International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 30341 to 30360 of 34640 results

Commercial Name Corporate Name URL Regulator Date
Lawton & Yeung Hong Kong - Securities and Futures Commission 2016-12-23
Nikko-Desjardins Asset Management Hong Kong - Securities and Futures Commission 2016-12-23
William Paulstern Hong Kong - Securities and Futures Commission 2016-12-23
Mulvey & Hanson LLP United Kingdom - Financial Conduct Authority 2016-12-22
RIDGE CAPITAL MARKETS Spain - Comisión Nacional del Mercado de Valores 2016-12-22
Orient Int’l Copyright Trading Holdings Limited / Oriental International Culture and Art Exchange Platform Hong Kong - Securities and Futures Commission 2016-12-22
Aegis Corporation Ltd Hong Kong - Securities and Futures Commission 2016-12-22
Finance 2All United Kingdom - Financial Conduct Authority 2016-12-21
Capital Bridging Finance No.1 Limited United Kingdom - Financial Conduct Authority 2016-12-21
Einstein Transfer Ltd United Kingdom - Financial Conduct Authority 2016-12-21
Graceful Motors Ltd United Kingdom - Financial Conduct Authority 2016-12-21
Geneva Option Switzerland - Swiss Financial Market Supervisory Authority 2016-12-20
Campton Capital Partners United Kingdom - Financial Conduct Authority 2016-12-19
Tokachi Group Sweden - Finansinspektionen 2016-12-19
Nikko-Desjardins Asset Management Sweden - Finansinspektionen 2016-12-19
Lexus Group Sweden - Finansinspektionen 2016-12-19
IBA Markets United Kingdom - Financial Conduct Authority 2016-12-16
Sfilbank Luxembourg - Commission de Surveillance du Secteur Financier 2016-12-16
Penflow Ltd United Kingdom - Financial Conduct Authority 2016-12-16
Money Matcher Ltd United Kingdom - Financial Conduct Authority 2016-12-16