International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 30721 to 30740 of 34710 results

Commercial Name Corporate Name URL Regulator Date
Westley Asia Limited Hong Kong - Securities and Futures Commission 2016-08-03
Rhino Asia Hong Kong - Securities and Futures Commission 2016-08-03
PL Groups Limited Hong Kong - Securities and Futures Commission 2016-08-03
Baumer Mansoor Financial Advisory United Kingdom - Financial Conduct Authority 2016-08-02
H-T-I Corporation/Hongkong Trading International Corp Ltd Hong Kong - Securities and Futures Commission 2016-08-02
Harver Group Hong Kong - Securities and Futures Commission 2016-08-02
Marvont Group Hong Kong - Securities and Futures Commission 2016-08-02
White Rock Assets Ltd Italy - Commissione Nazionale per le Società e la Borsa 2016-08-01
Innovative Investment Holding Ltd and Soci di Innovative Investment Holding Italy - Commissione Nazionale per le Società e la Borsa 2016-08-01
Cheshire Capital Ltd Italy - Commissione Nazionale per le Società e la Borsa 2016-08-01
Kaufman Franz Wealth Management United Kingdom - Financial Conduct Authority 2016-07-29
Costello & Rubin LLP United Kingdom - Financial Conduct Authority 2016-07-29
UBS Global Investment Management Ltd (Clone of FCA & EEA authorised firms) United Kingdom - Financial Conduct Authority 2016-07-28
Athos International Management - Eagle Crest Insurance - Eagle Crest Underwriter Belgium - Financial Services and Markets Authority 2016-07-28
Passion Finance United Kingdom - Financial Conduct Authority 2016-07-28
HCF Financial Service Limited Hong Kong - Securities and Futures Commission 2016-07-28
Tech Plex Ltd. operating as MaxOptions Ontario - Ontario Securities Commission 2016-07-27
Bit Management Ltd United Kingdom - Financial Conduct Authority 2016-07-27
Unemployed Loans United Kingdom - Financial Conduct Authority 2016-07-27
uBinary Switzerland - Swiss Financial Market Supervisory Authority 2016-07-27