International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 31221 to 31240 of 34708 results

Commercial Name Corporate Name URL Regulator Date
Capstone FX Europe Switzerland - Swiss Financial Market Supervisory Authority 2015-11-17
Patience Providence Switzerland - Swiss Financial Market Supervisory Authority 2015-11-16
Oak Tree Financials Switzerland - Swiss Financial Market Supervisory Authority 2015-11-16
Aztec Group Sweden - Finansinspektionen 2015-11-16
Capstone Securities Ireland - Central Bank of Ireland 2015-11-13
Whitaker Corporate Partners United Kingdom - Financial Conduct Authority 2015-11-13
Norvell Associates Hong Kong - Securities and Futures Commission 2015-11-13
Fund Access Limited Hong Kong - Securities and Futures Commission 2015-11-13
Carnegie Asset Management Limited Denmark - Danish Financial Supervisory Authority 2015-11-12
Hammond Capital Hong Kong - Securities and Futures Commission 2015-11-12
Bancde Options Hong Kong - Securities and Futures Commission 2015-11-06
Patience Providence Hong Kong - Securities and Futures Commission 2015-11-06
Yang Chen Associates/ Yang Cheng Associates Hong Kong - Securities and Futures Commission 2015-11-06
Chelestra Limited operating as LBinary Ontario - Ontario Securities Commission 2015-11-05
Hinsley Ford Ontario - Ontario Securities Commission 2015-11-05
Thungen Financial Sweden - Finansinspektionen 2015-11-05
Norikura Global Sweden - Finansinspektionen 2015-11-05
Tenjin & Associate United Kingdom - Financial Conduct Authority 2015-11-05
Osaka Corp Austria - Financial Market Authority 2015-11-05
Shinshiro International Austria - Financial Market Authority 2015-11-05