International Securities & Commodities Alerts Network (I-SCAN)
IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.
The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.
The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.
Showing 30601 to 30620 of 34639 results
| Commercial Name | Corporate Name | URL | Regulator | Date | |
|---|---|---|---|---|---|
| TCA Financial | Hong Kong - Securities and Futures Commission | 2016-08-30 | |||
| Shandong East Asia Mining Group Co., Ltd | Hong Kong - Securities and Futures Commission | 2016-08-30 | |||
| IEA Holdings Ltd | Hong Kong - Securities and Futures Commission | 2016-08-30 | |||
| MTL INDEX (SUISSE) SA | Switzerland - Swiss Financial Market Supervisory Authority | 2016-08-29 | |||
| Up & Down Marketing Limited | Hong Kong - Securities and Futures Commission | 2016-08-29 | |||
| IBL Markets (clone) | United Kingdom - Financial Conduct Authority | 2016-08-26 | |||
| UOBBF | Hong Kong - Securities and Futures Commission | 2016-08-26 | |||
| Lambert & Sons Incorporated | Hong Kong - Securities and Futures Commission | 2016-08-26 | |||
| Clayton & Oakley Investments | Ireland - Central Bank of Ireland | 2016-08-25 | |||
| Ryan & Roger Holdings | Hong Kong - Securities and Futures Commission | 2016-08-25 | |||
| Complastem Trading Limited | Hong Kong - Securities and Futures Commission | 2016-08-25 | |||
| ITSSO Co., Limited | Hong Kong - Securities and Futures Commission | 2016-08-25 | |||
| Ace Standard Holdings Limited | Hong Kong - Securities and Futures Commission | 2016-08-25 | |||
| Matthew and Alexis Limited | Hong Kong - Securities and Futures Commission | 2016-08-24 | |||
| Gold Bull Capital Limited | Hong Kong - Securities and Futures Commission | 2016-08-24 | |||
| Grove Capital Advisors Ltd | United Kingdom - Financial Conduct Authority | 2016-08-23 | |||
| OTEX World Corporation | Hong Kong - Securities and Futures Commission | 2016-08-23 | |||
| JB Trade Finance (clone) | United Kingdom - Financial Conduct Authority | 2016-08-22 | |||
| Broker Financial Ltd/Invest-Option/Central Provider Ltd/Central Option/GN Capital International Ltd/PWRTrade/Graham International Ltd/Binat Ltd/Proinvest/Sterling Consultancy Options Ltd (cloned firm)/SC-Options | Belgium - Financial Services and Markets Authority | 2016-08-22 | |||
| International Swiss Bank | Switzerland - Swiss Financial Market Supervisory Authority | 2016-08-18 |
