International Securities & Commodities Alerts Network (I-SCAN)
IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.
The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.
The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.
Showing 31161 to 31180 of 34708 results
| Commercial Name | Corporate Name | URL | Regulator | Date | |
|---|---|---|---|---|---|
| A.I.M. Corporation Limited | Hong Kong - Securities and Futures Commission | 2015-12-23 | |||
| Capstone Currency Group | Switzerland - Swiss Financial Market Supervisory Authority | 2015-12-22 | |||
| Capstone Traders | Switzerland - Swiss Financial Market Supervisory Authority | 2015-12-22 | |||
| Belmont Financial Group | Hong Kong - Securities and Futures Commission | 2015-12-22 | |||
| Peterson Group | United Kingdom - Financial Conduct Authority | 2015-12-21 | |||
| Stonebridge Securities | Hong Kong - Securities and Futures Commission | 2015-12-21 | |||
| DSMG Limited doing business as Binarybrokerz | Ontario - Ontario Securities Commission | 2015-12-18 | |||
| Redtulips Consultants Ltd. doing business as Redwood Binary Options | Ontario - Ontario Securities Commission | 2015-12-18 | |||
| Fabbeck Bank plc | Luxembourg - Commission de Surveillance du Secteur Financier | 2015-12-18 | |||
| Plan B and BourseBinaire.fr | France - Autorité des marchés financiers | 2015-12-18 | |||
| - Shinshiro International and Brilliant Sheen Limited- Tenjin & Associates- Voth Nixon Group | Belgium - Financial Services and Markets Authority | 2015-12-17 | |||
| - Condor Capital Management, Advanced Global Securities Corporation (AGS Corporation) (cloned firm), CCMGT Management Consultancy and CME Global Corporation- Cunningham Mutual- Manniworth Co Ltd, Elantra Ltd and Deniver Ltd- Prestige Equity and Pro-Nice L | Belgium - Financial Services and Markets Authority | 2015-12-17 | |||
| - AEG Financial and Pro-Nice Limited - Bayside Financial Services and Pro-Nice Limited- Belmont Financial Group- Capital Precision Belgium- Clewis Financial and Aoguan HongKong CO., Limited | Belgium - Financial Services and Markets Authority | 2015-12-17 | |||
| Melbinger Leopold and Partners | United Kingdom - Financial Conduct Authority | 2015-12-16 | |||
| Elan Financial Group Limited | Hong Kong - Securities and Futures Commission | 2015-12-16 | |||
| Dirk Swinnen/ DS Trading | United Kingdom - Financial Conduct Authority | 2015-12-15 | |||
| Unit FX | Switzerland - Swiss Financial Market Supervisory Authority | 2015-12-15 | |||
| Capital Trade House | Luxembourg - Commission de Surveillance du Secteur Financier | 2015-12-15 | |||
| Smart investment Group | Hong Kong - Securities and Futures Commission | 2015-12-14 | |||
| Smart Trading Signals LLC | Hong Kong - Securities and Futures Commission | 2015-12-14 |
