International Securities & Commodities Alerts Network (I-SCAN)
IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.
The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.
The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.
Showing 31261 to 31280 of 34708 results
| Commercial Name | Corporate Name | URL | Regulator | Date | |
|---|---|---|---|---|---|
| Prestige Equity | Hong Kong - Securities and Futures Commission | 2015-10-19 | |||
| Luma Group Ltd | Hong Kong - Securities and Futures Commission | 2015-10-19 | |||
| The Sterling Group International | Hong Kong - Securities and Futures Commission | 2015-10-19 | |||
| MG Wealth Advisors | Hong Kong - Securities and Futures Commission | 2015-10-19 | |||
| Whitaker Corporate Partners | Ireland - Central Bank of Ireland | 2015-10-16 | |||
| TRM GROUP | United Kingdom - Financial Conduct Authority | 2015-10-15 | |||
| Oak Tree Finance / Oak Tree Financials | United Kingdom - Financial Conduct Authority | 2015-10-15 | |||
| Rich Ventures Ltd. operating as EveryOption | Ontario - Ontario Securities Commission | 2015-10-13 | |||
| Market City International SRL operating as TNT Options | Ontario - Ontario Securities Commission | 2015-10-13 | |||
| Chester Harris & Co Inc | United Kingdom - Financial Conduct Authority | 2015-10-13 | |||
| Asia Pacific Ltd (cloned firm) - - Axel Neumann (cloned firm), AXN Trading and Eventus Alternatives Commercial Broker LLC - - Brandt-Swift Associates, Kingsburg Inc Ltd, Mutual Hope Ltd, Grandwic Ltd and Mestoz Ltd -- Greenberg International Law & Tax Ad | Belgium - Financial Services and Markets Authority | 2015-10-13 | |||
| Take off Consulting AG | Switzerland - Swiss Financial Market Supervisory Authority | 2015-10-13 | |||
| Excellence Financial AG | Switzerland - Swiss Financial Market Supervisory Authority | 2015-10-13 | |||
| 1A-CREDIT-now AG | Switzerland - Swiss Financial Market Supervisory Authority | 2015-10-13 | |||
| Adams & Taylor Group Ltd | United Kingdom - Financial Conduct Authority | 2015-10-12 | |||
| McMillan Consulting Group | United Kingdom - Financial Conduct Authority | 2015-10-09 | |||
| Belmont Capital New York/ Belmont Capital Holdings | United Kingdom - Financial Conduct Authority | 2015-10-09 | |||
| Perkins Consultancy Group | United Kingdom - Financial Conduct Authority | 2015-10-08 | |||
| Sterling Capital Inc. | Ontario - Ontario Securities Commission | 2015-10-08 | |||
| Temple Crown International | Switzerland - Swiss Financial Market Supervisory Authority | 2015-10-08 |
