International Securities & Commodities Alerts Network (I-SCAN)
IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.
The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.
The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.
Showing 30181 to 30200 of 34640 results
| Commercial Name | Corporate Name | URL | Regulator | Date | |
|---|---|---|---|---|---|
| Tide U Over | United Kingdom - Financial Conduct Authority | 2017-03-03 | |||
| Gem Loans / Jem Loans | United Kingdom - Financial Conduct Authority | 2017-03-03 | |||
| Floyd & Gordon Holdings | Hong Kong - Securities and Futures Commission | 2017-03-03 | |||
| Thompson Lloyd Baker Capital Specialists | Hong Kong - Securities and Futures Commission | 2017-03-03 | |||
| Forex Paradise Limited | Hong Kong - Securities and Futures Commission | 2017-03-02 | |||
| GMoption, LinkGM Limited and BT Systems Ltd | Italy - Commissione Nazionale per le Società e la Borsa | 2017-02-28 | |||
| McKinley Thomas & Associates | Ireland - Central Bank of Ireland | 2017-02-28 | |||
| AD Partners Solutions Ltd., doing business as www.optionarally.com | Ontario - Ontario Securities Commission | 2017-02-27 | |||
| TCM Investments Ltd. operating as OptionRally or Option Rally and doing business as www.optionrally.com | Ontario - Ontario Securities Commission | 2017-02-27 | |||
| VORTEX ASSETS | Spain - Comisión Nacional del Mercado de Valores | 2017-02-27 | |||
| Suisse Finance GmbH in Liquidation | Switzerland - Swiss Financial Market Supervisory Authority | 2017-02-24 | |||
| Suisse Coin | Switzerland - Swiss Financial Market Supervisory Authority | 2017-02-24 | |||
| Graumann & Partner S.A. | Luxembourg - Commission de Surveillance du Secteur Financier | 2017-02-22 | |||
| Waldmann Asset Management,Cardan Limited,Cedan Limited,Grandwic Limited,Leston Limited,Manrich Limited, Mutual Hope Limited,Oxred Limited,Tricorp Limited,Wallace Associates Inc. | Belgium - Financial Services and Markets Authority | 2017-02-21 | |||
| Hasegawa Financial Holdings,Elantra Limited,JEC Investment Limited,United Equity Clearing Limited,ICSID,Newton Invest,JH Trading,RT Trading,GS Info,Oshiro Associates,Parkwell & Company,Shaw,Edwards,Emmerson Knight | Belgium - Financial Services and Markets Authority | 2017-02-21 | |||
| Xieze International Trading Limited, Gradual Investments Limited,Red Shield Financial,Rong Aviva Limited,Rubin Dunn,Tatsuno International,Thornwood Financial,Long Will Limited,William Paulstern,Camdan Limited | Belgium - Financial Services and Markets Authority | 2017-02-21 | |||
| Eastern Quay Asset Management,Fujitsu Global,Asian Mercantile Exchange,Centric Limited,Global Consulting Europe,Monex Financial,Monex BMO Securities,Symando Corporation Limited,DFAN Limited,Nikko Desjardins Asset Management | Belgium - Financial Services and Markets Authority | 2017-02-21 | |||
| Amicus Investment,Asashi Mergers & Acquisitions Group,Atlantic Global Asset Management,Brookfield99,Brookfield Investment Management,Capital Invest Europe,Cressman Financial Group,Tian Xi Fu Limited,Hongkong Ztwow Trade Limited | Belgium - Financial Services and Markets Authority | 2017-02-21 | |||
| Ono Ventures | Hong Kong - Securities and Futures Commission | 2017-02-21 | |||
| Cap Growth FX | British Columbia - British Columbia Securities Commission | 2017-02-20 |
