | |||
| 香港群益期貨(Chinese name only) | Hong Kong - Securities and Futures Commission | 2017-06-16 | |||
| Pacific Securities Co., Ltd | Hong Kong - Securities and Futures Commission | 2017-06-16 | |||
| Grace lnvestment / Grace lnvestment L.L.C | Hong Kong - Securities and Futures Commission | 2017-06-15 |
