International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 30521 to 30540 of 34639 results

Commercial Name Corporate Name URL Regulator Date
AIB Asset Management United Kingdom - Financial Conduct Authority 2016-10-10
Parmaserv Ltd United Kingdom - Financial Conduct Authority 2016-10-10
Nemesis Capital BG Limited, doing business as www.alfatrade.com Ontario - Ontario Securities Commission 2016-10-07
Nemesis Capital Limited Ontario - Ontario Securities Commission 2016-10-07
Morgan Stanley (Clone) United Kingdom - Financial Conduct Authority 2016-10-07
DMS Investment Management Services United Kingdom - Financial Conduct Authority 2016-10-06
Alfred Lettner (clone) United Kingdom - Financial Conduct Authority 2016-10-06
CW Associates Hong Kong - Securities and Futures Commission 2016-10-06
Baltimore Capital Switzerland - Swiss Financial Market Supervisory Authority 2016-10-04
Questra Holdings Inc. Austria - Financial Market Authority 2016-10-03
IFX Investment House Ltd. British Virgin Islands - British Virgin Islands Financial Services Commission 2016-09-30
Corporate Loan Capital S.A. Luxembourg - Commission de Surveillance du Secteur Financier 2016-09-30
Euro Solution GmbH Switzerland - Swiss Financial Market Supervisory Authority 2016-09-30
Top Binary Signals Hong Kong - Securities and Futures Commission 2016-09-30
Eclipse Finance Hong Kong - Securities and Futures Commission 2016-09-30
Park Shore Investments Limited Hong Kong - Securities and Futures Commission 2016-09-29
Greymountain Management Ltd. Ontario - Ontario Securities Commission 2016-09-28
The Asian Pacific Commodity Exchange Hong Kong - Securities and Futures Commission 2016-09-28
Russellville Limited Hong Kong - Securities and Futures Commission 2016-09-28
Concord Financial Partners Hong Kong - Securities and Futures Commission 2016-09-28