International Securities & Commodities Alerts Network (I-SCAN)
IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.
The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.
The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.
Showing 30381 to 30400 of 34640 results
| Commercial Name | Corporate Name | URL | Regulator | Date | |
|---|---|---|---|---|---|
| Langford Nachman | Hong Kong - Securities and Futures Commission | 2016-12-12 | |||
| Kyburg Financial GmbH | Switzerland - Swiss Financial Market Supervisory Authority | 2016-12-09 | |||
| Novostar Finance Co Ltd | United Kingdom - Financial Conduct Authority | 2016-12-09 | |||
| Orix Capital Trading | The Netherlands - The Dutch Authority for the Financial Markets | 2016-12-08 | |||
| Blue Print Investment | Switzerland - Swiss Financial Market Supervisory Authority | 2016-12-07 | |||
| Reinhard Hofer International / Reinhard Hofer Venture Partners | United Kingdom - Financial Conduct Authority | 2016-12-07 | |||
| Ernst Hofsetter Asset Management | United Kingdom - Financial Conduct Authority | 2016-12-07 | |||
| Tharapatong Limited | Hong Kong - Securities and Futures Commission | 2016-12-07 | |||
| Softbank CIBC International | Hong Kong - Securities and Futures Commission | 2016-12-07 | |||
| Thornwood Financial | Hong Kong - Securities and Futures Commission | 2016-12-07 | |||
| Lexus Group | Hong Kong - Securities and Futures Commission | 2016-12-07 | |||
| HC Capital Asia | Hong Kong - Securities and Futures Commission | 2016-12-07 | |||
| Dom Maklerski Pekao - separate organizational unit of the Polish bank Bank Polska Kasa Opieki S.A. | Poland - Polish Financial Supervision Authority | 2016-12-07 | |||
| Nuntius Chrimatistiriaki Anonimos Eteria Parochis Ependitikon Ipiresion SA Oddział w Polsce (Polish branch) | Poland - Polish Financial Supervision Authority | 2016-12-07 | |||
| www.finalalgo.com, www.europroftrader.com, www.trading30elode-it.com and www.trading30elode-ita.com | Italy - Commissione Nazionale per le Società e la Borsa | 2016-12-06 | |||
| MarketsTheWorld Limited | Italy - Commissione Nazionale per le Società e la Borsa | 2016-12-06 | |||
| Bauer Ferienwohnrechte Gmbh | Italy - Commissione Nazionale per le Società e la Borsa | 2016-12-06 | |||
| Global Future City Holdings (Hong Kong) Company Limited | Hong Kong - Securities and Futures Commission | 2016-12-06 | |||
| Global Future City Holding Inc. | Hong Kong - Securities and Futures Commission | 2016-12-06 | |||
| GODHAND Fund Management | Switzerland - Swiss Financial Market Supervisory Authority | 2016-12-06 |
