International Securities & Commodities Alerts Network (I-SCAN)
IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.
The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.
The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.
Showing 29941 to 29960 of 33152 results
| Commercial Name | Corporate Name | URL | Regulator | Date | |
|---|---|---|---|---|---|
| Axel Neumann | United Kingdom - Financial Conduct Authority | 2015-04-28 | |||
| B. D. E. S. Group Ltd. operating as Prime Financial Management Services and as Prime S Pro | Ontario - Ontario Securities Commission | 2015-04-28 | |||
| MaxOptions | Switzerland - Swiss Financial Market Supervisory Authority | 2015-04-28 | |||
| Maple Securities (UK) Limited | United Kingdom - Financial Conduct Authority | 2015-04-28 | |||
| UBS Global Asset Management Funds Ltd | United Kingdom - Financial Conduct Authority | 2015-04-28 | |||
| Up & Down Marketing Limited doing business as OneTwoTrade and HasOptions | Ontario - Ontario Securities Commission | 2015-04-27 | |||
| Misuse of AMF name and logo in connection with offering of binary options | France - Autorité des marchés financiers | 2015-04-27 | |||
| Hope Investment Group | British Columbia - British Columbia Securities Commission | 2015-04-22 | |||
| Nadex Pro Signals | British Columbia - British Columbia Securities Commission | 2015-04-22 | |||
| Maine Transfers | Switzerland - Swiss Financial Market Supervisory Authority | 2015-04-22 | |||
| DIGITAL BET SERVICES SPAIN, S.L. | Spain - Comisión Nacional del Mercado de Valores | 2015-04-22 | |||
| NOTICIAS ECONOMICAS Y FINANCIERAS SIGLO XXI, S.L. | Spain - Comisión Nacional del Mercado de Valores | 2015-04-22 | |||
| IGETMANIA | Spain - Comisión Nacional del Mercado de Valores | 2015-04-22 | |||
| Atticus Holdings International (Clone) | United Kingdom - Financial Conduct Authority | 2015-04-20 | |||
| SKG Finance AG | Switzerland - Swiss Financial Market Supervisory Authority | 2015-04-16 | |||
| Shields Corporate Partners | United Kingdom - Financial Conduct Authority | 2015-04-15 | |||
| Sparrow Capital Partners (Clone) | United Kingdom - Financial Conduct Authority | 2015-04-15 | |||
| TAX STRATEGIES UNITED TAX STRATEGIES | Spain - Comisión Nacional del Mercado de Valores | 2015-04-15 | |||
| STOCK MANAGER WORLDWIDE IB, S.L. | Spain - Comisión Nacional del Mercado de Valores | 2015-04-15 | |||
| RUNSHINE INVESMENT SERVICES EUROPE S.L. | Spain - Comisión Nacional del Mercado de Valores | 2015-04-15 |
