International Securities & Commodities Alerts Network (I-SCAN)
IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.
The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.
The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.
Showing 30561 to 30580 of 32867 results
| Commercial Name | Corporate Name | URL | Regulator | Date | |
|---|---|---|---|---|---|
| FXHelpers, The (doing business as www.thefxhelpers.com) | Ontario - Ontario Securities Commission | 2013-08-22 | |||
| Temple Nugent Capital Management / Temple and Nugent Investments | United Kingdom - Financial Conduct Authority | 2013-08-22 | |||
| NCL Group (UK) Ltd | Hong Kong - Securities and Futures Commission | 2013-08-22 | |||
| Capital Finance Group Hong Kong Limited | Hong Kong - Securities and Futures Commission | 2013-08-21 | |||
| Dinosaur Investor Services (UK) Limited / Dinosaur Investor Services | Hong Kong - Securities and Futures Commission | 2013-08-21 | |||
| Dinosaur Assets Management (HK) Limited | Hong Kong - Securities and Futures Commission | 2013-08-21 | |||
| Conquest Private Equity LLC | Austria - Financial Market Authority | 2013-08-19 | |||
| Lexington International Group Inc. | Austria - Financial Market Authority | 2013-08-19 | |||
| MKR Global Services LLC | United Kingdom - Financial Conduct Authority | 2013-08-16 | |||
| Eclipse Options Ltd Europe / Eclipse Trading | United Kingdom - Financial Conduct Authority | 2013-08-16 | |||
| AXA Isle of Man | United Kingdom - Financial Conduct Authority | 2013-08-16 | |||
| Dean Capital Canada Ltd., doing business as Dean Capital Group | Ontario - Ontario Securities Commission | 2013-08-15 | |||
| Forexoma Ltd | Hong Kong - Securities and Futures Commission | 2013-08-15 | |||
| www.saxoforex.hk, www.saxoworld.com.hk | Hong Kong - Securities and Futures Commission | 2013-08-14 | |||
| Standard Wealth Management Limited | Hong Kong - Securities and Futures Commission | 2013-08-14 | |||
| Future Trend Investment Holding Limited | Hong Kong - Securities and Futures Commission | 2013-08-14 | |||
| East Cape Mining Corporation | Hong Kong - Securities and Futures Commission | 2013-08-14 | |||
| GMO Global | Hong Kong - Securities and Futures Commission | 2013-08-14 | |||
| Arrow Capital Partners | Hong Kong - Securities and Futures Commission | 2013-08-14 | |||
| Cadell Acton Group International | Hong Kong - Securities and Futures Commission | 2013-08-14 |
