International Securities & Commodities Alerts Network (I-SCAN)
IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.
The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.
The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.
Showing 31321 to 31340 of 34708 results
| Commercial Name | Corporate Name | URL | Regulator | Date | |
|---|---|---|---|---|---|
| GLOBAL MARKETS LTD (INTERACTIVE COMPANY LTD) | Spain - Comisión Nacional del Mercado de Valores | 2015-09-16 | |||
| BROKER GROUP / BROKER CAPITAL | Spain - Comisión Nacional del Mercado de Valores | 2015-09-16 | |||
| BROKER CAPITAL (BELIZE) | Spain - Comisión Nacional del Mercado de Valores | 2015-09-16 | |||
| Safecap Investments Limited | Brazil - Comissão de Valores Mobiliários | 2015-09-15 | |||
| Peston & Sons Securities, Jones Shaw Capital Partners, Neuberger and Co. Wealth Management, Arian Financial (cloned firm), Dashan International and Norikura-Global, Seattle Mercantile Exchange and Dalerich Ltd | Belgium - Financial Services and Markets Authority | 2015-09-15 | |||
| Original-Kreditbox AG | Switzerland - Swiss Financial Market Supervisory Authority | 2015-09-15 | |||
| Unauthorised websites offering binary options | France - Autorité des marchés financiers | 2015-09-14 | |||
| Baker Finch Partnership | United Kingdom - Financial Conduct Authority | 2015-09-14 | |||
| Cooper & Brown | United Kingdom - Financial Conduct Authority | 2015-09-14 | |||
| Foster Dunn & Associates | United Kingdom - Financial Conduct Authority | 2015-09-14 | |||
| Jefferson Philips | United Kingdom - Financial Conduct Authority | 2015-09-14 | |||
| BANK CAPITAL-INVESTMENT MANAGEMENT | Mauritius - Financial Services Commission | 2015-09-11 | |||
| Warren Global Group | Hong Kong - Securities and Futures Commission | 2015-09-07 | |||
| Nicolas Adamides / NA Trading | United Kingdom - Financial Conduct Authority | 2015-09-01 | |||
| Original-Kreditbox AG Ltd. | Austria - Financial Market Authority | 2015-08-31 | |||
| 1A-CREDIT-now AG Ltd. | Austria - Financial Market Authority | 2015-08-31 | |||
| Sony Online Investment | Switzerland - Swiss Financial Market Supervisory Authority | 2015-08-27 | |||
| IRONFX | Brazil - Comissão de Valores Mobiliários | 2015-08-26 | |||
| Markets.com | Brazil - Comissão de Valores Mobiliários | 2015-08-25 | |||
| Tilney Asset Management | United Kingdom - Financial Conduct Authority | 2015-08-24 |
