International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 31181 to 31200 of 34708 results

Commercial Name Corporate Name URL Regulator Date
JJ Bauer Asset Management / JJ Bauer Equity Research United Kingdom - Financial Conduct Authority 2015-12-14
A & L Royal Finance Ontario - Ontario Securities Commission 2015-12-10
EQMC Europe Development Capital Fund United Kingdom - Financial Conduct Authority 2015-12-10
Global Sun Solutions Hong Kong - Securities and Futures Commission 2015-12-10
Thomas & Lynch Inc Hong Kong - Securities and Futures Commission 2015-12-09
Rockwell Escrow Services Hong Kong - Securities and Futures Commission 2015-12-09
Kowloon Global Wealth Management Hong Kong - Securities and Futures Commission 2015-12-08
津元國際 (Chinese name only) Hong Kong - Securities and Futures Commission 2015-12-08
Private Partners & Associates Switzerland - Swiss Financial Market Supervisory Authority 2015-12-08
Standard Chartered Mutual Services United Kingdom - Financial Conduct Authority 2015-12-04
Algo Banque Switzerland - Swiss Financial Market Supervisory Authority 2015-12-04
BLS Capital Denmark - Danish Financial Supervisory Authority 2015-12-02
DE URRUTIA GROUP HOLDING Spain - Comisión Nacional del Mercado de Valores 2015-12-02
Kerford Investments (HK) Limited Hong Kong - Securities and Futures Commission 2015-12-02
KFM Investment Group Ontario - Ontario Securities Commission 2015-12-01
Hans Bernauer / HB Trading United Kingdom - Financial Conduct Authority 2015-11-27
Graphene Sensors Inc. British Columbia - British Columbia Securities Commission 2015-11-26
Update on websites offering binary options trading France - Autorité des marchés financiers 2015-11-26
TradeSolid Switzerland - Swiss Financial Market Supervisory Authority 2015-11-26
Yunnan Guochen Investment Co Ltd Hong Kong - Securities and Futures Commission 2015-11-26