International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 30601 to 30620 of 32867 results

Commercial Name Corporate Name URL Regulator Date
Commodity Options Security Exchange Hong Kong - Securities and Futures Commission 2013-08-06
Hang International Hong Kong - Securities and Futures Commission 2013-08-06
VCC International Group Ltd Hong Kong - Securities and Futures Commission 2013-08-06
HenryFX Hong Kong - Securities and Futures Commission 2013-08-06
Guardian Swiss Trust AG Switzerland - Swiss Financial Market Supervisory Authority 2013-08-05
Braun and Brandt Consulting Firm United Kingdom - Financial Conduct Authority 2013-08-02
SevenTrades Global Markets Ltd. Mauritius - Financial Services Commission 2013-08-02
INI Securities GmbH United Kingdom - Financial Conduct Authority 2013-08-01
Blue Dome Partners Hong Kong - Securities and Futures Commission 2013-07-30
Bergmannwhite Associates Hong Kong - Securities and Futures Commission 2013-07-30
Credit Union Group S.A. Panama - Superintendencia del Mercado de Valores 2013-07-29
Swiss Guarantee Bank plc Switzerland - Swiss Financial Market Supervisory Authority 2013-07-29
BNP Paribas Bank Jersey - Jersey Financial Services Commission 2013-07-29
Capital Markets United Kingdom - Financial Conduct Authority 2013-07-26
Fusion Capital Management United Kingdom - Financial Conduct Authority 2013-07-26
Fidelity Global Recovery United Kingdom - Financial Conduct Authority 2013-07-26
Rubin Price Securities United Kingdom - Financial Conduct Authority 2013-07-25
Dean Witter Consultancy United Kingdom - Financial Conduct Authority 2013-07-25
Rapid Exchange / Rapid Gold Inc. Hong Kong - Securities and Futures Commission 2013-07-25
GERABANK ADMINISTRAÇÃO DE INVESTIMENTOS LTDA. Brazil - Comissão de Valores Mobiliários 2013-07-24