International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 31341 to 31360 of 34708 results

Commercial Name Corporate Name URL Regulator Date
Credence Financial Earnings Ltd United Kingdom - Financial Conduct Authority 2015-08-24
Henderson Global Trading United Kingdom - Financial Conduct Authority 2015-08-24
JC Sterling & Roth United Kingdom - Financial Conduct Authority 2015-08-24
Castlerigg UCITS Funds PLC United Kingdom - Financial Conduct Authority 2015-08-21
Broker Capital British Columbia - British Columbia Securities Commission 2015-08-19
Eastern Capital Fund Ltd. Schweiz Switzerland - Swiss Financial Market Supervisory Authority 2015-08-19
Daniel Côté et 9260-0485 Québec inc. Quebec - Autorité des marchés financiers 2015-08-18
Fortune Capital Ventures Jersey - Jersey Financial Services Commission 2015-08-14
Larosa Group Holdings Ltd. Ontario - Ontario Securities Commission 2015-08-12
Fortress Holdings Ltd. Poland - Polish Financial Supervision Authority 2015-08-12
Clear Hands Bt. Poland - Polish Financial Supervision Authority 2015-08-12
PRIME FMS Spain - Comisión Nacional del Mercado de Valores 2015-08-12
DISCRETIONARY UNIT FUND MANAGERS (Clone) United Kingdom - Financial Conduct Authority 2015-08-11
Berkley Commodity Trading Corporation Ontario - Ontario Securities Commission 2015-08-10
Amber Options Ontario - Ontario Securities Commission 2015-08-10
Blue Bay Finance Ltd Ontario - Ontario Securities Commission 2015-08-10
HTTP://FINANCIALBINARY.COM/ES Spain - Comisión Nacional del Mercado de Valores 2015-08-05
MAXOW CAPITAL, LTD. Spain - Comisión Nacional del Mercado de Valores 2015-08-05
NORAPAL, S.L. Spain - Comisión Nacional del Mercado de Valores 2015-08-05
China Merchants International Corporation Jersey - Jersey Financial Services Commission 2015-08-04