International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 29861 to 29880 of 34488 results

Commercial Name Corporate Name URL Regulator Date
Kaufman Franz Wealth Management Australia - Australian Securities and Investments Commission 2017-05-11
Locker Global Management Australia - Australian Securities and Investments Commission 2017-05-11
Locker Capital Management Australia - Australian Securities and Investments Commission 2017-05-11
Urbanix Limited t/a Secured Options Australia - Australian Securities and Investments Commission 2017-05-11
Trade 24 Australia - Australian Securities and Investments Commission 2017-05-11
Lead Capital Partners Australia - Australian Securities and Investments Commission 2017-05-11
Up and Down Marketing Limited t/a One Two Trade Australia - Australian Securities and Investments Commission 2017-05-11
LM Swiss Direct Ltd (LM Swiss) Australia - Australian Securities and Investments Commission 2017-05-11
Asset Castle Investments Ltd Australia - Australian Securities and Investments Commission 2017-05-11
AMC International (HK) Limited Australia - Australian Securities and Investments Commission 2017-05-11
Labanna Capital Management Australia - Australian Securities and Investments Commission 2017-05-11
Ashton Cole Global Investments Australia - Australian Securities and Investments Commission 2017-05-11
Intercontinental Financial Regulatory Board Australia - Australian Securities and Investments Commission 2017-05-11
Arista Capital Ventures Australia - Australian Securities and Investments Commission 2017-05-11
HongKong Tooptions Ltd Australia - Australian Securities and Investments Commission 2017-05-11
Omni Capital Ltd / Omni Global Solutions SRL Australia - Australian Securities and Investments Commission 2017-05-11
RBoptions Australia - Australian Securities and Investments Commission 2017-05-11
CIT Investments Ltd Australia - Australian Securities and Investments Commission 2017-05-11
Bloombex Options Australia - Australian Securities and Investments Commission 2017-05-11
Max Options Australia - Australian Securities and Investments Commission 2017-05-11