International Securities & Commodities Alerts Network (I-SCAN)
IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.
The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.
The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.
Showing 30121 to 30140 of 32972 results
| Commercial Name | Corporate Name | URL | Regulator | Date | |
|---|---|---|---|---|---|
| Willow and Black | United Kingdom - Financial Conduct Authority | 2014-07-30 | |||
| Inter Global Equity - Herrington Global - Meta Capital Partners Ltd - Sigma Capital Advisors - Ridgewood Securities | Belgium - Financial Services and Markets Authority | 2014-07-29 | |||
| OBmarkets - Good Option - Ubinary - Triumph Option - Bo Bank/Analysis Finance - BforBroker | Belgium - Financial Services and Markets Authority | 2014-07-28 | |||
| NRG Capital (CY) Limited o/a NRG Binary | Ontario - Ontario Securities Commission | 2014-07-25 | |||
| Alternative Bridging Corporation | United Kingdom - Financial Conduct Authority | 2014-07-24 | |||
| UFX Trade Limited o/a UFX Markets | Ontario - Ontario Securities Commission | 2014-07-23 | |||
| Lefroy Hudson | Spain - Comisión Nacional del Mercado de Valores | 2014-07-23 | |||
| Infinite Investment Wójcik i Wspólnicy Sp. k. (now: W & Associates J. Wójcik Sp. k.) | Poland - Polish Financial Supervision Authority | 2014-07-23 | |||
| Simple Assets TFI SA | Poland - Polish Financial Supervision Authority | 2014-07-23 | |||
| Thüngen Financial | Ireland - Central Bank of Ireland | 2014-07-22 | |||
| Toth Vermögensverwaltung AG | Austria - Financial Market Authority | 2014-07-21 | |||
| Futurmarket / Royal de Bank | Luxembourg - Commission de Surveillance du Secteur Financier | 2014-07-21 | |||
| Matheson Wang Group | The Netherlands - The Dutch Authority for the Financial Markets | 2014-07-16 | |||
| Hopler Global Investment Group | Ireland - Central Bank of Ireland | 2014-07-16 | |||
| Maplex Alliance Limited | Ontario - Ontario Securities Commission | 2014-07-15 | |||
| Thüngen Financial | Luxembourg - Commission de Surveillance du Secteur Financier | 2014-07-15 | |||
| Clarion Equity Management | Ireland - Central Bank of Ireland | 2014-07-11 | |||
| Springer Asset Management | Sweden - Finansinspektionen | 2014-07-10 | |||
| Brock Hartwick | Ireland - Central Bank of Ireland | 2014-07-10 | |||
| European Financial Markets Gmbh | Spain - Comisión Nacional del Mercado de Valores | 2014-07-09 |
