International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 30941 to 30960 of 34709 results

Commercial Name Corporate Name URL Regulator Date
Swiss Commercial Bank Switzerland - Swiss Financial Market Supervisory Authority 2016-04-28
Waldorf Harding Associates Hong Kong - Securities and Futures Commission 2016-04-27
International Mergers LLP United Kingdom - Financial Conduct Authority 2016-04-26
Beckett & Cromwell United Kingdom - Financial Conduct Authority 2016-04-26
Capital Trust Ventures United Kingdom - Financial Conduct Authority 2016-04-25
First East Export Bank Offshore Labuan Malaysia - Securities Commission 2016-04-25
Carlsson and Capehart Group Ltd Ireland - Central Bank of Ireland 2016-04-22
Yamazaki Acquisition Group Ireland - Central Bank of Ireland 2016-04-21
Tommy and Bobby Limited Hong Kong - Securities and Futures Commission 2016-04-21
Swiss First Financial Management AG Switzerland - Swiss Financial Market Supervisory Authority 2016-04-21
Strategic Capital System Switzerland - Swiss Financial Market Supervisory Authority 2016-04-21
Fink Bernstein Switzerland - Swiss Financial Market Supervisory Authority 2016-04-21
Berenberg Private Banking Hong Kong - Securities and Futures Commission 2016-04-21
Fort Global Fund Managers United Kingdom - Financial Conduct Authority 2016-04-20
Gerard & Alterman United Kingdom - Financial Conduct Authority 2016-04-20
Carlson & Clarke Management Group United Kingdom - Financial Conduct Authority 2016-04-20
Norbert Mach United Kingdom - Financial Conduct Authority 2016-04-20
Raymund Servais United Kingdom - Financial Conduct Authority 2016-04-20
VELASCO & ASOCIADOS Spain - Comisión Nacional del Mercado de Valores 2016-04-20
Explore Markets Limited United Kingdom - Financial Conduct Authority 2016-04-19