International Securities & Commodities Alerts Network (I-SCAN)
IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.
The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.
The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.
Showing 30921 to 30940 of 34709 results
| Commercial Name | Corporate Name | URL | Regulator | Date | |
|---|---|---|---|---|---|
| Shinjuku Commodities | Hong Kong - Securities and Futures Commission | 2016-05-09 | |||
| Sunseeker Energy Limited | Hong Kong - Securities and Futures Commission | 2016-05-09 | |||
| Guidepost Investments Limited | Hong Kong - Securities and Futures Commission | 2016-05-09 | |||
| Kent Holdings International Limited | Hong Kong - Securities and Futures Commission | 2016-05-09 | |||
| US Capital Private Bank / US Capital Funding II/ U.S. Capital II Investments (Hong Kong) Ltd | Hong Kong - Securities and Futures Commission | 2016-05-06 | |||
| Emma & Ethan Limited | Hong Kong - Securities and Futures Commission | 2016-05-06 | |||
| IPC Capital | Sweden - Finansinspektionen | 2016-05-06 | |||
| Yamamoto International | Sweden - Finansinspektionen | 2016-05-06 | |||
| Nankai Group | Sweden - Finansinspektionen | 2016-05-06 | |||
| Shaw, Edwards, Emmerson & Knight LTD LLP (SEEK Ltd. LLC/LLP) | Sweden - Finansinspektionen | 2016-05-06 | |||
| Smallwood & Brown Ltd | Hong Kong - Securities and Futures Commission | 2016-05-06 | |||
| Falcon Asset Management | United Kingdom - Financial Conduct Authority | 2016-05-05 | |||
| Lloyd Financial Service | United Kingdom - Financial Conduct Authority | 2016-05-05 | |||
| Scorpion Loans | United Kingdom - Financial Conduct Authority | 2016-05-04 | |||
| IPC Capital | Austria - Financial Market Authority | 2016-05-03 | |||
| Arthur-Sera Limited | Austria - Financial Market Authority | 2016-05-03 | |||
| Daikyo Brokerage Limited | Austria - Financial Market Authority | 2016-05-03 | |||
| China Beijing Mergers & Acquisitions Corporation | United Kingdom - Financial Conduct Authority | 2016-04-29 | |||
| GSH Solutions | United Kingdom - Financial Conduct Authority | 2016-04-29 | |||
| Rushmoor Associates | Switzerland - Swiss Financial Market Supervisory Authority | 2016-04-28 |
