International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 30821 to 30840 of 34710 results

Commercial Name Corporate Name URL Regulator Date
Mountain Rider Ltd. operating as Option Ridge Ontario - Ontario Securities Commission 2016-06-30
Rusty Flower Ltd. doing business as www.optionridge.com Ontario - Ontario Securities Commission 2016-06-30
Wirestech Limited doing business as www.bigoption.com Ontario - Ontario Securities Commission 2016-06-30
Hillgrand Limited Hong Kong - Securities and Futures Commission 2016-06-30
Bass Creek Advisors Hong Kong - Securities and Futures Commission 2016-06-30
Kline Capital Partners Hong Kong - Securities and Futures Commission 2016-06-30
Executive Treuhand Partner GmbH Switzerland - Swiss Financial Market Supervisory Authority 2016-06-29
TDB-OPTIONS LIMITED Spain - Comisión Nacional del Mercado de Valores 2016-06-29
SFKK TRADING SOLUTIONS Spain - Comisión Nacional del Mercado de Valores 2016-06-29
FXGlobal1 / EXPERT CAPITAL VENTURES LIMITED Hong Kong - Securities and Futures Commission 2016-06-27
Value Management Inc Hong Kong - Securities and Futures Commission 2016-06-27
Regency Associates Hong Kong - Securities and Futures Commission 2016-06-27
Jordan Group Financial Hong Kong - Securities and Futures Commission 2016-06-27
E-transact Worldwide Limited United Kingdom - Financial Conduct Authority 2016-06-24
Sterling Consultancy Options (clone) United Kingdom - Financial Conduct Authority 2016-06-23
Banco FX United Kingdom - Financial Conduct Authority 2016-06-23
Tokai Global Trading The Netherlands - The Dutch Authority for the Financial Markets 2016-06-23
Gruber & Taylor Co (USA) Ireland - Central Bank of Ireland 2016-06-23
Simple Finance (clone of FCA authorised firm) United Kingdom - Financial Conduct Authority 2016-06-23
Novus Capital Management United Kingdom - Financial Conduct Authority 2016-06-23