International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 31141 to 31160 of 34708 results

Commercial Name Corporate Name URL Regulator Date
Bank Business Angel Austria - Financial Market Authority 2016-01-13
PB Standard Capital Switzerland - Swiss Financial Market Supervisory Authority 2016-01-11
Prusik United Kingdom - Financial Conduct Authority 2016-01-08
Kramer & Associates Management LLC United Kingdom - Financial Conduct Authority 2016-01-07
Blue Lion S.A. Poland - Polish Financial Supervision Authority 2016-01-07
Empire Option Brazil - Comissão de Valores Mobiliários 2016-01-06
Wallis Partridge Hong Kong - Securities and Futures Commission 2016-01-06
Bristol Financial Offshore operating as Bristol Offshore Ontario - Ontario Securities Commission 2016-01-05
Integra Option Switzerland - Swiss Financial Market Supervisory Authority 2016-01-05
Kansai & Partners United Kingdom - Financial Conduct Authority 2016-01-05
EuroFinance Group Austria - Financial Market Authority 2016-01-04
Maxxtrade Austria - Financial Market Authority 2016-01-04
www.jj-bauer.com Austria - Financial Market Authority 2016-01-04
Paams Funding Inc. sowie PFG Services Austria - Financial Market Authority 2016-01-04
VOTH NIXON GROUP Austria - Financial Market Authority 2016-01-04
DIREKT EASY KREDIT Austria - Financial Market Authority 2016-01-04
Werte Consulting AG Austria - Financial Market Authority 2016-01-04
Private Placement Associates Switzerland - Swiss Financial Market Supervisory Authority 2015-12-30
Schmidt & Hammond British Columbia - British Columbia Securities Commission 2015-12-23
Bridgewater Asset Management United Kingdom - Financial Conduct Authority 2015-12-23