International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 31021 to 31040 of 34709 results

Commercial Name Corporate Name URL Regulator Date
Fortitude Gold Financial Planning United Kingdom - Financial Conduct Authority 2016-03-22
Harper Clarke Capital Switzerland - Swiss Financial Market Supervisory Authority 2016-03-22
Crown Corporate Consultants United Kingdom - Financial Conduct Authority 2016-03-22
Swiss Consultant CH Company SA Switzerland - Swiss Financial Market Supervisory Authority 2016-03-22
The Sterling Group International Austria - Financial Market Authority 2016-03-21
Ferrier Group United Kingdom - Financial Conduct Authority 2016-03-18
Resolution Fund International United Kingdom - Financial Conduct Authority 2016-03-18
Winton Fund Managers United Kingdom - Financial Conduct Authority 2016-03-18
Edward Collins Associates United Kingdom - Financial Conduct Authority 2016-03-18
AlfaTrade, Nemesis Capital Limited (together, the Parties) British Columbia - British Columbia Securities Commission 2016-03-17
Thompson Advisors United Kingdom - Financial Conduct Authority 2016-03-17
Top Forex Poland - Polish Financial Supervision Authority 2016-03-17
Admiral Global Private Equity Group Hong Kong - Securities and Futures Commission 2016-03-17
Werte Consulting AG Switzerland - Swiss Financial Market Supervisory Authority 2016-03-16
Frans Terrier United Kingdom - Financial Conduct Authority 2016-03-15
Aspect fund Managers Plc United Kingdom - Financial Conduct Authority 2016-03-15
Evercore United Kingdom - Financial Conduct Authority 2016-03-15
Voth Nixon Group Hong Kong - Securities and Futures Commission 2016-03-14
My Height sp. z o.o. (in National Court Register (KRS) under the name Fawis Sp. z o.o.) Poland - Polish Financial Supervision Authority 2016-03-11
High Net Global Ltd Chinese Taipei - Financial Supervisory Commission 2016-03-11